Ares Real Estate Income Trust Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| JOHNSON JEFFREY L | Chief Executive Officer | Disposition | 114,006 | $7.43 | $847,067 | 278,996 | Aug 22, 2016 |
| Duke Charles B | — | Award / Grant | 1,352 | — | — | 4,992 | Jun 23, 2016 |
| Woodberry John P | — | Award / Grant | 1,352 | — | — | 9,992 | Jun 23, 2016 |
| Sullivan Daniel Joseph | — | Award / Grant | 1,352 | — | — | 5,100 | Jun 23, 2016 |
| Scott Michael Kirk | CFO and Treasurer | Disposition | 26,970 | $7.43 | $200,390 | 79,139 | Mar 28, 2016 |
| Moran Gregory M. | Executive Vice President | Purchase | 6,750 | $7.41 | $50,018 | 10,457 | Feb 4, 2016 |
| JOHNSON JEFFREY L | Chief Executive Officer | Purchase | 67,497 | $7.41 | $500,153 | 393,000 | Feb 4, 2016 |
| Scott Michael Kirk | CFO and Treasurer | Purchase | 13,500 | $7.41 | $100,035 | 106,109 | Feb 4, 2016 |
| LYNCH J MICHAEL | President | Purchase | 18,562 | $7.41 | $137,544 | 116,684 | Feb 4, 2016 |
| KINCAID RICHARD D | Chairman & Director | Purchase | 6,750 | $7.41 | $50,018 | 94,984 | Feb 4, 2016 |
| Blumberg John A | — | Award / Grant | 124,451 | $7.41 | $922,182 | 606,193 | Feb 4, 2016 |
| Sullivan Daniel Joseph | — | Award / Grant | 1,373 | — | — | 3,590 | Jun 23, 2015 |
| Duke Charles B | — | Award / Grant | 1,373 | — | — | 3,573 | Jun 23, 2015 |
| Woodberry John P | — | Award / Grant | 1,373 | — | — | 8,573 | Jun 23, 2015 |
| Blumberg John A | — | Other | 7,500 | — | — | 539,830 | May 4, 2015 |
| Scott Michael Kirk | CFO and Treasurer | Award / Grant | 17,030 | — | — | 92,414 | Mar 13, 2015 |
| Blumberg John A | — | Other | 17,030 | — | — | 608,686 | Mar 13, 2015 |
| JOHNSON JEFFREY L | Chief Executive Officer | Purchase | 153,203 | $7.18 | $1,100,000 | 325,506 | Feb 25, 2015 |
| KINCAID RICHARD D | Chairman & Director | Purchase | 13,928 | $7.18 | $100,000 | 86,124 | Feb 25, 2015 |
| LYNCH J MICHAEL | President | Purchase | 19,150 | $7.18 | $137,500 | 98,122 | Feb 25, 2015 |
| Scott Michael Kirk | CFO and Treasurer | Purchase | 13,928 | $7.18 | $100,000 | 75,384 | Feb 25, 2015 |
| Widoff Joshua J | EVP Gen Counsel and Secretary | Purchase | 4,352 | $7.18 | $31,250 | 25,983 | Feb 25, 2015 |
| Blumberg John A | — | Sale | 224,147 | $7.18 | $1,609,375 | 627,342 | Feb 25, 2015 |
| Sullivan Daniel Joseph | — | Award / Grant | 1,434 | — | — | 2,138 | Jun 25, 2014 |
| Woodberry John P | — | Award / Grant | 1,434 | — | — | 7,138 | Jun 25, 2014 |
| Duke Charles B | — | Award / Grant | 1,434 | — | — | 2,138 | Jun 25, 2014 |
| Lehr Austin Windsor | Chief Operating Officer | Other | 57,434 | $6.96 | $399,742 | 1,473 | Apr 28, 2014 |
| Blumberg John A | — | Other | 57,434 | $6.96 | $399,742 | 493,575 | Apr 28, 2014 |
| Blumberg John A | — | Sale | 493,575 | $6.96 | $3,435,279 | 493,575 | Apr 7, 2014 |
| Widoff Joshua J | EVP Gen Counsel and Secretary | Purchase | 17,948 | $6.96 | $124,919 | 21,630 | Apr 7, 2014 |
| Lehr Austin Windsor | Chief Operating Officer | Purchase | 57,434 | $6.96 | $399,742 | 58,907 | Apr 7, 2014 |
| Scott Michael Kirk | CFO and Treasurer | Purchase | 57,434 | $6.96 | $399,742 | 61,267 | Apr 7, 2014 |
| LYNCH J MICHAEL | President | Purchase | 78,972 | $6.96 | $549,645 | 78,972 | Apr 7, 2014 |
| KINCAID RICHARD D | Chairman & Director | Purchase | 57,434 | $6.96 | $399,742 | 72,766 | Apr 7, 2014 |
| JOHNSON JEFFREY L | Chief Executive Officer | Purchase | 172,302 | $6.96 | $1,199,225 | 172,302 | Apr 7, 2014 |
| Woodberry John P | — | Award / Grant | 696 | $6.93 | $4,821 | 5,696 | Jan 2, 2014 |
| Sullivan Daniel Joseph | — | Award / Grant | 696 | $6.93 | $4,821 | 696 | Jan 2, 2014 |
| Duke Charles B | — | Award / Grant | 696 | $6.93 | $4,821 | 696 | Jan 2, 2014 |
| LYNCH J MICHAEL | President | Purchase | 14,576 | $6.86 | $99,993 | 14,576 | Sep 25, 2013 |
| Woodberry John P | — | Purchase | 5,000 | $6.76 | $33,800 | 5,000 | May 22, 2013 |
| Blumberg John A | — | Purchase | 36,822 | $6.79 | $250,018 | 36,822 | Mar 27, 2013 |
| Lehr Austin Windsor | Chief Operating Officer | Purchase | 1,473 | $6.79 | $10,001 | 1,473 | Mar 27, 2013 |
| Widoff Joshua J | EVP Gen Counsel and Secretary | Purchase | 3,682 | $6.79 | $25,002 | 3,682 | Mar 27, 2013 |
| JOHNSON JEFFREY L | Chief Executive Officer | Purchase | 36,822 | $6.79 | $250,018 | 36,822 | Mar 27, 2013 |
| KINCAID RICHARD D | Chairman & Director | Purchase | 14,762 | $6.77 | $99,941 | 14,762 | Mar 26, 2013 |
| Scott Michael Kirk | CFO, Treasurer & VP | Purchase | 3,691 | $6.77 | $24,985 | 3,691 | Mar 26, 2013 |
| Blumberg John A | Chairman & Director | Other | 20,000 | — | — | 20,000 | Sep 1, 2011 |