ROCKWELL MEDICAL, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Nissenson Allen | — | Award / Grant | 24,715 | — | — | 124,203 | May 23, 2023 |
| RAVICH MARK H | — | Award / Grant | 24,715 | — | — | 303,319 | May 23, 2023 |
| COOPER JOHN G | — | Award / Grant | 24,715 | — | — | 155,594 | May 23, 2023 |
| TIMMINS MEGAN C. | EVP, CLO and Secretary | Award / Grant | 28,515 | — | — | 28,515 | Mar 17, 2023 |
| Hoffman Marc L | Chief Medical Officer | Award / Grant | 25,665 | — | — | 25,665 | Mar 17, 2023 |
| Strobeck Mark | President and CEO | Award / Grant | 55,465 | — | — | 55,465 | Mar 17, 2023 |
| McGarry Paul E | SVP, Finance and CAO | Award / Grant | 28,515 | — | — | 28,515 | Mar 17, 2023 |
| Radie Robert S | — | Award / Grant | 25,000 | — | — | 109,689 | Jun 7, 2022 |
| RAVICH MARK H | — | Award / Grant | 25,000 | — | — | 278,604 | Jun 7, 2022 |
| COOPER JOHN G | — | Award / Grant | 25,000 | — | — | 130,879 | Jun 7, 2022 |
| Smiley Andrea Heslin | — | Award / Grant | 25,000 | — | — | 93,601 | Jun 7, 2022 |
| Nissenson Allen | — | Award / Grant | 25,000 | — | — | 99,488 | Jun 7, 2022 |
| RAVICH MARK H | — | Award / Grant | 50,000 | — | — | 253,604 | Jun 17, 2021 |
| COOPER JOHN G | — | Award / Grant | 50,000 | — | — | 105,879 | Jun 17, 2021 |
| Smiley Andrea Heslin | — | Award / Grant | 50,000 | — | — | 68,601 | Jun 17, 2021 |
| Radie Robert S | — | Award / Grant | 50,000 | — | — | 84,689 | Jun 17, 2021 |
| MCLAUGHLIN JOHN PETER | — | Award / Grant | 50,000 | — | — | 136,974 | Jun 17, 2021 |
| Nissenson Allen | — | Award / Grant | 50,000 | — | — | 74,488 | Jun 17, 2021 |
| RBI OPPORTUNITIES FUND, LLC | — | Sale | 42,450 | $1.03 | $43,724 | 1,433,309 | Dec 21, 2020 |
| Richmond David S. | — | Sale | 185,855 | $1.01 | $187,714 | 3,465,803 | Dec 15, 2020 |
| Smiley Andrea Heslin | — | Award / Grant | 18,601 | $1.12 | $20,833 | 18,601 | Dec 11, 2020 |
| Nissenson Allen | — | Award / Grant | 1,488 | — | — | 24,488 | Dec 11, 2020 |
| RAVICH MARK H | — | Other | 219,905 | $1.22 | $268,284 | — | Dec 7, 2020 |
| RAVICH MARK H | — | Other | 9,000 | $1.16 | $10,440 | 16,000 | Sep 4, 2020 |
| RBI PI Manager, LLC | — | Purchase | 3,156 | $1.95 | $6,154 | 183,907 | Jun 30, 2020 |
| Nissenson Allen | — | Award / Grant | 23,000 | — | — | 23,000 | Jun 11, 2020 |
| RAVICH MARK H | — | Award / Grant | 30,800 | — | — | 387,509 | May 18, 2020 |
| MCLAUGHLIN JOHN PETER | — | Award / Grant | 51,800 | — | — | 86,974 | May 18, 2020 |
| COOPER JOHN G | — | Award / Grant | 36,000 | — | — | 55,879 | May 18, 2020 |
| Radie Robert S | — | Award / Grant | 31,000 | — | — | 34,689 | May 18, 2020 |
| ELLISON RUSSELL H | See Remarks | Purchase | 2,000 | $2.08 | $4,160 | 12,050 | May 14, 2020 |
| Pratt Raymond Dennis | VP of Drug Development | Tax Withholding | 4,612 | $2.27 | $10,469 | 353,358 | Apr 26, 2020 |
| Gupta Ajay | Sr. VP & Chief Scientific Off. | Tax Withholding | 1,758 | $2.27 | $3,991 | 574,700 | Apr 26, 2020 |
| Radie Robert S | — | Award / Grant | 3,689 | — | — | 3,689 | Mar 31, 2020 |
| MCLAUGHLIN JOHN PETER | — | Award / Grant | 12,615 | — | — | 35,174 | Jan 29, 2020 |
| ELLISON RUSSELL H | — | Award / Grant | 10,050 | — | — | 10,050 | Jan 9, 2020 |
| Smith Angus W. | Chief Financial Officer | Tax Withholding | 8,181 | $2.37 | $19,389 | 168,486 | Nov 28, 2019 |
| Gupta Ajay | Sr. VP & Chief Scientific Off. | Tax Withholding | 31,491 | $2.53 | $79,672 | 576,458 | Oct 7, 2019 |
| MCLAUGHLIN JOHN PETER | — | Award / Grant | 22,559 | — | — | 22,559 | Sep 5, 2019 |
| Paul Stuart M | Chief Executive Officer | Tax Withholding | 33,742 | $2.52 | $85,030 | 330,056 | Sep 4, 2019 |
| Richmond Brothers, Inc. | — | Purchase | 1,807 | $2.66 | $4,807 | 52,740 | Aug 2, 2019 |
| Curfman Matthew J. | — | Sale | 179 | $3.12 | $558 | 161,278 | Jul 29, 2019 |
| Richmond Brothers 401(k) Profit Sharing Plan | — | Purchase | 91 | $3.06 | $278 | 77,045 | Jul 25, 2019 |
| Richmond Brothers 401(k) Profit Sharing Plan | — | Purchase | 68,750 | $2.89 | $198,688 | 68,750 | Jul 22, 2019 |
| Curfman Matthew J. | — | Purchase | 654 | $3.05 | $1,995 | 76,954 | Jul 8, 2019 |
| Paul Stuart M | Chief Executive Officer | Tax Withholding | 34,327 | $5.21 | $178,844 | 353,798 | Jul 1, 2019 |
| Smith Angus W. | Chief Financial Officer | Purchase | 10,000 | $3.06 | $30,600 | 176,667 | Jun 28, 2019 |
| COOPER JOHN G | — | Award / Grant | 19,879 | — | — | 19,879 | Jun 6, 2019 |
| Wolin Benjamin | — | Award / Grant | 27,710 | — | — | 27,710 | Jun 6, 2019 |
| RAVICH MARK H | — | Award / Grant | 19,759 | — | — | 356,709 | Jun 6, 2019 |