ANAVEX LIFE SCIENCES CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MISSLING CHRISTOPHER U | President,CEO,CFO & Treasurer | Purchase | 1,000 | $0.37 | $370 | 3,001,000 | Jun 4, 2015 |
| Skarpelos Athanasios | — | Gift | 300,000 | — | — | 5,225,832 | Nov 28, 2013 |
| Skarpelos Athanasios | — | Gift | 1,000,000 | — | — | 5,725,832 | Oct 29, 2013 |
| Lalach Harvey | President COO Secretary | Sale | 8,572 | $1.05 | $9,001 | 550,000 | May 24, 2012 |
| TIDMARSH GEORGE F | Executive Director | Other | 8,000 | $1.25 | $10,000 | 8,000 | Feb 9, 2012 |
| Lalach Harvey | President COO Secretary | Sale | 3,000 | $2.81 | $8,430 | 568,572 | Jun 13, 2011 |
| Lalach Harvey | President COO Secretary | Sale | 10,000 | $2.75 | $27,500 | 579,872 | Apr 14, 2011 |
| Lalach Harvey | President COO Secretary | Sale | 5,500 | $3.68 | $20,240 | 589,872 | Mar 10, 2011 |
| Lalach Harvey | President COO Secretary | Sale | 1,628 | $3.74 | $6,089 | 595,372 | Feb 18, 2011 |
| Skarpelos Athanasios | — | Sale | 111,112 | $2.25 | $250,002 | 6,836,944 | Oct 29, 2009 |
| Durrant Cameron | — | Other | 75,000 | — | — | — | Jun 18, 2009 |
| Skarpelos Athanasios | — | Sale | 950,000 | $1.70 | $1,615,000 | 7,567,500 | Oct 26, 2007 |
| Skarpelos Athanasios | — | Purchase | 92,500 | $3.60 | $333,000 | 8,517,500 | Sep 17, 2007 |
| Skarpelos Athanasios | — | Sale | 950,000 | $1.70 | $1,615,000 | 8,425,000 | Jul 30, 2007 |
| Skarpelos Athanasios | — | Other | 7,812,500 | — | — | 9,375,000 | Jun 12, 2006 |
| Lalach Harvey | President & CEO | Other | 500,000 | — | — | 600,000 | Jun 12, 2006 |
| Wu Yang | President & CEO | Sale | 812,500 | $0.15 | $121,875 | — | Apr 25, 2006 |
| Wu Pei Ru | COO | Sale | 850,000 | $0.15 | $127,500 | — | Apr 25, 2006 |