NUVEEN FLOATING RATE INCOME FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Caraher Scott C. | — | Purchase | 600 | $12.24 | $7,344 | 4,000 | Jun 17, 2013 |
| SCHNEIDER WILLIAM J | — | Sale | 25,300 | $10.27 | $259,831 | — | Oct 20, 2011 |
| SCHNEIDER WILLIAM J | — | Purchase | 25,300 | $11.90 | $301,070 | 25,300 | May 4, 2010 |
| SCHWERTFEGER TIMOTHY R | — | Purchase | 18,000 | $11.50 | $207,000 | 18,000 | Aug 16, 2007 |