Lightwave Logic, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SMITH THOMAS P | — | Sale | 15,000 | $1.65 | $24,750 | 791,500 | Oct 16, 2009 |
| SMITH THOMAS P | — | Sale | 2,710 | $1.40 | $3,794 | 518,700 | Oct 13, 2009 |
| SMITH THOMAS P | — | Sale | 9,100 | $1.34 | $12,194 | 825,385 | Oct 13, 2009 |
| Fasick Ross W. | — | Purchase | 29,000 | $0.35 | $10,150 | 249,000 | Jun 18, 2009 |
| Ashton Andrew J | Vice President, Treasurer, Sec | Gift | 190,000 | — | — | 2,981,667 | Apr 28, 2009 |
| Ashton Andrew J | V.Pres, Treasurer, Secretary | Option Exercise | 40,000 | $0.25 | $10,000 | 3,172,000 | Jan 31, 2009 |
| Pickett William Clendenin III | — | Option Exercise | 20,550 | $0.25 | $5,138 | 21,000 | Jan 29, 2009 |
| Zelibor Thomas Edward | — | Option Exercise | 40,000 | $0.25 | $10,000 | 40,000 | Jan 27, 2009 |
| Marcelli James S. | Chief Executive Officer | Option Exercise | 40,000 | $0.25 | $10,000 | 240,000 | Jan 26, 2009 |
| Fasick Ross W. | — | Option Exercise | 40,000 | $0.25 | $10,000 | 220,000 | Jan 22, 2009 |
| Eaton David F | Chief Technology Officer | Award / Grant | 100,000 | — | — | 100,000 | Jan 9, 2009 |
| Fasick Ross W. | — | O | 60,000 | $1.00 | $60,000 | 180,000 | Dec 19, 2008 |
| SMITH THOMAS P | — | O | 250,000 | $1.00 | $250,000 | 750,000 | Dec 19, 2008 |
| Bennett Harold R | Chief Executive Officer | Award / Grant | 400,000 | — | — | 400,000 | Feb 5, 2008 |