COHEN & STEERS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Smith Dasha | — | Award / Grant | 304 | — | — | 2,650 | Jul 1, 2021 |
| COHEN MARTIN | — | Award / Grant | 304 | — | — | 1,354,817 | Jul 1, 2021 |
| Simon Richard P | — | Award / Grant | 304 | — | — | 37,985 | Jul 1, 2021 |
| Villani Edmond D | — | Award / Grant | 304 | — | — | 38,460 | Jul 1, 2021 |
| STEERS ROBERT HAMILTON | Chief Executive Officer | Award / Grant | 761 | — | — | 252,007 | May 27, 2021 |
| POLI FRANCIS C | GC, Secretary, EVP | Award / Grant | 193 | — | — | 67,366 | May 27, 2021 |
| Charles Daniel P | Executive Vice President | Award / Grant | 104 | — | — | 18,107 | May 27, 2021 |
| Cheigh Jon | Chief Investment Officer, EVP | Award / Grant | 432 | — | — | 123,646 | May 27, 2021 |
| Dulik Elena | Chief Accounting Officer, SVP | Award / Grant | 37 | — | — | 20,817 | May 27, 2021 |
| Stadler Matthew S. | Chief Financial Officer, EVP | Award / Grant | 244 | — | — | 131,468 | May 27, 2021 |
| Nolty Michele | Executive Vice President | Award / Grant | 47 | — | — | 14,089 | May 27, 2021 |
| DERECHIN ADAM M | Chief Operating Officer, EVP | Award / Grant | 199 | — | — | 514,633 | May 27, 2021 |
| Harvey Joseph M | President | Award / Grant | 744 | — | — | 1,225,748 | May 27, 2021 |
| RHEIN PETER L | — | Award / Grant | 375 | — | — | 20,977 | Apr 1, 2021 |
| Villani Edmond D | — | Award / Grant | 375 | — | — | 38,156 | Apr 1, 2021 |
| Simon Richard P | — | Award / Grant | 375 | — | — | 37,681 | Apr 1, 2021 |
| Smith Dasha | — | Award / Grant | 375 | — | — | 2,346 | Apr 1, 2021 |
| Aggarwal Reena | — | Award / Grant | 375 | — | — | 9,493 | Apr 1, 2021 |
| COHEN MARTIN | — | Award / Grant | 375 | — | — | 1,354,513 | Apr 1, 2021 |
| Connor Frank T | — | Award / Grant | 375 | — | — | 16,463 | Apr 1, 2021 |
| Stadler Matthew S. | Chief Financial Officer, EVP | Award / Grant | 269 | — | — | 131,224 | Mar 18, 2021 |
| Charles Daniel P | Executive Vice President | Award / Grant | 116 | — | — | 18,003 | Mar 18, 2021 |
| Cheigh Jon | Chief Investment Officer, EVP | Award / Grant | 478 | — | — | 123,046 | Mar 18, 2021 |
| STEERS ROBERT HAMILTON | Chief Executive Officer | Award / Grant | 839 | — | — | 251,246 | Mar 18, 2021 |
| Harvey Joseph M | President and Acting CEO | Award / Grant | 822 | — | — | 1,224,870 | Mar 18, 2021 |
| DERECHIN ADAM M | Chief Operating Officer, EVP | Award / Grant | 222 | — | — | 514,434 | Mar 18, 2021 |
| Dulik Elena | Chief Accounting Officer, SVP | Award / Grant | 42 | — | — | 20,718 | Mar 18, 2021 |
| POLI FRANCIS C | GC, Secretary, EVP | Award / Grant | 213 | — | — | 67,173 | Mar 18, 2021 |
| Nolty Michele | Executive Vice President | Award / Grant | 52 | — | — | 14,042 | Mar 18, 2021 |
| Dulik Elena | Chief Accounting Officer, SVP | Award / Grant | 2,100 | — | — | 20,676 | Jan 29, 2021 |
| Stadler Matthew S. | Chief Financial Officer, EVP | Award / Grant | 14,075 | — | — | 130,955 | Jan 29, 2021 |
| STEERS ROBERT HAMILTON | Chief Executive Officer | Award / Grant | 47,260 | — | — | 250,407 | Jan 29, 2021 |
| POLI FRANCIS C | GC, Secretary, EVP | Award / Grant | 11,043 | — | — | 66,960 | Jan 29, 2021 |
| Harvey Joseph M | President | Gift | 250,000 | — | — | 1,210,931 | Jan 29, 2021 |
| Charles Daniel P | Executive Vice President | Award / Grant | 14,370 | — | — | 17,887 | Jan 29, 2021 |
| Cheigh Jon | Chief Investment Officer, EVP | Award / Grant | 29,812 | — | — | 122,568 | Jan 29, 2021 |
| Nolty Michele | Executive Vice President | Tax Withholding | 1,777 | $68.80 | $122,258 | 11,084 | Jan 29, 2021 |
| DERECHIN ADAM M | Chief Operating Officer, EVP | Award / Grant | 11,425 | — | — | 514,212 | Jan 29, 2021 |
| COHEN MARTIN | — | Award / Grant | 341 | — | — | 1,354,138 | Jan 4, 2021 |
| Villani Edmond D | — | Award / Grant | 341 | — | — | 37,781 | Jan 4, 2021 |
| Connor Frank T | — | Award / Grant | 341 | — | — | 16,088 | Jan 4, 2021 |
| Smith Dasha | — | Award / Grant | 341 | — | — | 1,971 | Jan 4, 2021 |
| Aggarwal Reena | — | Award / Grant | 341 | — | — | 9,118 | Jan 4, 2021 |
| Simon Richard P | — | Award / Grant | 341 | — | — | 37,306 | Jan 4, 2021 |
| Nolty Michele | Executive Vice President | Sale | 3,200 | $75.67 | $242,144 | 12,861 | Dec 16, 2020 |
| RHEIN PETER L | — | Award / Grant | 341 | — | — | 21,224 | Dec 3, 2020 |
| Cheigh Jon | Executive Vice President | Award / Grant | 1,356 | — | — | 113,428 | Dec 1, 2020 |
| POLI FRANCIS C | GC, Secretary, EVP | Award / Grant | 720 | — | — | 64,745 | Dec 1, 2020 |
| Dulik Elena | Chief Accounting Officer | Award / Grant | 144 | — | — | 19,878 | Dec 1, 2020 |
| Stadler Matthew S. | Chief Financial Officer | Award / Grant | 896 | — | — | 128,500 | Dec 1, 2020 |