INNOVATE Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Courtis Kenneth S. | — | Purchase | 24,835 | $3.13 | $77,734 | 308,185 | Jun 5, 2020 |
| Courtis Kenneth S. | — | Purchase | 32,746 | $3.00 | $98,238 | 283,350 | Jun 3, 2020 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Sale | 20,000 | $2.96 | $59,200 | 89,827 | Jun 2, 2020 |
| GLAZER AVRAM A | — | Purchase | 162,000 | $2.97 | $481,140 | 3,190,634 | May 15, 2020 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Tax Withholding | 9,628 | $2.25 | $21,663 | 129,827 | Mar 16, 2020 |
| Herbst Suzi R | Chief Administrative Officer | Tax Withholding | 2,619 | $2.25 | $5,893 | 91,250 | Mar 15, 2020 |
| FALCONE PHILIP | CEO, Chairman & President | Tax Withholding | 212,875 | $2.52 | $536,445 | 1,962,400 | Mar 12, 2020 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Tax Withholding | 11,256 | $2.22 | $24,988 | 139,455 | Nov 13, 2019 |
| LEFFLER ROBERT V JR | — | Award / Grant | 36,734 | — | — | 66,097 | Jun 13, 2019 |
| HILLMAN LEE S | — | Award / Grant | 36,734 | — | — | 71,478 | Jun 13, 2019 |
| BARR WAYNE JR | — | Award / Grant | 36,734 | — | — | 94,914 | Jun 13, 2019 |
| GFELLER WARREN H | — | Award / Grant | 36,734 | — | — | 76,478 | Jun 13, 2019 |
| Sena Michael J. | Chief Financial Officer | Tax Withholding | 31,789 | $2.62 | $83,287 | 371,913 | Mar 15, 2019 |
| FALCONE PHILIP | CEO, Chairman & President | Purchase | 20,000 | $2.67 | $53,400 | 2,175,275 | Mar 15, 2019 |
| Herbst Suzi R | Chief Administrative Officer | Tax Withholding | 5,260 | $2.62 | $13,781 | 113,586 | Mar 15, 2019 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Purchase | 5,750 | $2.62 | $15,065 | 167,293 | Mar 15, 2019 |
| Herbst Suzi R | Chief Administrative Officer | Purchase | 6,000 | $2.61 | $15,660 | 6,000 | Mar 14, 2019 |
| Herbst Suzi R | Chief Administrative Officer | Purchase | 6,000 | $2.61 | $15,660 | 6,000 | Mar 14, 2019 |
| Sena Michael J. | Chief Financial Officer | Tax Withholding | 9,665 | $3.03 | $29,285 | 394,102 | Mar 10, 2019 |
| Herbst Suzi R | Chief Administrative Officer | Tax Withholding | 2,316 | $3.03 | $7,017 | 43,511 | Mar 10, 2019 |
| BARR WAYNE JR | — | L | 200 | $3.49 | $698 | 57,180 | Nov 21, 2018 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Tax Withholding | 11,256 | $3.65 | $41,084 | 161,543 | Nov 13, 2018 |
| FALCONE PHILIP | CEO, Chairman and President | Gift | 50,000 | — | — | 2,144,773 | Sep 11, 2018 |
| BARR WAYNE JR | — | Award / Grant | 9,584 | — | — | 56,180 | Jun 13, 2018 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Award / Grant | 73,395 | — | — | 172,799 | Jun 13, 2018 |
| LEFFLER ROBERT V JR | — | Award / Grant | 9,584 | — | — | 29,363 | Jun 13, 2018 |
| GFELLER WARREN H | — | Award / Grant | 9,584 | — | — | 39,744 | Jun 13, 2018 |
| Sena Michael J. | Chief Financial Officer | Award / Grant | 189,142 | — | — | 403,767 | Jun 13, 2018 |
| HILLMAN LEE S | — | Award / Grant | 9,584 | — | — | 34,744 | Jun 13, 2018 |
| FALCONE PHILIP | CEO, Chairman and President | Gift | 25,000 | — | — | 1,084,921 | Apr 12, 2018 |
| BARR WAYNE JR | — | Purchase | 200,000 | $5.35 | $1,070,000 | 200,000 | Mar 16, 2018 |
| Herbst Suzi R | Chief Administrative Officer | Award / Grant | 20,642 | — | — | 45,827 | Mar 16, 2018 |
| FALCONE PHILIP | CEO, Chairman and President | Tax Withholding | 42,992 | $5.74 | $246,774 | 1,209,921 | Mar 10, 2018 |
| Sena Michael J. | Chief Financial Officer | Tax Withholding | 8,114 | $5.74 | $46,574 | 214,625 | Mar 10, 2018 |
| Herbst Suzi R | Chief Administrative Officer | Tax Withholding | 2,308 | $5.74 | $13,248 | 25,185 | Mar 10, 2018 |
| Herbst Suzi R | Chief Administrative Officer | Sale | 5,303 | $4.99 | $26,462 | 27,493 | Nov 13, 2017 |
| Ferraro Joseph Anthony | Chief Legal Officer & Corp Sec | Award / Grant | 99,404 | — | — | 99,404 | Nov 13, 2017 |
| LEFFLER ROBERT V JR | — | Sale | 20,000 | $5.00 | $100,000 | 19,779 | Nov 10, 2017 |
| BARR WAYNE JR | — | Award / Grant | 10,526 | — | — | 46,596 | Jun 19, 2017 |
| GFELLER WARREN H | — | Award / Grant | 10,526 | — | — | 30,160 | Jun 19, 2017 |
| LEFFLER ROBERT V JR | — | Award / Grant | 10,526 | — | — | 39,779 | Jun 19, 2017 |
| HILLMAN LEE S | — | Award / Grant | 10,526 | — | — | 25,160 | Jun 19, 2017 |
| FALCONE PHILIP | CEO, Chairman and President | Award / Grant | 383,725 | — | — | 1,252,913 | Jun 14, 2017 |
| Sena Michael J. | Chief Financial Officer | Award / Grant | 71,326 | — | — | 222,739 | Jun 14, 2017 |
| Voigt Paul | Sr. Managing Dir, Investments | Award / Grant | 201,163 | — | — | 623,348 | Jun 14, 2017 |
| ROBINSON PAUL | Chief Legal Officer & Corp Sec | Award / Grant | 42,617 | — | — | 136,534 | Jun 14, 2017 |
| Sena Michael J. | Chief Financial Officer | Tax Withholding | 12,324 | $5.84 | $71,972 | 151,413 | Mar 18, 2017 |
| ROBINSON PAUL | Chief Legal Officer & Corp Sec | Tax Withholding | 6,439 | $5.50 | $35,415 | 93,917 | Mar 10, 2017 |
| Backman Andrew G | Managing Director | Tax Withholding | 5,124 | $5.50 | $28,182 | 31,240 | Mar 10, 2017 |
| Voigt Paul | Sr. Managing Dir, Investments | Tax Withholding | 14,177 | $5.50 | $77,974 | 422,185 | Mar 10, 2017 |