BGC Group, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DALTON JOHN H | — | Purchase | 2,000 | $5.19 | $10,380 | 16,200 | Sep 11, 2008 |
| WEIS ALBERT M | — | Purchase | — | — | — | 3,000 | Sep 9, 2008 |
| WEIS ALBERT M | — | Purchase | — | — | — | 3,000 | Aug 6, 2008 |
| PAR Group, L.P. | — | Purchase | 27,500 | $6.45 | $177,375 | 5,358,800 | Jul 30, 2008 |
| DALTON JOHN H | — | Purchase | 700 | $7.19 | $5,033 | 14,900 | Jun 27, 2008 |
| WEIS ALBERT M | — | Purchase | 5,000 | $7.25 | $36,250 | 40,500 | Jun 26, 2008 |
| DALTON JOHN H | — | Purchase | 700 | $7.40 | $5,180 | 80,434 | Jun 25, 2008 |
| DALTON JOHN H | — | Purchase | 700 | $7.40 | $5,180 | 2,900 | Jun 25, 2008 |
| CF GROUP MANAGEMENT INC | — | Gift | 50,000 | — | — | 156,957 | Jun 23, 2008 |
| CANTOR FITZGERALD L P | — | C | 1,700,000 | — | — | 1,726,233 | Jun 23, 2008 |
| CF GROUP MANAGEMENT INC | — | Sale | 3,926,178 | $7.72 | $30,310,094 | 606,477 | Jun 10, 2008 |
| CANTOR FITZGERALD L P | — | Sale | 3,926,178 | $7.72 | $30,310,094 | 606,477 | Jun 10, 2008 |
| MERKEL STEPHEN M | Exe. VP, Gen Counsel & Sec | Gift | 135 | — | — | 251,236 | Jun 10, 2008 |
| WEIS ALBERT M | — | Purchase | — | — | — | 3,000 | Jun 6, 2008 |
| LUTNICK HOWARD W | Chairman & Co-CEO | Sale | 3,926,178 | $7.72 | $30,310,094 | 6,907,099 | Jun 3, 2008 |
| WEIS ALBERT M | — | Purchase | — | — | — | 3,000 | May 8, 2008 |
| JUVONEN RONALD | — | Purchase | 123,100 | $9.36 | $1,152,216 | 4,365,191 | May 1, 2008 |
| CF GROUP MANAGEMENT INC | — | Award / Grant | 10,856,642 | — | — | 12,027,222 | Apr 1, 2008 |
| AMAITIS LEE M | Co-Chief Executive Officer | Award / Grant | 412,043 | — | — | 515,555 | Apr 1, 2008 |
| MERKEL STEPHEN M | Exe. VP, Gen Counsel & Sec | Award / Grant | 235,683 | — | — | 251,369 | Apr 1, 2008 |
| West Robert K | Chief Financial Officer | Award / Grant | 11,386 | — | — | 11,386 | Apr 1, 2008 |
| LUTNICK HOWARD W | Chairman & Co-CEO | Award / Grant | 5,732,159 | — | — | 5,732,159 | Apr 1, 2008 |
| CANTOR FITZGERALD L P | — | Gift | 8,334 | — | — | 10,781,010 | Apr 1, 2008 |
| CF GROUP MANAGEMENT INC | — | Award / Grant | 2,050,197 | — | — | 2,439,009 | Apr 1, 2008 |
| LUTNICK HOWARD W | Chairman & Co-CEO | Award / Grant | 9,618,764 | — | — | 11,357,807 | Apr 1, 2008 |
| West Robert K | Chief Financial Officer | Award / Grant | 11,387 | — | — | 11,387 | Apr 1, 2008 |
| CANTOR FITZGERALD L P | — | Award / Grant | 10,856,642 | — | — | 12,027,222 | Mar 12, 2008 |
| SLOANE BARRY R | — | Sale | 4,070 | $11.59 | $47,171 | 3,421 | Feb 29, 2008 |
| CANTOR FITZGERALD L P | — | Gift | 460,757 | — | — | 20,619,635 | Feb 14, 2008 |
| CF GROUP MANAGEMENT INC | — | Purchase | — | — | — | 437,557 | Feb 14, 2008 |
| LUTNICK HOWARD W | Chair, CEO and President | Purchase | — | — | — | 940,673 | Feb 14, 2008 |
| CANTOR FITZGERALD L P | — | Gift | 4,274 | — | — | 21,080,392 | Jan 18, 2008 |
| MERKEL STEPHEN M | EVP, General Counsel and Sec. | Other | 1,152 | $2.94 | $3,387 | 74,179 | Dec 28, 2007 |
| Saltzman Paul | Chief Operating Officer | Award / Grant | 7,239 | — | — | 7,239 | Dec 20, 2007 |
| MERKEL STEPHEN M | EVP, GC and Secretary | Gift | 900 | — | — | 15,688 | Dec 20, 2007 |
| SLOANE BARRY R | — | Sale | 4,069 | $9.98 | $40,609 | 4,070 | Nov 20, 2007 |
| LUTNICK HOWARD W | Chairman, CEO and President | C | 1,000,000 | — | — | 21,752,489 | Nov 8, 2007 |
| CF GROUP MANAGEMENT INC | — | C | 1,000,000 | — | — | 21,135,949 | Nov 8, 2007 |
| JUVONEN RONALD | — | Purchase | 500,000 | $7.25 | $3,625,000 | 4,242,091 | Aug 22, 2007 |
| JUVONEN RONALD | — | Purchase | 50,000 | $7.45 | $372,500 | 3,742,091 | Aug 20, 2007 |
| JUVONEN RONALD | — | Purchase | 28,400 | $7.49 | $212,716 | 3,692,091 | Aug 17, 2007 |
| JUVONEN RONALD | — | Purchase | 51,100 | $7.52 | $384,272 | 3,663,691 | Aug 16, 2007 |
| JUVONEN RONALD | — | Purchase | 24,568 | $7.49 | $184,014 | 3,612,591 | Aug 14, 2007 |
| JUVONEN RONALD | — | Purchase | 104,523 | $7.24 | $756,747 | 3,588,023 | Aug 10, 2007 |
| MERKEL STEPHEN M | EVP, GC and Secretary | Purchase | — | — | — | 2,814 | Dec 19, 2006 |
| LUTNICK HOWARD W | Chairman of the Board and CEO | Purchase | — | — | — | 955,673 | Oct 17, 2006 |
| CANTOR FITZGERALD L P | — | Gift | 38,861 | — | — | 21,200,365 | Oct 17, 2006 |
| CF GROUP MANAGEMENT INC | — | Gift | 20,726 | — | — | 21,239,226 | Oct 17, 2006 |
| CANTOR FITZGERALD L P | — | Gift | 700,000 | — | — | 21,259,952 | Sep 18, 2006 |
| CF GROUP MANAGEMENT INC | — | Gift | 12,120 | — | — | 21,959,952 | Sep 18, 2006 |