NASDAQ, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Griggs PC Nelson | Executive Vice President | Sale | 2,945 | $71.52 | $210,626 | 12,329 | Aug 4, 2016 |
| Wittman Thomas A | Executive Vice President | Sale | 12,145 | $67.08 | $814,687 | 40,505 | Jul 13, 2016 |
| PTASZNIK MICHAEL | EXECUTIVE VICE PRESIDENT | Award / Grant | 23,332 | — | — | 23,332 | Jul 11, 2016 |
| FRIEDMAN ADENA T | President and COO | Tax Withholding | 28,126 | $64.89 | $1,825,096 | 144,162 | Jun 16, 2016 |
| GREIFELD ROBERT | CEO | Sale | 23,900 | $65.05 | $1,554,695 | 990,093 | Jun 13, 2016 |
| GREIFELD ROBERT | CEO | Sale | 47,952 | $65.75 | $3,152,844 | 990,093 | Jun 9, 2016 |
| GREIFELD ROBERT | CEO | Option Exercise | 67,056 | $35.92 | $2,408,652 | 1,057,149 | Jun 7, 2016 |
| Wedenborn Lars | — | Sale | 7,677 | $65.50 | $502,844 | 4,350 | Jun 1, 2016 |
| KNIGHT EDWARD S | Executive Vice President | Sale | 28,801 | $65.55 | $1,887,906 | 56,409 | May 31, 2016 |
| GREIFELD ROBERT | CEO | Sale | 50,000 | $65.49 | $3,274,500 | 990,093 | May 31, 2016 |
| GREIFELD ROBERT | CEO | Sale | 50,000 | $65.00 | $3,250,000 | 990,093 | May 26, 2016 |
| Kazim Essa | — | Tax Withholding | 705 | $64.03 | $45,141 | 29,531 | May 5, 2016 |
| KLOET THOMAS A | — | Award / Grant | 3,164 | — | — | 7,512 | May 5, 2016 |
| EKHOLM BORJE | — | Award / Grant | 6,961 | — | — | 49,646 | May 5, 2016 |
| HUTCHINS GLENN H | — | Award / Grant | 4,856 | — | — | 38,034 | May 5, 2016 |
| Wedenborn Lars | — | Tax Withholding | 705 | $64.03 | $45,141 | 12,027 | May 5, 2016 |
| SPLINTER MICHAEL R | — | Award / Grant | 5,338 | — | — | 44,157 | May 5, 2016 |
| McColgan Ellyn A | — | Award / Grant | 4,350 | — | — | 28,652 | May 5, 2016 |
| BLACK STEVEN D | — | Award / Grant | 5,141 | — | — | 26,062 | May 5, 2016 |
| BEGLEY CHARLENE T | — | Award / Grant | 3,164 | — | — | 8,629 | May 5, 2016 |
| HASSEN RONALD | Interim Chief Financial Ofcr | Award / Grant | 8,358 | — | — | 50,395 | Feb 26, 2016 |
| Wittman Thomas A | Executive Vice President | Award / Grant | 5,078 | — | — | 54,670 | Feb 26, 2016 |
| GREIFELD ROBERT | CEO | Tax Withholding | 220,676 | $63.85 | $14,090,163 | 990,093 | Feb 26, 2016 |
| Ottersgard Lars | Executive Vice President | Tax Withholding | 3,683 | $63.85 | $235,160 | 23,468 | Feb 26, 2016 |
| KNIGHT EDWARD S | Executive Vice President | Award / Grant | 60,967 | — | — | 87,747 | Feb 26, 2016 |
| Jochumsen Hans-Ole | President | Tax Withholding | 28,905 | $63.85 | $1,845,584 | 41,454 | Feb 26, 2016 |
| Griggs PC Nelson | Executive Vice President | Award / Grant | 5,713 | — | — | 18,042 | Feb 26, 2016 |
| Peterson Bradley J | Executive Vice President | Tax Withholding | 9,847 | $60.21 | $592,888 | 13,559 | Feb 6, 2016 |
| DONDE SALIL S | Executive Vice President | Tax Withholding | 1,846 | $59.40 | $109,652 | 13,989 | Feb 5, 2016 |
| Griggs PC Nelson | Executive Vice President | Sale | 1,893 | $62.18 | $117,707 | 12,329 | Feb 2, 2016 |
| Jochumsen Hans-Ole | President | Sale | 35,000 | $61.44 | $2,150,400 | 9,392 | Feb 1, 2016 |
| Shavel Lee | Executive Vice President | Sale | 10,231 | $56.83 | $581,428 | 75,168 | Jan 4, 2016 |
| Griggs PC Nelson | Executive Vice President | Tax Withholding | 1,769 | $58.17 | $102,903 | 14,222 | Dec 31, 2015 |
| Ottersgard Lars | Executive Vice President | Tax Withholding | 3,019 | $58.17 | $175,615 | 20,802 | Dec 31, 2015 |
| Wittman Thomas A | Executive Vice President | Tax Withholding | 1,617 | $58.17 | $94,061 | 49,592 | Dec 31, 2015 |
| HASSEN RONALD | Senior Vice President | Tax Withholding | 1,956 | $58.17 | $113,781 | 42,037 | Dec 31, 2015 |
| KNIGHT EDWARD S | Executive Vice President | Sale | 18,908 | $58.04 | $1,097,420 | 26,780 | Nov 6, 2015 |
| GREIFELD ROBERT | CEO | Sale | 13,800 | $59.69 | $823,722 | 789,230 | Nov 2, 2015 |
| GREIFELD ROBERT | CEO | Sale | 9,512 | $59.26 | $563,681 | 893,878 | Oct 29, 2015 |
| Shavel Lee | Executive Vice President | Sale | 10,231 | $53.10 | $543,266 | 85,399 | Oct 1, 2015 |
| Jochumsen Hans-Ole | President | Sale | 26,706 | $52.72 | $1,407,940 | 44,392 | Aug 6, 2015 |
| Shavel Lee | Executive Vice President | Sale | 10,231 | $48.56 | $496,817 | 95,630 | Jul 1, 2015 |
| FRIEDMAN ADENA T | President | Tax Withholding | 26,321 | $50.59 | $1,331,579 | 172,288 | Jun 16, 2015 |
| Ewing Anna M | Executive Vice President | Sale | 15,000 | $50.17 | $752,550 | 34,541 | Jun 15, 2015 |
| KNIGHT EDWARD S | Executive Vice President | Sale | 14,062 | $50.91 | $715,896 | 52,870 | Jun 12, 2015 |
| Shavel Lee | Executive Vice President | Tax Withholding | 25,787 | $51.93 | $1,339,119 | 105,861 | May 26, 2015 |
| Ewing Anna M | Executive Vice President | Sale | 15,000 | $52.19 | $782,850 | 49,541 | May 22, 2015 |
| Griggs PC Nelson | Executive Vice President | Sale | 5,000 | $51.21 | $256,050 | 15,991 | May 14, 2015 |
| Wittman Thomas A | Executive Vice President | Tax Withholding | 3,999 | $49.89 | $199,510 | 50,687 | May 7, 2015 |
| Wedenborn Lars | — | Award / Grant | 2,348 | — | — | 10,233 | May 7, 2015 |