Stabilis Solutions, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Steffek James J | SVP of Sales and Business Dev. | Sale | 3,100 | $10.02 | $31,062 | 649,924 | Dec 31, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 20,000 | $9.70 | $194,000 | 653,024 | Dec 30, 2013 |
| Dauber Arthur G | Chairman | Sale | 18,541 | $8.71 | $161,492 | 1,328,385 | Nov 20, 2013 |
| Dauber Arthur G | Chairman | Sale | 36,546 | $8.69 | $317,585 | 1,346,926 | Nov 19, 2013 |
| Dauber Arthur G | Chairman | Sale | 64,913 | $8.88 | $576,427 | 1,383,472 | Nov 18, 2013 |
| Dauber Arthur G | Chairman | Sale | 75,000 | $8.89 | $666,750 | 1,448,385 | Nov 15, 2013 |
| Dauber Arthur G | Chairman | Sale | 75,000 | $9.25 | $693,750 | 1,523,385 | Nov 14, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $9.40 | $94,000 | 673,024 | Nov 14, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $9.20 | $92,000 | 683,024 | Nov 13, 2013 |
| Hare Neal T | S V President of Operations | Sale | 3,820 | $8.40 | $32,088 | 265,462 | Nov 6, 2013 |
| Hare Neal T | S V President of Operations | Sale | 2,334 | $8.40 | $19,606 | 279,282 | Nov 4, 2013 |
| Hare Neal T | S V President of Operations | Sale | 670 | $8.20 | $5,494 | 290,946 | Oct 28, 2013 |
| Hare Neal T | S V President of Operations | Sale | 60,000 | $8.00 | $480,000 | 301,616 | Oct 25, 2013 |
| Dauber Arthur G | Chairman | Sale | 80,000 | $7.62 | $609,600 | 1,618,385 | Aug 14, 2013 |
| Dauber Arthur G | Chairman | Gift | 20,000 | — | — | 1,598,385 | Aug 12, 2013 |
| Dauber Arthur G | Chairman | Gift | 20,000 | — | — | 1,598,385 | Aug 12, 2013 |
| Dauber Arthur G | Chairman | Sale | 54,000 | $7.27 | $392,580 | 1,698,385 | Aug 12, 2013 |
| Dauber Arthur G | Chairman | Sale | 9,600 | $7.26 | $69,696 | 1,768,385 | Aug 9, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 4,900 | $7.40 | $36,260 | 693,024 | Jul 5, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 9,600 | $7.34 | $70,464 | 697,924 | Jul 3, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 5,500 | $7.25 | $39,875 | 707,524 | Jul 2, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $7.10 | $71,000 | 713,024 | Jul 1, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $6.95 | $69,500 | 723,024 | Jun 25, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $6.80 | $68,000 | 733,024 | Jun 21, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 10,000 | $6.65 | $66,500 | 743,024 | Jun 17, 2013 |
| Dauber Arthur G | Chairman | Sale | 3,750 | $6.04 | $22,650 | 1,777,985 | May 22, 2013 |
| Dauber Arthur G | Chairman | Sale | 9,265 | $6.06 | $56,146 | 1,781,735 | May 21, 2013 |
| Dauber Arthur G | Chairman | Sale | 1,460 | $6.00 | $8,760 | 1,791,000 | May 16, 2013 |
| Dauber Arthur G | Chairman | Sale | 2,000 | $6.23 | $12,460 | 1,808,469 | May 15, 2013 |
| Dauber Arthur G | Chairman | Sale | 500 | $6.35 | $3,175 | 1,837,803 | May 14, 2013 |
| Dauber Arthur G | Chairman | Gift | 2,000 | $6.21 | $12,420 | 1,839,000 | May 13, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 59,019 | $6.10 | $360,016 | 753,024 | May 7, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 1,600 | $5.50 | $8,800 | 812,043 | May 3, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 2,054 | $5.50 | $11,297 | 813,643 | May 1, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 4,100 | $5.50 | $22,550 | 815,697 | Apr 19, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 2,997 | $5.00 | $14,985 | 819,797 | Mar 4, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 2,554 | $5.00 | $12,770 | 822,984 | Feb 27, 2013 |
| Adams Timothy C | Vice President & President | Tax Withholding | 2,146 | $4.95 | $10,623 | 13,805 | Feb 25, 2013 |
| Dauber Charles M | President and CEO | Tax Withholding | 10,009 | $4.95 | $49,545 | 418,701 | Feb 25, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 294 | $5.00 | $1,470 | 825,538 | Feb 21, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 5,600 | $5.00 | $28,000 | 825,832 | Feb 20, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 700 | $5.00 | $3,500 | 831,432 | Feb 19, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 1,000 | $5.01 | $5,010 | 832,132 | Feb 12, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 105 | $5.00 | $525 | 834,937 | Feb 1, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 68 | $5.00 | $340 | 836,021 | Jan 28, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 18,000 | $5.00 | $90,000 | 838,067 | Jan 22, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 200 | $5.00 | $1,000 | 856,330 | Jan 7, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 42 | $5.00 | $210 | 856,530 | Jan 4, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 300 | $5.01 | $1,503 | 856,572 | Jan 3, 2013 |
| Steffek James J | SVP of Sales and Business Dev. | Sale | 7,925 | $5.10 | $40,418 | 856,872 | Jan 2, 2013 |