DNA X, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TIRVA ROBERT L. | President, CFO and COO | Sale | 10,361 | $0.54 | $5,595 | 324,524 | Jun 21, 2022 |
| TIRVA ROBERT L. | President, CFO and COO | Sale | 4,493 | $0.58 | $2,606 | 334,885 | Jun 10, 2022 |
| TIRVA ROBERT L. | President, CFO and COO | Award / Grant | 233,638 | — | — | 339,378 | Jan 27, 2022 |
| MULICA MICHAEL C | — | Award / Grant | 13,953 | — | — | 95,579 | Nov 12, 2021 |
| SWENSON SUSAN | — | Award / Grant | 27,906 | — | — | 39,806 | Nov 12, 2021 |
| Howe Alan B | — | Award / Grant | 27,906 | — | — | 41,139 | Nov 12, 2021 |
| Kneuer John | — | Award / Grant | 27,906 | — | — | 40,220 | Nov 12, 2021 |
| MORGAN STANLEY | — | Sale | 60,000 | — | — | 846,629 | Oct 12, 2021 |
| MULICA MICHAEL C | — | Award / Grant | 75,000 | — | — | 81,626 | Oct 8, 2021 |
| TIRVA ROBERT L. | President, CFO and COO | Sale | 6,417 | $0.67 | $4,299 | 1,044,889 | Sep 10, 2021 |
| B. Riley Financial, Inc. | — | Sale | 176,482 | $0.40 | $70,593 | 5,563,843 | Aug 24, 2021 |
| TIRVA ROBERT L. | President, CFO and COO | Award / Grant | 334,952 | — | — | 1,051,306 | Jun 18, 2021 |
| NAUMANN KENNETH DALE | — | Award / Grant | 66,265 | — | — | 66,265 | Jun 17, 2021 |
| MULICA MICHAEL C | — | Award / Grant | 66,265 | — | — | 66,265 | Jun 17, 2021 |
| TIRVA ROBERT L. | President, CFO and COO | Sale | 42,891 | $0.64 | $27,450 | 716,354 | Jun 10, 2021 |
| BRC Partners Management GP, LLC | — | Sale | 817 | $0.94 | $768 | 24,303 | Mar 17, 2021 |
| B. RILEY PRINCIPAL INVESTMENTS, LLC | — | Sale | 16,715 | $1.01 | $16,882 | 29,951 | Mar 12, 2021 |
| TIRVA ROBERT L. | Chief Financial Officer | Sale | 7,826 | $0.86 | $6,730 | 737,174 | Sep 10, 2020 |
| BRC Partners Management GP, LLC | — | Option Exercise | 4,666,667 | $0.75 | $3,500,000 | 7,120,325 | Jun 9, 2020 |
| Wilkinson Thomas Wiley | Chief Executive Officer | Purchase | 200,000 | $0.75 | $150,000 | 727,500 | Jun 9, 2020 |
| Johnson Jeffrey D | — | Award / Grant | 104,000 | — | — | 119,000 | Jun 9, 2020 |
| Hochschild Maurice | — | Purchase | 15,000 | $0.75 | $11,250 | 134,000 | Jun 9, 2020 |
| Howe Alan B | — | Award / Grant | 104,000 | — | — | 119,000 | Jun 9, 2020 |
| SWENSON SUSAN | — | Award / Grant | 104,000 | — | — | 119,000 | Jun 9, 2020 |
| Kneuer John | — | Award / Grant | 104,000 | — | — | 123,147 | Jun 9, 2020 |
| TIRVA ROBERT L. | Chief Financial Officer | Purchase | 100,000 | $0.75 | $75,000 | 745,000 | Jun 9, 2020 |
| Hendrickson Brett | — | Sale | 696,378 | $1.31 | $912,255 | 2,995,703 | May 21, 2020 |
| SWENSON SUSAN | — | Award / Grant | 15,000 | — | — | 15,000 | Nov 13, 2019 |
| Johnson Jeffrey D | — | Award / Grant | 15,000 | — | — | 15,000 | Nov 13, 2019 |
| Howe Alan B | — | Award / Grant | 15,000 | — | — | 15,000 | Nov 13, 2019 |
| Hochschild Maurice | — | Award / Grant | 15,000 | — | — | 15,000 | Nov 13, 2019 |
| TIRVA ROBERT L. | Interim CFO | Award / Grant | 84,500 | — | — | 84,500 | Nov 1, 2019 |
| BRC Partners Management GP, LLC | — | Purchase | 100 | $2.70 | $270 | 300 | Oct 30, 2019 |
| Kneuer John | — | Purchase | 47 | $16.25 | $764 | 47 | Jun 10, 2019 |
| Plaschke Robert | Chief Executive Officer | Sale | 30,000 | $10.23 | $306,900 | 504,250 | May 22, 2019 |
| Plaschke Robert | Chief Executive Officer | Tax Withholding | 172,439 | $11.00 | $1,896,829 | 534,250 | May 13, 2019 |
| Kneuer John | — | Award / Grant | 15,000 | — | — | 19,147 | May 10, 2019 |