YUNHONG GREEN CTI LTD. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KOMAR SAMUEL | Vice President Marketing | Option Exercise | 5,000 | $1.76 | $8,800 | 5,000 | Nov 16, 2012 |
| Sherman Richard J | Vice President | Option Exercise | 2,500 | $2.88 | $7,200 | 2,500 | Nov 14, 2012 |
| SCHWAN JOHN H | Chairman, CEO | Option Exercise | 2,000 | $1.94 | $3,880 | 585,265 | Sep 28, 2012 |
| PATTERSON TIMOTHY | Vice President Finance | Option Exercise | 5,000 | $1.76 | $8,800 | 20,848 | Sep 28, 2012 |
| TAYNE BRET | — | Option Exercise | 2,000 | $1.76 | $3,520 | 11,941 | Sep 28, 2012 |
| Collins John I | — | Option Exercise | 2,000 | $1.76 | $3,520 | 2,000 | Sep 18, 2012 |
| BROWN STANLEY M | — | Option Exercise | 1,000 | $1.76 | $1,760 | 11,346 | Jun 11, 2012 |
| SCHWAN HOWARD W | President | Option Exercise | 12,500 | $1.94 | $24,250 | 195,547 | Jun 1, 2012 |
| MERRICK STEPHEN M | Secretary, Executive VP | Other | 21,053 | $4.75 | $100,002 | 755,285 | Dec 29, 2011 |
| SCHWAN JOHN H | Chairman, CEO | Other | 42,105 | $4.75 | $199,999 | 583,265 | Dec 29, 2011 |
| MERRICK STEPHEN M | Secretary, Executive VP | Option Exercise | 2,000 | $1.94 | $3,880 | 757,285 | Dec 29, 2011 |
| SCHWAN JOHN H | Chairman, CEO | Other | 11,944 | — | — | 541,160 | Mar 16, 2011 |
| BROWN STANLEY M | — | Sale | 736 | $5.41 | $3,982 | 11,046 | Nov 23, 2010 |
| SCHWAN JOHN H | Chairman, CEO | Other | 11,944 | — | — | 529,216 | Nov 23, 2010 |
| Sherman Richard J | Vice President | Sale | 100 | $6.49 | $649 | 400 | Oct 1, 2010 |
| PATTERSON TIMOTHY | Vice President Finance | Sale | 600 | $7.15 | $4,290 | 15,848 | Jun 28, 2010 |
| SCHWAN HOWARD W | President | Sale | 22,790 | $7.24 | $165,000 | 137,899 | Jun 25, 2010 |
| SCHWAN HOWARD W | President | Sale | 22,791 | $7.24 | $165,007 | 137,900 | Jun 25, 2010 |
| MERRICK STEPHEN M | Secretary, Executive VP | Option Exercise | 20,000 | $4.80 | $96,000 | 734,232 | Jun 1, 2010 |
| SCHWAN JOHN H | Chairman, CEO | Option Exercise | 20,000 | $4.80 | $96,000 | 517,272 | Jun 1, 2010 |
| SCHWAN HOWARD W | President | Option Exercise | 12,500 | $1.94 | $24,250 | 160,689 | May 14, 2010 |
| SCHWAN HOWARD W | President | Option Exercise | 12,500 | $1.94 | $24,250 | 160,698 | May 14, 2010 |
| SCHWAN JOHN H | Chairman, CEO | Other | 200,000 | — | — | 395,757 | Feb 17, 2010 |
| SCHWAN HOWARD W | President | Award / Grant | 23,810 | $1.89 | $45,001 | 151,421 | Jan 20, 2010 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,250 | $1.67 | $2,088 | 562,564 | May 29, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 150 | $1.75 | $263 | 595,757 | May 28, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 2,250 | $1.52 | $3,420 | 561,014 | May 27, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 300 | $1.56 | $468 | 594,357 | May 26, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,900 | $1.51 | $2,869 | 591,807 | May 22, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,900 | $1.51 | $2,869 | 558,764 | May 22, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,900 | $1.46 | $2,774 | 556,864 | May 21, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,900 | $1.46 | $2,774 | 589,907 | May 21, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,850 | $1.48 | $2,738 | 588,007 | May 20, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,850 | $1.48 | $2,738 | 554,964 | May 20, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,900 | $1.48 | $2,812 | 586,157 | May 19, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,900 | $1.48 | $2,812 | 553,114 | May 19, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,450 | $1.43 | $2,074 | 551,214 | May 18, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,450 | $1.43 | $2,074 | 584,257 | May 18, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,450 | $1.43 | $2,074 | 584,257 | May 18, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 667 | $1.48 | $987 | 549,764 | May 15, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 667 | $1.48 | $987 | 582,807 | May 15, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 600 | $1.73 | $1,038 | 549,097 | Apr 6, 2009 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 1,862 | $1.66 | $3,091 | 548,497 | Apr 3, 2009 |
| ANDERSON BRENT | Vice President Manufacturing | Sale | 8,929 | $1.75 | $15,626 | 30,536 | Mar 30, 2009 |
| ANDERSON BRENT | Vice President Manufacturing | Other | 8,929 | — | — | 30,536 | Mar 30, 2009 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,100 | $2.31 | $2,541 | 582,140 | Nov 24, 2008 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 200 | $1.87 | $374 | 581,040 | Nov 20, 2008 |
| MERRICK STEPHEN M | Secretary, Executive VP | Purchase | 2,000 | $1.61 | $3,220 | 546,635 | Nov 19, 2008 |
| SCHWAN JOHN H | Chairman, CEO | Purchase | 1,500 | $2.30 | $3,450 | 580,840 | Nov 14, 2008 |
| TAYNE BRET | — | Purchase | 3,000 | $2.57 | $7,710 | 9,941 | Nov 12, 2008 |