Riot Platforms, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| 1837 Partners QP L.P. | — | Purchase | 19,500 | $3.72 | $72,540 | 2,338,825 | Mar 23, 2007 |
| PUSEY GREGORY | Chairman | X | 10,009 | $1.35 | $13,512 | 64,135 | Mar 23, 2007 |
| Donnelly Richard G | President & CEO | Award / Grant | 25,000 | $2.96 | $74,000 | 261,537 | Jan 24, 2007 |
| MCGONEGAL JEFFREY | Chief Financial Officer | X | 1,500 | $1.00 | $1,500 | 1,500 | Dec 27, 2006 |
| PUSEY GREGORY | Chairman | X | 90,000 | $1.00 | $90,000 | 625,341 | Dec 27, 2006 |
| PUSEY GREGORY | Chairman | X | 20,000 | $1.00 | $20,000 | 54,126 | Dec 27, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 25,000 | $2.43 | $60,750 | 768,624 | Dec 26, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 35,000 | $1.89 | $66,150 | 793,624 | Dec 6, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 140,000 | $1.62 | $226,800 | 828,624 | Nov 15, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 5,000 | $1.80 | $9,000 | 5,000 | Oct 23, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 85,000 | $1.49 | $126,650 | 968,624 | Sep 22, 2006 |
| 1837 RMB Managers L.L.C. | — | Purchase | 300,000 | $1.50 | $450,000 | 2,319,325 | Sep 22, 2006 |
| 1837 Partners L.P. | — | Purchase | 300,000 | $1.50 | $450,000 | 2,319,325 | Sep 22, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 10,000 | $1.20 | $12,000 | 236,537 | Aug 21, 2006 |
| MCGONEGAL JEFFREY | Chief Financial Officer | Purchase | 10,000 | $1.20 | $12,000 | 87,798 | Aug 21, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 92,857 | $1.45 | $134,643 | 1,053,624 | Aug 17, 2006 |
| HURST ROGER | — | Purchase | 2,000 | $1.43 | $2,860 | 1,799,500 | Aug 9, 2006 |
| HURST ROGER | — | Purchase | 15,000 | $1.41 | $21,150 | 1,784,500 | Aug 9, 2006 |
| HURST ROGER | — | Purchase | 46,500 | $1.42 | $66,030 | 1,801,500 | Aug 8, 2006 |
| HURST ROGER | — | Purchase | 10,500 | $1.54 | $16,170 | 1,848,000 | Jul 31, 2006 |
| HURST ROGER | — | Purchase | 17,500 | $1.42 | $24,850 | 1,858,500 | Jul 26, 2006 |
| PUSEY GREGORY | Chairman | Purchase | 2,500 | $1.40 | $3,500 | 73,155 | Jul 25, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 5,000 | $1.36 | $6,800 | 226,537 | Jul 25, 2006 |
| PUSEY GREGORY | Chairman | Purchase | 5,000 | $1.37 | $6,850 | 70,655 | Jul 24, 2006 |
| PUSEY GREGORY | Chairman | Purchase | 4,000 | $1.34 | $5,360 | 64,831 | Jul 14, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 10,000 | $1.45 | $14,500 | 221,537 | Jul 13, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 10,000 | $1.45 | $14,500 | 221,537 | Jul 13, 2006 |
| MCGONEGAL JEFFREY | Chief Financial Officer | Purchase | 10,000 | $1.43 | $14,300 | 77,798 | Jun 29, 2006 |
| HURST ROGER | — | Purchase | 1,000 | $1.60 | $1,600 | 1,876,000 | Jun 22, 2006 |
| HURST ROGER | — | Purchase | 4,000 | $1.40 | $5,600 | 1,877,000 | Jun 15, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 35,714 | $1.40 | $50,000 | 211,537 | May 8, 2006 |
| Roaring Fork Capital SBIC, L.P. | — | Sale | 50,000 | $1.72 | $86,000 | 1,146,481 | May 8, 2006 |
| HEPLER DOUGLAS I | — | Purchase | 20,000 | $1.40 | $28,000 | 21,100 | Apr 17, 2006 |
| Talon Opportunity Partners, L.P. | — | Sale | 2,339,338 | $1.40 | $3,275,073 | — | Apr 3, 2006 |
| HEPLER DOUGLAS I | — | Purchase | 1,100 | $1.63 | $1,793 | 1,100 | Mar 29, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 5,000 | $1.58 | $7,900 | 175,823 | Mar 9, 2006 |
| HURST ROGER | — | Purchase | 124,000 | $1.79 | $221,960 | 1,881,000 | Mar 7, 2006 |
| Donnelly Richard G | President & CEO | Purchase | 5,000 | $1.75 | $8,750 | 170,823 | Feb 24, 2006 |
| Donnelly Richard G | President & CEO | Award / Grant | 5,000 | $0.95 | $4,750 | 80,823 | Dec 28, 2005 |
| Donnelly Richard G | President & CEO | Purchase | 5,000 | $0.95 | $4,750 | 155,823 | Dec 23, 2005 |