CAPRICOR THERAPEUTICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DUNBAR GEORGE W JR | — | Option Exercise | 3,000 | $1.39 | $4,170 | 14,306 | Dec 19, 2025 |
| Marban Linda | CHIEF EXECUTIVE OFFICER | Other | 12,500 | — | — | 211,104 | Mar 3, 2025 |
| Litvack Frank | — | Option Exercise | 25,000 | $1.39 | $34,750 | 132,382 | Mar 3, 2025 |
| DUNBAR GEORGE W JR | — | Option Exercise | 750 | $1.39 | $1,043 | 11,306 | Mar 3, 2025 |
| Bergmann Anthony | CHIEF FINANCIAL OFFICER | Option Exercise | 2,500 | $1.39 | $3,475 | 8,223 | Mar 3, 2025 |
| COLLIER EARL M JR | — | Option Exercise | 750 | $1.39 | $1,043 | 57,606 | Feb 27, 2025 |
| Bergmann Anthony | CHIEF FINANCIAL OFFICER | Award / Grant | 3,342 | — | — | 5,723 | Jan 2, 2025 |
| Krasney Karen | EVP, GENERAL COUNSEL | Option Exercise | 8,000 | $1.39 | $11,120 | 28,047 | Dec 13, 2024 |
| Litvack Frank | — | Option Exercise | 20,391 | $1.10 | $22,430 | 46,278 | Dec 3, 2024 |
| Nippon Shinyaku Co Ltd | — | Purchase | 2,798,507 | $5.36 | $14,999,998 | 7,090,351 | Sep 20, 2024 |
| Musket David B | — | Option Exercise | 34,000 | $1.39 | $47,260 | 81,692 | Aug 7, 2024 |
| COLLIER EARL M JR | — | Option Exercise | 30,000 | $1.39 | $41,700 | 56,856 | Apr 23, 2024 |
| Musket David B | — | Option Exercise | 16,156 | $1.39 | $22,457 | 47,692 | Apr 23, 2024 |
| Bergmann Anthony | CHIEF FINANCIAL OFFICER | Option Exercise | 2,178 | $1.39 | $3,027 | 2,381 | Oct 23, 2023 |
| Musket David B | — | Purchase | 410 | $2.75 | $1,128 | 31,536 | Oct 12, 2023 |
| COLLIER EARL M JR | — | Purchase | 10,000 | $2.83 | $28,300 | 26,856 | Oct 10, 2023 |
| Musket David B | — | Purchase | 5,083 | $2.82 | $14,334 | 31,126 | Oct 9, 2023 |
| Auwaerter Paul Gisbert | — | Purchase | 5,000 | $2.84 | $14,200 | 5,000 | Oct 6, 2023 |
| Musket David B | — | Purchase | 2,500 | $2.90 | $7,250 | 26,043 | Oct 4, 2023 |
| Litvack Frank | — | Option Exercise | 20,748 | $1.39 | $28,840 | 137,633 | Aug 14, 2023 |
| Marban Linda | CHIEF EXECUTIVE OFFICER | Option Exercise | 20,749 | $1.39 | $28,841 | 198,604 | May 12, 2023 |
| Avat Xavier | — | Sale | 14,772 | $64,258.00 | $949,219,176 | — | Apr 17, 2023 |
| Avat Xavier | — | Tax Withholding | 70,019 | $4.19 | $293,380 | 14,772 | Mar 28, 2023 |
| Manzo Louis | — | Option Exercise | 1,401 | $1.39 | $1,947 | 62,599 | Feb 21, 2023 |
| Litvack Frank | — | Option Exercise | 14,027 | $1.39 | $19,498 | 141,800 | Feb 21, 2023 |
| DUNBAR GEORGE W JR | — | Option Exercise | 1,401 | $1.39 | $1,947 | 10,556 | Feb 14, 2023 |
| COLLIER EARL M JR | — | Option Exercise | 1,401 | $1.39 | $1,947 | 16,856 | Feb 14, 2023 |
| Krasney Karen | EVP, GENERAL COUNSEL | Option Exercise | 18,932 | $1.39 | $26,315 | 20,047 | Nov 3, 2022 |
| Musket David B | — | Sale | 28,215 | $3.77 | $106,371 | 12,747 | Jun 30, 2022 |
| Avat Xavier | CHIEF BUSINESS OFFICER | Purchase | 1,000 | $3.68 | $3,680 | 3,000 | Jun 29, 2022 |
| Musket David B | — | Sale | 17,775 | $4.44 | $78,921 | 40,962 | Jun 27, 2022 |
| Manzo Louis | — | Option Exercise | 27,904 | $1.39 | $38,787 | 27,904 | Mar 31, 2022 |
| DUNBAR GEORGE W JR | — | Tax Withholding | 6,300 | $3.41 | $21,483 | 9,155 | Mar 29, 2022 |
| COLLIER EARL M JR | — | Option Exercise | 15,455 | $1.39 | $21,482 | 15,455 | Mar 8, 2022 |
| Litvack Frank | — | Tax Withholding | 67,552 | $3.18 | $214,815 | 107,382 | Jan 3, 2022 |
| Musket David B | — | Option Exercise | 20,391 | $1.10 | $22,430 | 58,737 | Dec 27, 2021 |
| Manzo Louis | — | Option Exercise | 8,299 | $3.70 | $30,706 | 44,603 | Sep 24, 2020 |
| Marban Linda | CHIEF EXECUTIVE OFFICER | Option Exercise | 41,497 | $3.70 | $153,539 | 62,367 | Jul 27, 2020 |
| Litvack Frank | — | Award / Grant | 20,391 | — | — | 20,391 | Dec 17, 2019 |
| Musket David B | — | Award / Grant | 20,391 | — | — | 22,891 | Dec 17, 2019 |
| Manzo Louis | — | Award / Grant | 20,391 | — | — | 36,304 | Dec 17, 2019 |
| Kazam Joshua A | — | Gift | 1,000 | — | — | 37,084 | Dec 27, 2017 |
| Smith Rachel | Vice President of R&D | Option Exercise | 20,748 | $0.16 | $3,320 | 20,748 | Dec 22, 2017 |
| Manzo Louis | — | Option Exercise | 20,748 | $0.16 | $3,320 | 159,132 | Oct 23, 2017 |
| CEDARS SINAI MEDICAL CENTER | — | Purchase | 1,145,161 | $3.10 | $3,549,999 | 4,049,959 | May 9, 2017 |
| Musket David B | — | Purchase | 25,000 | $3.10 | $77,500 | 25,000 | May 9, 2017 |
| Manzo Louis | — | Purchase | 10,000 | $3.10 | $31,000 | 138,384 | May 9, 2017 |
| Marban Eduardo | — | Gift | 65,000 | — | — | 3,108,354 | Oct 25, 2016 |
| CEDARS SINAI MEDICAL CENTER | — | Purchase | 312,500 | $3.20 | $1,000,000 | 2,904,798 | Sep 21, 2016 |
| Marban Linda | Chief Executive Officer | Gift | 65,000 | — | — | 208,709 | Mar 16, 2016 |