CAPRICOR THERAPEUTICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CEDARS SINAI MEDICAL CENTER | — | Purchase | 416,666 | $2.40 | $999,998 | 2,592,298 | Mar 16, 2016 |
| GERSHELL LELAND | CHIEF FINANCIAL OFFICER | Purchase | 2,100 | $2.40 | $5,040 | 2,100 | Mar 16, 2016 |
| Krasney Karen | EVP, General Counsel | Purchase | 4,060 | $2.40 | $9,744 | 11,156 | Mar 16, 2016 |
| Marban Linda | Chief Executive Officer | Purchase | 10,152 | $2.40 | $24,365 | 273,709 | Mar 16, 2016 |
| Bergmann Anthony | Vice President of Finance | Purchase | 2,030 | $2.40 | $4,872 | 2,030 | Mar 16, 2016 |
| Manzo Louis | — | Purchase | 100,000 | $2.40 | $240,000 | 128,384 | Mar 16, 2016 |
| GRASMICK LOUIS J | — | Purchase | 20,304 | $2.40 | $48,730 | 1,059,740 | Mar 16, 2016 |
| St. John Edward A. | — | Purchase | 416,666 | $2.40 | $999,998 | 842,439 | Mar 16, 2016 |
| Marban Linda | CEO | Gift | 5,000 | — | — | 263,557 | Dec 16, 2015 |
| GRASMICK LOUIS J | — | Purchase | 1,320 | $4.22 | $5,570 | 1,320 | Aug 20, 2015 |
| Marban Linda | Chief Executive Officer | Purchase | 4,200 | $4.42 | $18,564 | 3,173,354 | Aug 18, 2015 |
| Marban Eduardo | — | Purchase | 4,200 | $4.42 | $18,564 | 3,173,354 | Aug 18, 2015 |
| St. John Edward A. | — | Purchase | 425,773 | $3.52 | $1,498,721 | 425,773 | Jan 21, 2015 |
| CEDARS SINAI MEDICAL CENTER | — | Purchase | 851,546 | $3.52 | $2,997,442 | 2,175,632 | Jan 21, 2015 |
| Manzo Louis | — | Purchase | 28,384 | $3.52 | $99,912 | 28,384 | Jan 21, 2015 |
| Krasney Karen | EVP, General Counsel | Purchase | 7,096 | $3.52 | $24,978 | 7,096 | Jan 21, 2015 |
| Musket David B | — | Purchase | 70,962 | $3.52 | $249,786 | 70,962 | Jan 21, 2015 |
| GRASMICK LOUIS J | — | Purchase | 141,924 | $3.52 | $499,572 | 1,039,436 | Jan 21, 2015 |
| Kazam Joshua A | — | Purchase | 7,096 | $3.52 | $24,978 | 38,084 | Jan 21, 2015 |
| Kazam Joshua A | — | Other | 1,875 | — | — | 30,988 | Nov 13, 2013 |
| Evans Daron | Chief Financial Officer | Purchase | 12,500 | — | — | 25,652 | Mar 30, 2012 |
| Lieu Hsiao | Executive VP, Clinical Dev. | Purchase | 12,500 | — | — | 12,600 | Mar 30, 2012 |
| Kazam Joshua A | President & CEO | Purchase | 125,000 | — | — | 1,453,228 | Mar 30, 2012 |
| BREWER RICHARD B | Executive Chairman | Purchase | 125,000 | — | — | 125,000 | Mar 30, 2012 |
| Kazam Joshua A | Chief Executive Officer | Purchase | 50,000 | — | — | 1,328,228 | Apr 22, 2010 |
| Kazam Joshua A | — | Purchase | 197,628 | — | — | 1,278,228 | Jul 7, 2009 |
| KASH PETER M | — | Purchase | 98,814 | — | — | 1,596,208 | Jul 7, 2009 |
| Evans Daron | Chief Financial Officer | Purchase | 3,952 | — | — | 14,152 | Jul 7, 2009 |
| Evans Daron | Chief Financial Officer | Purchase | 6,000 | $0.77 | $4,620 | 10,200 | Mar 13, 2009 |
| Kazam Joshua A | — | Purchase | 510 | $0.75 | $383 | 1,080,600 | Mar 12, 2009 |
| TANEN DAVID M | — | Purchase | 2,500 | $1.15 | $2,875 | 1,520,705 | Dec 16, 2008 |
| Kazam Joshua A | — | Purchase | 3,100 | $1.15 | $3,565 | 1,080,090 | Dec 16, 2008 |
| TANEN DAVID M | — | Purchase | 4,000 | $1.47 | $5,880 | 1,515,705 | Dec 15, 2008 |
| Kazam Joshua A | — | Purchase | 2,500 | $1.05 | $2,625 | 1,076,990 | Dec 15, 2008 |
| Kazam Joshua A | — | Purchase | 4,100 | $0.82 | $3,362 | 1,070,390 | Dec 12, 2008 |
| KASH PETER M | — | Purchase | 600 | $0.68 | $408 | 1,492,344 | Dec 12, 2008 |
| Evans Daron | Chief Financial Officer | Purchase | 3,186 | $0.70 | $2,230 | 4,200 | Dec 12, 2008 |
| Strumph Peter M | Chief Executive Officer | Purchase | 2,000 | $0.79 | $1,580 | 7,580 | Dec 12, 2008 |
| Strumph Peter M | Chief Executive Officer | Purchase | 3,580 | $0.60 | $2,148 | 4,580 | Dec 11, 2008 |
| TANEN DAVID M | — | Purchase | 4,000 | $0.69 | $2,760 | 1,511,705 | Dec 11, 2008 |
| Evans Daron | Chief Financial Officer | Purchase | 814 | $0.54 | $440 | 1,014 | Dec 11, 2008 |
| Lieu Hsiao | VP, Clinical Research | Purchase | 100 | $4.60 | $460 | 100 | Apr 15, 2008 |
| SCHAFER GREGORY W | — | Purchase | 100 | $4.60 | $460 | 100 | Apr 15, 2008 |
| Evans Daron | Chief Financial Officer | Purchase | 200 | $4.50 | $900 | 200 | Apr 14, 2008 |
| Strumph Peter M | Chief Executive Officer | Purchase | 200 | $4.70 | $940 | 200 | Apr 14, 2008 |