Cellectar Biosciences, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| AWM Investment Company, Inc. | — | Sale | 4,378 | $1.20 | $5,254 | 795,622 | Nov 25, 2015 |
| CARUSO JAMES V | President and CEO | Purchase | 1,000 | $1.30 | $1,300 | 6,000 | Nov 24, 2015 |
| AWM Investment Company, Inc. | — | Sale | 67,102 | $1.27 | $85,220 | 800,000 | Nov 23, 2015 |
| AWM Investment Company, Inc. | — | Sale | 8,061 | $1.38 | $11,124 | 10,625,547 | Nov 20, 2015 |
| CARUSO JAMES V | President and CEO | Purchase | 1,000 | $1.16 | $1,160 | 5,000 | Nov 20, 2015 |
| CARUSO JAMES V | President and CEO | Purchase | 2,000 | $1.39 | $2,780 | 2,000 | Nov 19, 2015 |
| AWM Investment Company, Inc. | — | Sale | 99 | $2.00 | $198 | 1,070,608 | Oct 28, 2015 |
| AWM Investment Company, Inc. | — | Sale | 2,000 | $2.00 | $4,000 | 1,070,707 | Oct 22, 2015 |
| AWM Investment Company, Inc. | — | Sale | 2,554 | $2.00 | $5,108 | 1,079,573 | Oct 6, 2015 |
| AWM Investment Company, Inc. | — | Sale | 2,800 | $2.11 | $5,908 | 1,082,127 | Oct 2, 2015 |
| AWM Investment Company, Inc. | — | Sale | 6,340 | $2.00 | $12,680 | 1,111,227 | Oct 1, 2015 |
| AWM Investment Company, Inc. | — | Sale | 10,000 | $2.65 | $26,500 | 1,119,268 | Sep 29, 2015 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Purchase | 182 | $3.00 | $546 | 1,142,368 | Sep 8, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | — | Purchase | 4,800 | $3.05 | $14,640 | 1,070,800 | Aug 22, 2014 |
| HILL STEPHEN A | — | Purchase | 5,300 | $3.75 | $19,875 | 5,300 | Aug 20, 2014 |
| Pedder Simon | President and CEO | Purchase | 13,300 | $3.75 | $49,875 | 13,300 | Aug 20, 2014 |
| NEIS JOHN | — | Purchase | 130,000 | $3.75 | $487,500 | 493,715 | Aug 20, 2014 |
| Hertzberg Richard | — | Purchase | 75,000 | $0.72 | $54,000 | 75,000 | Dec 5, 2011 |