NOODLES & Co — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Boennighausen David James | Chief Executive Officer | Tax Withholding | 2,899 | $12.30 | $35,658 | 78,261 | Jun 29, 2018 |
| WEST THOMAS B | EVP - Operations | Award / Grant | 5,420 | — | — | 48,050 | Jun 29, 2018 |
| Boennighausen David James | Chief Executive Officer | Award / Grant | 14,228 | — | — | 110,432 | Jun 29, 2018 |
| Argentia Private Investments Inc. | — | C | 1,522,098 | — | — | 8,281,849 | May 24, 2018 |
| Dahnke Scott Arnold | — | Other | 10,752 | — | — | 35,078 | May 16, 2018 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | — | Other | 5,376 | — | — | 6,759,751 | May 16, 2018 |
| Mill Road Capital II, L.P. | — | Other | 5,376 | — | — | 15,792 | May 16, 2018 |
| MADSEN ANDREW H | — | Award / Grant | 8,960 | — | — | 8,960 | May 16, 2018 |
| JONES JEFFREY W | — | Award / Grant | 5,376 | — | — | 19,578 | May 16, 2018 |
| Hartnett Robert M. | — | Award / Grant | 5,376 | — | — | 106,258 | May 16, 2018 |
| Egan Mary | — | Award / Grant | 8,960 | — | — | 8,960 | May 16, 2018 |
| Dahnke Scott Arnold | — | Other | 5,376 | — | — | 29,702 | May 16, 2018 |
| DAGGETT SUSAN | Interim Chief Financial Office | Sale | 2,500 | $9.43 | $23,575 | 22,000 | May 15, 2018 |
| Lockhart Kathryn Rae | Vice President & Controller | Tax Withholding | 307 | $7.25 | $2,226 | 18,186 | May 4, 2018 |
| Boennighausen David James | Chief Executive Officer | Tax Withholding | 1,320 | $7.25 | $9,570 | 66,933 | May 4, 2018 |
| Hermann Charles | Chief Brand Officer | Award / Grant | 35,000 | — | — | 35,000 | Mar 12, 2018 |
| Lockhart Kathryn Rae | Vice President & Controller | Award / Grant | 15,000 | — | — | 15,000 | Jan 16, 2018 |
| DAGGETT SUSAN | Interim Chief Financial Office | Award / Grant | 22,000 | — | — | 22,000 | Jan 16, 2018 |
| WEST THOMAS B | EVP - Operations | Award / Grant | 30,000 | — | — | 30,000 | Jan 16, 2018 |
| Boennighausen David James | Chief Executive Officer | Award / Grant | 40,000 | — | — | 40,000 | Jan 16, 2018 |
| Boennighausen David James | Chief Executive Officer | Award / Grant | 10,000 | — | — | 10,000 | Sep 21, 2017 |
| MURPHY PAUL J B III | — | Award / Grant | 150,000 | — | — | 150,000 | Jul 10, 2017 |
| Hartnett Robert M. | — | Purchase | 39,200 | $3.52 | $137,984 | 100,882 | Jun 15, 2017 |
| Argentia Private Investments Inc. | — | Other | 9,615 | — | — | 6,754,375 | May 11, 2017 |
| JONES JEFFREY W | — | Award / Grant | 9,615 | — | — | 14,202 | May 11, 2017 |
| Hartnett Robert M. | — | Award / Grant | 19,230 | — | — | 28,882 | May 11, 2017 |
| Dahnke Scott Arnold | — | Other | 19,230 | — | — | 24,326 | May 11, 2017 |
| Scharfman Scott | — | Award / Grant | 10,416 | — | — | 10,416 | May 11, 2017 |
| Lockhart Kathryn Rae | Vice President & Controller | Tax Withholding | 334 | $5.55 | $1,854 | 3,493 | May 4, 2017 |
| Strasen Paul Allen | EVP & General Counsel | Tax Withholding | 782 | $5.55 | $4,340 | 14,215 | May 4, 2017 |
| Boennighausen David James | Interim CEO and CFO | Tax Withholding | 1,456 | $5.55 | $8,081 | 18,253 | May 4, 2017 |
| Dahnke Scott Arnold | — | C | 4,252,873 | — | — | 11,087,757 | Apr 12, 2017 |
| Heutz Victor Robert Jr. | Chief Operations Officer | Award / Grant | 9,000 | — | — | 9,000 | Aug 4, 2016 |
| Dahnke Scott Arnold | — | Other | 5,096 | — | — | 5,096 | Aug 1, 2016 |
| Dufresne Francois | — | Other | 2,548 | — | — | 6,744,760 | Aug 1, 2016 |
| Hartnett Robert M. | — | Award / Grant | 9,652 | — | — | 9,652 | Jul 25, 2016 |
| JONES JEFFREY W | — | Award / Grant | 4,587 | — | — | 4,587 | May 5, 2016 |
| Murphy Johanna Elaine | — | Award / Grant | 4,587 | — | — | 4,587 | May 5, 2016 |
| Rand James Thomas | — | Award / Grant | 4,587 | — | — | 13,592 | May 5, 2016 |
| Reddy Kevin Michael | Chief Executive Officer | Award / Grant | 27,314 | — | — | 32,314 | May 4, 2016 |
| Boennighausen David James | Chief Financial Officer | Award / Grant | 18,209 | — | — | 19,709 | May 4, 2016 |
| Strasen Paul Allen | EVP & General Counsel | Award / Grant | 10,054 | — | — | 14,997 | May 4, 2016 |
| MEARS MARK | EVP & Chief Marketing Officer | Award / Grant | 9,190 | — | — | 9,190 | May 4, 2016 |
| Lockhart Kathryn Rae | Vice President & Controller | Award / Grant | 3,577 | — | — | 3,827 | May 4, 2016 |
| MEARS MARK | EVP & Chief Marketing Officer | Purchase | 5,000 | $9.98 | $49,900 | 5,000 | Jan 4, 2016 |
| Reddy Kevin Michael | Chief Executive Officer | Purchase | 5,000 | $18.40 | $92,000 | 5,000 | Feb 27, 2015 |
| Lockhart Kathryn Rae | Vice President & Controller | Sale | 4,500 | $24.77 | $111,465 | 250 | Dec 2, 2014 |
| Boennighausen David James | Chief Financial Officer | Option Exercise | 10,000 | $8.67 | $86,700 | 11,500 | Nov 19, 2014 |
| Catterton-Noodles, LLC | — | Sale | 1,521,252 | $22.81 | $34,699,758 | 6,834,884 | Nov 6, 2014 |
| Dahnke Scott Arnold | — | Sale | 1,521,252 | $22.81 | $34,699,758 | 6,834,884 | Nov 6, 2014 |