ANNALY CAPITAL MANAGEMENT INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Finkelstein David L | CEO and President | Purchase | 200,000 | $5.56 | $1,112,000 | 1,669,013 | Jun 17, 2022 |
| Fallon Katherine Beirne | — | Option Exercise | 7,804 | — | — | 42,513 | May 19, 2022 |
| DENAHAN WELLINGTON | — | Option Exercise | 17,468 | — | — | 1,050,204 | May 19, 2022 |
| Reeves Eric A. | — | Option Exercise | 13,101 | — | — | 13,101 | May 19, 2022 |
| Finkelstein David L | CEO and President | Award / Grant | 464,195 | — | — | 1,469,013 | Feb 1, 2022 |
| Green Anthony C | Chief Corporate Officer, CLO | Award / Grant | 118,821 | — | — | 415,454 | Feb 1, 2022 |
| Coffey Timothy P | Chief Credit Officer | Award / Grant | 137,832 | — | — | 399,501 | Feb 1, 2022 |
| Wolfe Serena | Chief Financial Officer | Award / Grant | 47,528 | — | — | 98,840 | Feb 1, 2022 |
| Ertas Ilker | Chief Investment Officer | Award / Grant | 147,338 | — | — | 333,083 | Feb 1, 2022 |
| Campbell Steven Francis | Chief Operating Officer | Award / Grant | 114,068 | — | — | 218,503 | Feb 1, 2022 |
| Campbell Steven Francis | Chief Operating Officer | Tax Withholding | 2,183 | $7.90 | $17,246 | 104,435 | Jan 31, 2022 |
| Wolfe Serena | Chief Financial Officer | Tax Withholding | 6,966 | $7.90 | $55,031 | 51,312 | Jan 29, 2022 |
| Green Anthony C | Chief Corporate Officer, CLO | Option Exercise | 2,885 | — | — | 311,727 | Jan 29, 2022 |
| Finkelstein David L | CEO and President | Option Exercise | 7,989 | — | — | 1,050,098 | Jan 29, 2022 |
| Coffey Timothy P | Chief Credit Officer | Tax Withholding | 2,322 | $7.90 | $18,344 | 261,669 | Jan 29, 2022 |
| Ertas Ilker | Chief Investment Officer | Option Exercise | 3,328 | — | — | 204,470 | Jan 29, 2022 |
| Green Anthony C | Chief Corporate Officer, CLO | Option Exercise | 2,968 | — | — | 322,737 | Jun 30, 2021 |
| Coffey Timothy P | Chief Credit Officer | Tax Withholding | 34,737 | $8.88 | $308,465 | 263,547 | Jun 30, 2021 |
| Finkelstein David L | CEO and CIO | Tax Withholding | 75,504 | $8.88 | $670,476 | 1,042,109 | Jun 30, 2021 |
| Hannan Kathy Hopinkah | — | Option Exercise | 22,551 | — | — | 38,143 | May 20, 2021 |
| Fallon Katherine Beirne | — | Option Exercise | 11,275 | — | — | 34,709 | May 20, 2021 |
| DENAHAN WELLINGTON | — | Option Exercise | 22,551 | — | — | 1,289,379 | May 20, 2021 |
| Hamilton Thomas Edward | — | Sale | 80,000 | $9.18 | $734,400 | — | May 3, 2021 |
| Ertas Ilker | Head of Securitized Products | Tax Withholding | 1,889 | $8.12 | $15,339 | 201,142 | Jan 31, 2021 |
| Campbell Steven Francis | Chief Operating Officer | Tax Withholding | 1,889 | $8.12 | $15,339 | 114,196 | Jan 31, 2021 |
| Campbell Steven Francis | Chief Operating Officer | Option Exercise | 456 | — | — | 116,085 | Jan 31, 2021 |
| Ertas Ilker | Head of Securitized Products | Tax Withholding | 2,115 | $8.12 | $17,174 | 200,916 | Jan 29, 2021 |
| Coffey Timothy P | Chief Credit Officer | Award / Grant | 12,315 | — | — | 290,864 | Jan 29, 2021 |
| Green Anthony C | Chief Corporate Officer, CLO | Award / Grant | 80,049 | — | — | 319,769 | Jan 29, 2021 |
| Wolfe Serena | Chief Financial Officer | Award / Grant | 36,946 | — | — | 56,946 | Jan 29, 2021 |
| Finkelstein David L | CEO and CIO | Award / Grant | 221,675 | — | — | 1,102,773 | Jan 29, 2021 |
| VOTEK GLENN | — | Award / Grant | 125,000 | $7.40 | $925,000 | 350,052 | Sep 2, 2020 |
| Coffey Timothy P | Chief Credit Officer | Award / Grant | 190,549 | — | — | 278,549 | Jun 30, 2020 |
| Coffey Timothy P | Chief Credit Officer | Award / Grant | 190,549 | — | — | 278,549 | Jun 30, 2020 |
| Finkelstein David L | CEO and CIO | Award / Grant | 381,098 | — | — | 881,098 | Jun 30, 2020 |
| Green Anthony C | Chief Corporate Officer, CLO | Award / Grant | 76,220 | — | — | 239,720 | Jun 30, 2020 |
| DENAHAN WELLINGTON | — | Option Exercise | 15,592 | — | — | 1,826,864 | May 22, 2020 |
| Fallon Katherine Beirne | — | Option Exercise | 7,796 | — | — | 23,434 | May 22, 2020 |
| Hannan Kathy Hopinkah | — | Option Exercise | 15,592 | — | — | 15,592 | May 22, 2020 |
| Hamilton Thomas Edward | — | Purchase | 200,000 | $5.96 | $1,192,000 | 330,000 | May 15, 2020 |
| Green Anthony C | Chief Corporate Officer, CLO | Purchase | 12,500 | $5.92 | $74,000 | 163,500 | May 12, 2020 |
| Coffey Timothy P | Chief Credit Officer | Purchase | 50,000 | $6.00 | $300,000 | 88,000 | May 12, 2020 |
| Wolfe Serena | Chief Financial Officer | Purchase | 20,000 | $5.99 | $119,800 | 20,000 | May 4, 2020 |
| Finkelstein David L | CEO and CIO | Purchase | 100,000 | $6.03 | $603,000 | 500,000 | May 4, 2020 |
| VOTEK GLENN | Interim CEO and President | Award / Grant | 100,100 | — | — | 216,811 | Feb 11, 2020 |
| Schaefer John H | — | Purchase | 10,000 | $9.21 | $92,100 | 87,494 | Nov 25, 2019 |
| Fallon Katherine Beirne | — | Purchase | 2,780 | $8.97 | $24,937 | 15,638 | Jun 7, 2019 |
| Finkelstein David L | Chief Investment Officer | Other | 5,525 | $25.34 | $140,004 | — | May 31, 2019 |
| DENAHAN WELLINGTON | — | Option Exercise | 12,858 | — | — | 1,811,272 | May 23, 2019 |
| Fallon Katherine Beirne | — | Option Exercise | 12,858 | — | — | 12,858 | May 23, 2019 |