ROCKWELL AUTOMATION, INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STUEVER A LAWRENCE | VP and General Auditor | Sale | 700 | $61.58 | $43,106 | 18,730 | May 3, 2010 |
| COPPINS KENT G | VP and General Tax Counsel | Sale | 1,900 | $62.50 | $118,750 | 2,651 | May 3, 2010 |
| NOSBUSCH KEITH D | Chairman, President and CEO | Sale | 103,204 | $61.48 | $6,344,982 | 318,197 | Apr 30, 2010 |
| EISENBROWN STEVEN A | Sr. Vice President | Option Exercise | 2,200 | $43.90 | $96,580 | 94,345 | Apr 30, 2010 |
| MILLER JOHN M | VP and Chief IP Counsel | Sale | 1,900 | $60.55 | $115,045 | 3,567 | Apr 30, 2010 |
| RUFF ROBERT A | Sr. Vice President | Option Exercise | 22,400 | $27.75 | $621,600 | 52,052 | Apr 30, 2010 |
| NOSBUSCH KEITH D | Chairman, President and CEO | Option Exercise | 97,893 | $11.60 | $1,135,559 | 416,090 | Mar 1, 2010 |
| TOOT JOSEPH F JR | — | Sale | 3,262 | $53.42 | $174,256 | 15,108 | Feb 26, 2010 |
| ROCKWELL BRUCE M | — | Sale | 3,502 | $53.42 | $187,077 | 37,170 | Feb 26, 2010 |
| MCCORMICK WILLIAM T JR/WI | — | Sale | 3,502 | $53.41 | $187,042 | 21,268 | Feb 26, 2010 |
| ISTOCK VERNE G | — | Sale | 1,153 | $53.46 | $61,639 | 15,787 | Feb 26, 2010 |
| ALEWINE BETTY C | — | Sale | 2,720 | $53.43 | $145,330 | 14,518 | Feb 26, 2010 |
| STUEVER A LAWRENCE | VP and General Auditor | Sale | 300 | $54.34 | $16,302 | 19,630 | Feb 19, 2010 |
| ALEWINE BETTY C | — | Option Exercise | 1,000 | $16.96 | $16,960 | 17,238 | Feb 9, 2010 |
| ROHR DRALLE RONDI | VP Finance & Investor Rel. | Sale | 2,500 | $50.48 | $126,200 | 10,772 | Feb 2, 2010 |
| SPEER DAVID B | — | Award / Grant | 500 | — | — | 10,119 | Feb 2, 2010 |
| Parfet Donald R | — | Award / Grant | 500 | — | — | 6,315 | Feb 2, 2010 |
| MCCORMICK WILLIAM T JR/WI | — | Award / Grant | 500 | — | — | 24,770 | Feb 2, 2010 |
| ISTOCK VERNE G | — | Award / Grant | 500 | — | — | 16,940 | Feb 2, 2010 |
| ALEWINE BETTY C | — | Award / Grant | 500 | — | — | 16,238 | Feb 2, 2010 |
| TOOT JOSEPH F JR | — | Award / Grant | 500 | — | — | 18,370 | Feb 2, 2010 |
| NOSBUSCH KEITH D | Chairman, President and CEO | Sale | 100,000 | $50.12 | $5,012,000 | 318,197 | Jan 29, 2010 |
| Chand Sujeet | Sr VP & Chief Tech. Officer | Award / Grant | 1,500 | — | — | 13,446 | Dec 9, 2009 |
| NOSBUSCH KEITH D | Chairman, President and CEO | Award / Grant | 10,100 | — | — | 318,197 | Dec 9, 2009 |
| RUFF ROBERT A | Sr. Vice President | Award / Grant | 3,000 | — | — | 27,452 | Dec 9, 2009 |
| Schmitt Susan | Sr. VP, HR | Award / Grant | 1,500 | — | — | 8,600 | Dec 9, 2009 |
| Thomas Martin | Sr. VP Operations & Eng. Svcs. | Award / Grant | 2,400 | — | — | 17,482 | Dec 9, 2009 |
| STUEVER A LAWRENCE | VP and General Auditor | Award / Grant | 600 | — | — | 19,430 | Dec 9, 2009 |
| MILLER JOHN M | VP and Chief IP Counsel | Award / Grant | 600 | — | — | 3,567 | Dec 9, 2009 |
| ROHR DRALLE RONDI | VP Finance & Investor Rel. | Award / Grant | 600 | — | — | 9,872 | Dec 9, 2009 |
| Etzel Steven W. | VP and Treasurer | Award / Grant | 600 | — | — | 2,578 | Dec 9, 2009 |
| EISENBROWN STEVEN A | Sr. Vice President | Award / Grant | 2,900 | — | — | 30,745 | Dec 9, 2009 |
| MCDERMOTT JOHN P | Sr. Vice President | Award / Grant | 2,400 | — | — | 38,638 | Dec 9, 2009 |
| DORGAN DAVID M | VP and Controller | Award / Grant | 600 | — | — | 2,971 | Dec 9, 2009 |
| CRANDALL THEODORE D | Sr.VP and CFO | Award / Grant | 3,000 | — | — | 55,089 | Dec 9, 2009 |
| HAGERMAN DOUGLAS M | Sr. VP, Gen Counsel and Sec. | Award / Grant | 2,400 | — | — | 20,185 | Dec 9, 2009 |
| COPPINS KENT G | VP and General Tax Counsel | Award / Grant | 600 | — | — | 2,551 | Dec 9, 2009 |
| COPPINS KENT G | VP and General Tax Counsel | Sale | 173 | $45.63 | $7,894 | 1,951 | Dec 6, 2009 |
| Chand Sujeet | Sr VP & Chief Tech. Officer | Option Exercise | 234 | — | — | 11,946 | Dec 6, 2009 |
| Etzel Steven W. | VP and Treasurer | Option Exercise | 78 | — | — | 1,978 | Dec 6, 2009 |
| HAGERMAN DOUGLAS M | Sr. VP, Gen Counsel and Sec. | Option Exercise | 585 | — | — | 17,785 | Dec 6, 2009 |
| STUEVER A LAWRENCE | VP and General Auditor | Option Exercise | 130 | — | — | 18,830 | Dec 6, 2009 |
| NOSBUSCH KEITH D | Chairman, President and CEO | Option Exercise | 2,652 | — | — | 308,097 | Dec 6, 2009 |
| RUFF ROBERT A | Sr. Vice President | Option Exercise | 299 | — | — | 24,452 | Dec 6, 2009 |
| Thomas Martin | Sr. VP Operations & Eng. Svcs. | Option Exercise | 182 | — | — | 15,082 | Dec 6, 2009 |
| MILLER JOHN M | VP and Chief IP Counsel | Option Exercise | 143 | — | — | 3,183 | Dec 6, 2009 |
| DORGAN DAVID M | VP and Controller | Option Exercise | 143 | — | — | 2,587 | Dec 6, 2009 |
| EISENBROWN STEVEN A | Sr. Vice President | Sale | 800 | $45.65 | $36,520 | 28,015 | Dec 6, 2009 |
| ROHR DRALLE RONDI | VP Finance & Investor Rel. | Option Exercise | 156 | — | — | 9,491 | Dec 6, 2009 |
| MCDERMOTT JOHN P | Sr. Vice President | Option Exercise | 585 | — | — | 37,068 | Dec 6, 2009 |