UTSTARCOM HOLDINGS CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Marsch Susan | SVP and General Counsel | Sale | 2,565 | $0.93 | $2,385 | 46,670 | Mar 3, 2009 |
| BLACKMORE PETER | CEO & President | Option Exercise | 42,500 | — | — | 1,072,771 | Feb 27, 2009 |
| Patel Viraj J | Int CFO, VP, Controller & CAO | Option Exercise | 7,500 | — | — | 131,103 | Feb 27, 2009 |
| LU HONG LIANG | — | Disposition | 150,000 | — | — | 3,181,138 | Feb 27, 2009 |
| Green Mark | SVP, Human Resources | Sale | 9,511 | $0.93 | $8,845 | 198,840 | Feb 27, 2009 |
| Green Mark | SVP, Worldwide Human Resources | Sale | 4,501 | $1.55 | $6,977 | 39,065 | Dec 22, 2008 |
| LU HONG LIANG | — | Sale | 23,847 | $1.52 | $36,247 | 2,926,033 | Dec 2, 2008 |
| Patel Viraj J | Int CFO, VP, Controller & CAO | Sale | 4,499 | $2.01 | $9,043 | 88,603 | Nov 7, 2008 |
| LU HONG LIANG | — | Gift | 24,652 | — | — | 91,275 | Oct 7, 2008 |
| HORNER LARRY D /FA | — | Award / Grant | 26,150 | — | — | 65,336 | Sep 30, 2008 |
| LENZMEIER ALLEN U | — | Award / Grant | 24,481 | — | — | 106,374 | Sep 30, 2008 |
| RYAN BRUCE J | — | Award / Grant | 12,692 | — | — | 12,692 | Sep 30, 2008 |
| TOY THOMAS J | — | Award / Grant | 73,442 | — | — | 107,153 | Sep 30, 2008 |
| CLARKE JEFF | — | Award / Grant | 24,852 | — | — | 57,584 | Sep 30, 2008 |
| Green Mark | SVP, Human Resources | Sale | 300 | $3.25 | $975 | 107,141 | Sep 8, 2008 |
| Green Mark | SVP, Human Resources | Sale | 300 | $3.25 | $975 | 107,141 | Sep 8, 2008 |
| BARTON FRANCIS P | — | Option Exercise | 329,601 | — | — | 1,665,121 | Aug 31, 2008 |
| King David AJ | SVP, Int'l Sales & Marketing | Sale | 28,800 | $3.67 | $105,696 | 218,200 | Aug 11, 2008 |
| BARTON FRANCIS P | Executive V.P. and CFO | Sale | 8,985 | $4.80 | $43,128 | 1,169,863 | Aug 4, 2008 |
| BLACKMORE PETER | CEO & President | Sale | 134,499 | $4.57 | $614,660 | 853,001 | Jul 31, 2008 |
| King David AJ | SVP, Int'l Sales & Marketing | Award / Grant | 150,000 | — | — | 267,971 | Jun 30, 2008 |
| King David AJ | SVP, Int'l Sales & Marketing | Sale | 4,497 | $2.96 | $13,311 | 117,971 | Apr 3, 2008 |
| LU HONG LIANG | CEO | Award / Grant | 300,000 | — | — | 2,949,880 | Mar 31, 2008 |
| King David AJ | SVP, Int'l Sales & Marketing | Sale | 12,716 | $2.45 | $31,154 | 122,468 | Mar 3, 2008 |
| CHRISTOPHER PHILIP | President, UTS Personal Comm. | Option Exercise | 8,929 | — | — | 44,643 | Mar 3, 2008 |
| Patel Viraj J | VP, Corp. Controller and CAO | Sale | 7,467 | $2.45 | $18,294 | 93,102 | Feb 29, 2008 |
| Green Mark | SVP, Human Resources | Sale | 37,592 | $2.45 | $92,100 | 107,141 | Feb 29, 2008 |
| BARTON FRANCIS P | Executive V.P. and CFO | Option Exercise | 11,195 | — | — | 1,197,273 | Feb 29, 2008 |
| LU HONG LIANG | CEO | Sale | 54,513 | $2.45 | $133,557 | 2,649,880 | Feb 29, 2008 |
| BARTON FRANCIS P | Executive V.P. and CFO | Award / Grant | 300,000 | — | — | 1,152,492 | Jan 31, 2008 |
| Green Mark | SVP, Human Resources | Tax Withholding | 4,466 | $2.61 | $11,656 | 41,066 | Dec 19, 2007 |
| TOY THOMAS J | — | Award / Grant | 22,759 | — | — | 33,711 | Nov 30, 2007 |
| LENZMEIER ALLEN U | — | Award / Grant | 20,517 | — | — | 81,893 | Nov 30, 2007 |
| HORNER LARRY D /FA | — | Award / Grant | 24,310 | — | — | 39,186 | Nov 30, 2007 |
| CLARKE JEFF | — | Award / Grant | 21,552 | — | — | 32,732 | Nov 30, 2007 |
| LU HONG LIANG | CEO | Option Exercise | 117,000 | — | — | 2,518,425 | Nov 30, 2007 |
| BARTON FRANCIS P | Executive V.P. and CFO | Tax Withholding | 409,667 | $2.90 | $1,188,034 | 852,402 | Nov 30, 2007 |
| HORNER LARRY D /FA | — | Sale | 10,000 | $3.09 | $30,900 | 14,876 | Nov 14, 2007 |
| BLACKMORE PETER | President & COO | Award / Grant | 900,000 | — | — | 900,000 | Oct 31, 2007 |
| LU HONG LIANG | CEO | Gift | 14,073 | — | — | 115,927 | Oct 4, 2007 |
| King David AJ | SVP, Int'l Sales & Marketing | Tax Withholding | 4,467 | $3.38 | $15,098 | 45,533 | Jul 26, 2007 |
| WU YING | — | Gift | 30,400 | — | — | 1,340,687 | Jun 27, 2007 |
| WU YING | Executive VP & Vice Chairman | Gift | 2,400 | — | — | 3,976,001 | Aug 1, 2006 |
| LENZMEIER ALLEN U | — | Option Exercise | 11,376 | — | — | 61,376 | Jul 21, 2006 |
| CLARKE JEFF | — | Option Exercise | 11,180 | — | — | 11,180 | Jul 21, 2006 |
| HORNER LARRY D /FA | — | Option Exercise | 11,376 | — | — | 43,151 | Jul 21, 2006 |
| TOY THOMAS J | — | Option Exercise | 10,952 | — | — | 10,952 | Jul 18, 2006 |