Equitable Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lane Nick | (See Remarks) | Sale | 23,352 | $31.46 | $734,654 | 57,975 | Mar 24, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Tax Withholding | 21,278 | $32.39 | $689,209 | 118,789 | Mar 22, 2021 |
| Pearson Mark | President and CEO | Award / Grant | 2,136 | — | — | 695,843 | Mar 22, 2021 |
| Lane Nick | (See Remarks) | Tax Withholding | 10,444 | $32.39 | $338,281 | 81,327 | Mar 22, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Tax Withholding | 9,789 | $32.39 | $317,073 | 61,979 | Mar 22, 2021 |
| Lane Nick | (See Remarks) | Award / Grant | 523 | — | — | 163,206 | Mar 22, 2021 |
| Pearson Mark | President and CEO | Tax Withholding | 53,194 | $32.39 | $1,722,957 | 419,926 | Mar 22, 2021 |
| BERNSTEIN SETH P | See Remarks | Tax Withholding | 7,641 | $32.39 | $247,499 | 37,466 | Mar 22, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Sale | 55,500 | $32.84 | $1,822,620 | 71,768 | Mar 19, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Sale | 200,880 | $32.82 | $6,592,882 | 140,068 | Mar 19, 2021 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Sale | 3,000 | $32.27 | $96,810 | 63,255 | Mar 15, 2021 |
| BERNSTEIN SETH P | See Remarks | Award / Grant | 130 | — | — | 45,107 | Mar 11, 2021 |
| Pearson Mark | President and CEO | Award / Grant | 1,071 | — | — | 473,120 | Mar 11, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Award / Grant | 334 | — | — | 140,068 | Mar 11, 2021 |
| Lane Nick | (See Remarks) | Award / Grant | 289 | — | — | 91,771 | Mar 11, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Award / Grant | 278 | — | — | 127,268 | Mar 11, 2021 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Sale | 6,900 | $31.82 | $219,558 | 66,255 | Mar 11, 2021 |
| Eckert William James IV | SVP and CAO | Award / Grant | 76 | — | — | 16,373 | Mar 11, 2021 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Tax Withholding | 21,470 | $30.26 | $649,677 | 73,013 | Mar 1, 2021 |
| Pearson Mark | President and CEO | Tax Withholding | 15,827 | $29.57 | $467,995 | 407,493 | Mar 1, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Award / Grant | 72,609 | — | — | 162,548 | Mar 1, 2021 |
| Eckert William James IV | SVP and CAO | Tax Withholding | 658 | $29.57 | $19,455 | 16,297 | Feb 26, 2021 |
| BERNSTEIN SETH P | See Remarks | Tax Withholding | 1,421 | $29.57 | $42,022 | 44,977 | Feb 26, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Tax Withholding | 32,204 | $30.26 | $974,485 | 139,734 | Feb 26, 2021 |
| Lane Nick | (See Remarks) | Tax Withholding | 3,641 | $29.57 | $107,670 | 91,482 | Feb 26, 2021 |
| Lane Nick | (See Remarks) | Award / Grant | 30,140 | — | — | 95,124 | Feb 17, 2021 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Award / Grant | 14,353 | — | — | 58,221 | Feb 17, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Award / Grant | 38,034 | — | — | 118,981 | Feb 17, 2021 |
| Pearson Mark | President and CEO | Award / Grant | 114,819 | — | — | 423,319 | Feb 17, 2021 |
| BERNSTEIN SETH P | See Remarks | Award / Grant | 12,200 | — | — | 46,398 | Feb 17, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Award / Grant | 28,705 | — | — | 97,223 | Feb 17, 2021 |
| Eckert William James IV | SVP and CAO | Award / Grant | 5,741 | — | — | 16,955 | Feb 17, 2021 |
| Malmstrom Anders | Senior EVP & CFO | Tax Withholding | 3,396 | $27.35 | $92,870 | 80,947 | Feb 14, 2021 |
| BERNSTEIN SETH P | See Remarks | Tax Withholding | 1,805 | $27.35 | $49,362 | 34,198 | Feb 14, 2021 |
| Eckert William James IV | SVP and CAO | Tax Withholding | 742 | $27.35 | $20,292 | 11,214 | Feb 14, 2021 |
| HURD JEFFREY J | Senior EVP & COO | Tax Withholding | 3,013 | $27.35 | $82,395 | 68,518 | Feb 14, 2021 |
| Lane Nick | (See Remarks) | Tax Withholding | 3,048 | $27.35 | $83,366 | 64,984 | Feb 14, 2021 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Tax Withholding | 1,694 | $27.35 | $46,326 | 43,868 | Feb 14, 2021 |
| Pearson Mark | President and CEO | Tax Withholding | 9,315 | $27.35 | $254,778 | 308,500 | Feb 14, 2021 |
| Lane Nick | (See Remarks) | Tax Withholding | 3,740 | $25.05 | $93,695 | 68,032 | Feb 1, 2021 |
| Matus Kristi Ann | — | Gift | 2,832 | — | — | 18,682 | Dec 11, 2020 |
| Eckert William James IV | SVP and CAO | Sale | 3,182 | $26.48 | $84,259 | 11,956 | Dec 9, 2020 |
| Malmstrom Anders | Senior EVP & CFO | Award / Grant | 302 | — | — | 84,343 | Dec 1, 2020 |
| Pearson Mark | President and CEO | Award / Grant | 1,006 | — | — | 317,816 | Dec 1, 2020 |
| HURD JEFFREY J | Senior EVP & COO | Award / Grant | 299 | — | — | 71,530 | Dec 1, 2020 |
| BERNSTEIN SETH P | See Remarks | Award / Grant | 132 | — | — | 36,003 | Dec 1, 2020 |
| Eckert William James IV | SVP and CAO | Award / Grant | 77 | — | — | 15,138 | Dec 1, 2020 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Award / Grant | 158 | — | — | 45,561 | Dec 1, 2020 |
| Lane Nick | (See Remarks) | Award / Grant | 326 | — | — | 71,772 | Dec 1, 2020 |
| Hattem Dave S. | SEVP & Chief Legal Officer | Sale | 7,000 | $22.75 | $159,250 | 45,403 | Nov 6, 2020 |