Altimmune, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MACNEILL PHILIP | VP, CFO, Treasurer, Secretary | Award / Grant | 25,000 | — | — | 50,000 | Dec 3, 2015 |
| GILL JOHN | President and CEO | Award / Grant | 612,244 | — | — | 612,244 | Nov 5, 2015 |
| MACNEILL PHILIP | CFO | Award / Grant | 25,000 | — | — | 25,000 | May 1, 2015 |
| St Peter Steven | — | Purchase | 25,000 | $1.65 | $41,250 | 25,000 | Mar 19, 2015 |
| Jones Jeffrey Michael | COO | Award / Grant | 25,000 | — | — | 27,544 | Mar 11, 2015 |
| CHANG LINDA L | SVP, CFO & Secretary | Sale | 29,600 | $2.10 | $62,160 | 30,000 | Jan 7, 2015 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | — | Purchase | 8,500 | $1.55 | $13,175 | 7,981,035 | Sep 22, 2014 |
| RICHMAN ERIC I | See Remarks | Tax Withholding | 22,500 | — | — | 176,822 | Mar 7, 2012 |
| Cook Francesca M | SVP, Policy & Gov't Affairs | Tax Withholding | 3,059 | $1.30 | $3,977 | 37,631 | Jan 21, 2012 |
| Karp Jordan P | SVP, General Counsel | Tax Withholding | 7,863 | $1.27 | $9,986 | 21,929 | Dec 30, 2011 |
| Runge Jeffrey W. | — | Purchase | 20,000 | $1.30 | $26,000 | 20,000 | Dec 12, 2011 |
| RICHMAN ERIC I | President & CEO | Award / Grant | 75,000 | — | — | 199,322 | Dec 7, 2011 |
| FUERST THOMAS RICHARD | SVP, Chief Scientific Officer | Purchase | 5,000 | $1.27 | $6,350 | 15,000 | Nov 22, 2011 |
| CHANG LINDA L | SVP & CFO | Purchase | 10,000 | $1.38 | $13,800 | 30,000 | Nov 16, 2011 |
| FUERST THOMAS RICHARD | EVP, Chief Scientific Officer | Purchase | 10,000 | $1.51 | $15,100 | 10,000 | Nov 10, 2011 |
| Karp Jordan P | SVP, General Counsel | Purchase | 10,000 | $1.51 | $15,100 | 10,000 | Nov 10, 2011 |
| RICHMAN ERIC I | President and CEO | Purchase | 3,000 | $1.50 | $4,500 | 3,000 | Nov 10, 2011 |
| Karp Jordan P | SVP, General Counsel | Award / Grant | 25,000 | — | — | 29,792 | Sep 30, 2011 |
| RICHMAN ERIC I | See Remarks | Award / Grant | 25,000 | — | — | 124,322 | Sep 30, 2011 |
| SCHAFFER DERACE L | — | Purchase | — | — | — | — | Aug 25, 2011 |
| SCHAFFER DERACE L | — | Purchase | 20,902 | $0.70 | $14,631 | 1,038,613 | Aug 25, 2011 |
| SAYARE MITCHEL | — | Purchase | 5,000 | $2.17 | $10,850 | 5,000 | Aug 18, 2011 |
| Runge Jeffrey W. | — | Purchase | 17,850 | $2.69 | $48,017 | 17,850 | Jun 17, 2011 |
| Riddle Valerie D | SVP, Medical Director | Sale | 4,775 | $3.75 | $17,906 | 49,790 | May 31, 2011 |
| PAPPAJOHN JOHN | — | Sale | 50,000 | $3.68 | $184,000 | 394,044 | May 25, 2011 |
| Riddle Valerie D | SVP, Medical Director | Sale | 3,438 | $3.68 | $12,652 | 53,323 | May 23, 2011 |
| SCHAFFER DERACE L | — | Sale | 142,497 | $3.68 | $524,389 | 1,017,711 | May 17, 2011 |
| RICHMAN ERIC I | See Remarks | Tax Withholding | 3,057 | $3.42 | $10,455 | 109,822 | Jan 21, 2011 |
| Cook Francesca M | VP, Policy & GVMNT Affairs | Tax Withholding | 2,574 | $3.42 | $8,803 | 40,690 | Jan 21, 2011 |
| Riddle Valerie D | VP, Medical Director | Tax Withholding | 2,750 | $3.42 | $9,405 | 53,323 | Jan 21, 2011 |
| RICHMAN ERIC I | See Remarks | Award / Grant | 35,000 | — | — | 112,879 | Dec 23, 2010 |
| SCHAFFER DERACE L | — | C | 444,044 | $2.54 | $1,127,872 | 1,285,208 | Nov 24, 2010 |
| PAPPAJOHN JOHN | — | C | 444,044 | $2.54 | $1,127,872 | 444,044 | Nov 22, 2010 |
| McCleary Joel | — | C | 18,757 | $2.54 | $47,643 | 120,167 | Nov 3, 2010 |
| RICHMAN ERIC I | President and CEO | C | 7,306 | $2.54 | $18,557 | 77,879 | Nov 3, 2010 |
| MPM BIOVENTURES III LLC | — | Purchase | 430,000 | $3.50 | $1,505,000 | 6,347,614 | Nov 3, 2010 |
| SIMON NICHOLAS J III | — | C | 2,428,171 | $2.54 | $6,167,554 | 5,917,614 | Nov 3, 2010 |
| CAVANAUGH JAMES H | — | C | 935,814 | $2.54 | $2,376,968 | 4,253,057 | Nov 3, 2010 |
| RICHMAN ERIC I | President and Interim CEO | Purchase | 10,000 | $1.58 | $15,800 | 70,573 | Jun 17, 2010 |
| PAPPAJOHN JOHN | — | Purchase | 45,656 | $1.51 | $68,941 | 911,164 | May 26, 2010 |
| PAPPAJOHN JOHN | — | Purchase | 45,656 | $1.51 | $68,941 | 911,164 | May 26, 2010 |
| SCHAFFER DERACE L | — | Purchase | 16,747 | $1.42 | $23,781 | 757,911 | May 18, 2010 |
| RICHMAN ERIC I | See Remarks | Tax Withholding | 10,500 | $3.40 | $35,700 | 99,322 | Mar 23, 2010 |
| Fusco Joan | Senior VP, Operations | Tax Withholding | 1,750 | $1.80 | $3,150 | 36,730 | Mar 5, 2010 |
| Cook Francesca M | VP, Policy & GVMNT Affairs | Tax Withholding | 2,574 | $1.73 | $4,453 | 43,264 | Jan 21, 2010 |
| Camut Christopher C | VP, Gov't Contracts | Tax Withholding | 2,531 | $1.73 | $4,379 | 46,777 | Jan 21, 2010 |
| Fusco Joan | SVP, Operations | Tax Withholding | 2,332 | $1.73 | $4,034 | 38,480 | Jan 21, 2010 |
| MORGES WAYNE | VP, Regulatory Affairs & Qual | Tax Withholding | 2,559 | $1.73 | $4,427 | 35,532 | Jan 21, 2010 |
| Riddle Valerie D | VP, Medical Director | Tax Withholding | 2,751 | $1.73 | $4,759 | 56,073 | Jan 21, 2010 |
| SCHAFFER DERACE L | — | Purchase | 50,000 | $1.20 | $60,000 | 741,164 | Dec 11, 2009 |