LIQUIDITY SERVICES INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Casusol Segundo Leoncio | Chief Information Officer | Sale | 4,072 | $10.51 | $42,797 | 6,765 | Oct 4, 2016 |
| Rallo James M | President RSCG | Sale | 4,068 | $10.51 | $42,755 | 6,938 | Oct 4, 2016 |
| Shaffer Mark A | VP, Gen. Counsel & Secretary | Sale | 671 | $10.51 | $7,052 | 3,053 | Oct 3, 2016 |
| Dudley Gardner H | Pres, Capital Assets Group | Sale | 1,882 | $10.65 | $20,043 | 27,142 | Oct 3, 2016 |
| Angrick William P III | Chairman of the Board and CEO | Other | 50,648 | $10.65 | $539,401 | 50,648 | Oct 3, 2016 |
| Celaya Jorge | EVP & Chief Financial Officer | Sale | 7,073 | $10.51 | $74,337 | 36,678 | Oct 3, 2016 |
| Casusol Segundo Leoncio | Chief Information Officer | Other | 7,160 | — | — | 7,500 | Sep 7, 2016 |
| Dudley Gardner H | Pres, Capital Assets Group | Sale | 5,000 | $10.22 | $51,100 | 10,352 | Sep 6, 2016 |
| Casusol Segundo Leoncio | Chief Information Officer | Sale | 20,640 | $9.60 | $198,144 | 12,348 | Aug 18, 2016 |
| Rallo James M | President RSCG | Sale | 3,054 | $7.92 | $24,188 | — | Jul 1, 2016 |
| Rallo James M | President RSCG | Sale | 7,716 | $5.13 | $39,583 | — | Apr 1, 2016 |
| Dudley Gardner H | Pres, Capital Assets Group | Tax Withholding | 2,561 | $5.13 | $13,138 | 15,352 | Apr 1, 2016 |
| Angrick William P III | Chairman of the Board and CEO | Sale | 6,167 | $5.13 | $31,637 | — | Apr 1, 2016 |
| Mateus-Tique Jaime | — | Purchase | 32,608 | $6.78 | $221,082 | 468,262 | Nov 25, 2015 |
| Dudley Gardner H | Pres, Capital Assets Group | Sale | 11,054 | $8.31 | $91,859 | 11,841 | Nov 3, 2015 |
| Casusol Segundo Leoncio | Chief Information Officer | Sale | 55,269 | $8.31 | $459,285 | 20,710 | Nov 3, 2015 |
| Rallo James M | President RSCG | Sale | 22,107 | $8.31 | $183,709 | — | Nov 3, 2015 |
| DOMINO KATHRYN ANN | Chief Accounting Officer | Sale | 5,042 | $7.23 | $36,454 | 13,637 | Oct 2, 2015 |
| Rallo James M | President RSCG | Sale | 19,720 | $7.23 | $142,576 | — | Oct 2, 2015 |
| Casusol Segundo Leoncio | Chief Information Officer | Sale | 15,251 | $7.23 | $110,265 | 20,710 | Oct 2, 2015 |
| Angrick William P III | Chairman of the Board and CEO | Sale | 24,561 | $7.23 | $177,576 | — | Oct 2, 2015 |
| Williams James Edwin | VP, Gen. Counsel & Secretary | Sale | 6,409 | $7.23 | $46,337 | 700 | Oct 2, 2015 |
| Dudley Gardner H | Pres, Capital Assets Group | Sale | 8,740 | $7.23 | $63,190 | 17,368 | Oct 2, 2015 |
| Rallo James M | President RSCG | Sale | 3,985 | $9.23 | $36,782 | — | Aug 10, 2015 |
| Rallo James M | CFO, Treasurer, President RSCG | Sale | 3,054 | $9.34 | $28,524 | — | Jul 5, 2015 |
| Rallo James M | CFO, Treasurer, President RSCG | Sale | 3,900 | $10.15 | $39,585 | 3,985 | May 8, 2015 |
| Rallo James M | CFO, Treasurer, President RSCG | Sale | 1,497 | $10.00 | $14,970 | — | Feb 25, 2015 |
| Dudley Gardner H | Pres, Capital Assets Group | Sale | 2,922 | $9.60 | $28,051 | — | Feb 19, 2015 |
| Burton Thomas B | EVP, Federal Sector | Sale | 5,707 | $12.88 | $73,506 | — | Oct 1, 2014 |
| Angrick William P III | Chairman of the Board and CEO | Sale | 23,171 | $12.88 | $298,442 | — | Oct 1, 2014 |
| Williams James Edwin | VP, Gen. Counsel & Secretary | Sale | 4,216 | $12.88 | $54,302 | 700 | Oct 1, 2014 |
| Rallo James M | CFO, Treasurer, President RSCG | Other | 337 | $15.13 | $5,099 | 15,039 | May 22, 2014 |
| DOMINO KATHRYN ANN | Chief Accounting Officer | Purchase | 7,330 | $13.51 | $99,028 | 9,490 | May 15, 2014 |
| Mateus-Tique Jaime | — | Purchase | 100,000 | $12.44 | $1,244,000 | 288,262 | May 12, 2014 |
| Rallo James M | CFO, Treasurer, President RSCG | Purchase | 685 | $12.20 | $8,357 | 685 | May 9, 2014 |
| Roy G Cayce | — | Option Exercise | 21,372 | $10.82 | $231,245 | 177,877 | May 7, 2014 |
| Roy G Cayce | — | Option Exercise | 78,993 | $10.82 | $854,704 | 156,505 | May 1, 2014 |
| Roy G Cayce | Former Exec VP/Pres. Asset Rec | Option Exercise | 60,220 | $10.82 | $651,580 | 137,732 | Apr 14, 2014 |
| Mateus-Tique Jaime | — | Purchase | 15,000 | $24.76 | $371,400 | 188,262 | Mar 27, 2014 |
| Roy G Cayce | Former Exec VP/Pres. Asset Rec | Option Exercise | 67,946 | $10.82 | $735,176 | 77,512 | Mar 25, 2014 |
| Mateus-Tique Jaime | — | Purchase | 10,000 | $26.36 | $263,600 | 173,262 | Mar 11, 2014 |
| Casusol Segundo Leoncio | Chief Information Officer | Sale | 12,278 | $26.53 | $325,735 | 7,500 | Mar 6, 2014 |
| Mateus-Tique Jaime | — | Purchase | 9,970 | $25.93 | $258,522 | 153,262 | Mar 3, 2014 |
| Mateus-Tique Jaime | — | Purchase | 50,000 | $24.91 | $1,245,500 | 133,262 | Feb 20, 2014 |
| Mateus-Tique Jaime | — | Purchase | 3,100 | $24.26 | $75,206 | 56,362 | Feb 18, 2014 |
| CLOUGH PHILLIP A | — | Option Exercise | 8,560 | $11.19 | $95,786 | 21,461 | Nov 22, 2013 |
| Mateus-Tique Jaime | — | Option Exercise | 30,000 | $7.00 | $210,000 | 190,245 | Nov 21, 2013 |
| Burton Thomas B | Pres, COO, Gov't Liquid LLC | Sale | 3,819 | $32.67 | $124,767 | 879 | Oct 2, 2013 |
| Roy G Cayce | Exec. VP/Pres. Asset Recovery | Sale | 5,287 | $32.67 | $172,726 | 3,217 | Oct 2, 2013 |
| Angrick William P III | Chairman of the Board and CEO | Sale | 21,356 | $32.67 | $697,701 | 4,914 | Oct 2, 2013 |