WATERS CORP /DE/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BEKENSTEIN JOSHUA | — | Option Exercise | 4,000 | $38.10 | $152,400 | 54,700 | Nov 18, 2015 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Sale | 14,506 | $132.05 | $1,915,517 | 88,679 | Nov 17, 2015 |
| CONARD EDWARD | — | Option Exercise | 4,000 | $38.10 | $152,400 | 50,700 | Nov 16, 2015 |
| OConnell Christopher J | President and CEO | Award / Grant | 20,234 | — | — | 27,999 | Sep 8, 2015 |
| BEAUDOUIN MARK T | VP and General Counsel | Other | 532 | — | — | 8,597 | Aug 19, 2015 |
| BERTHIAUME DOUGLAS A | CHAIRMAN, PRESIDENT & CEO | Gift | 2,760 | — | — | 2,206,976 | Aug 17, 2015 |
| MILLER WILLIAM J | — | Option Exercise | 4,000 | $38.10 | $152,400 | 24,700 | Aug 6, 2015 |
| Rae Elizabeth B | Corporate VP of HR | Sale | 22,000 | $135.55 | $2,982,100 | 7,502 | Aug 5, 2015 |
| BERENDT MICHAEL J | — | Sale | 100 | $136.47 | $13,647 | 18,700 | Jun 18, 2015 |
| BEAUDOUIN MARK T | VP and General Counsel | Option Exercise | 4,000 | $59.44 | $237,760 | 23,129 | May 19, 2015 |
| GLIMCHER LAURIE H M.D. | — | Option Exercise | 800 | $61.63 | $49,304 | 6,000 | May 1, 2015 |
| SALICE THOMAS P | — | Sale | 4,000 | $126.76 | $507,040 | 11,200 | May 1, 2015 |
| Cassis Eugene G | Chief Financial Officer | Tax Withholding | 37 | — | — | 6,069 | Mar 4, 2015 |
| Cassis Eugene G | Chief Financial Officer | Tax Withholding | 67 | — | — | 6,106 | Mar 3, 2015 |
| SILVEIRA MICHAEL F | VP, Corporate Controller | Tax Withholding | 74 | — | — | 4,329 | Mar 3, 2015 |
| BERTHIAUME DOUGLAS A | CHAIRMAN, PRESIDENT & CEO | Gift | 29,300 | — | — | 2,209,736 | Feb 26, 2015 |
| SILVEIRA MICHAEL F | VP, Corporate Controller | Tax Withholding | 56 | — | — | 4,403 | Feb 26, 2015 |
| Cassis Eugene G | Chief Financial Officer | Tax Withholding | 48 | — | — | 6,173 | Feb 26, 2015 |
| Cassis Eugene G | Chief Financial Officer | Tax Withholding | 117 | — | — | 6,221 | Feb 17, 2015 |
| SILVEIRA MICHAEL F | VP, Corporate Controller | Tax Withholding | 114 | — | — | 4,459 | Feb 17, 2015 |
| Cassis Eugene G | Chief Financial Officer | Award / Grant | 547 | — | — | 6,338 | Feb 11, 2015 |
| Cassis Eugene G | Chief Financial Officer | Sale | 6,000 | $120.16 | $720,960 | 29,121 | Feb 5, 2015 |
| BEAUDOUIN MARK T | VP and General Counsel | Option Exercise | 5,000 | $79.15 | $395,750 | 14,129 | Feb 5, 2015 |
| Rae Elizabeth B | Corporate VP of HR | Sale | 24,000 | $119.39 | $2,865,360 | 7,502 | Jan 30, 2015 |
| KUEBLER CHRISTOPHER A | — | Award / Grant | 1,200 | — | — | 12,700 | Jan 2, 2015 |
| SALICE THOMAS P | — | Award / Grant | 1,200 | — | — | 11,200 | Jan 2, 2015 |
| REED JOANN A | — | Award / Grant | 1,200 | — | — | 12,700 | Jan 2, 2015 |
| MILLER WILLIAM J | — | Award / Grant | 1,200 | — | — | 20,700 | Jan 2, 2015 |
| GLIMCHER LAURIE H M.D. | — | Award / Grant | 1,200 | — | — | 5,200 | Jan 2, 2015 |
| BEKENSTEIN JOSHUA | — | Award / Grant | 1,200 | — | — | 50,700 | Jan 2, 2015 |
| BERENDT MICHAEL J | — | Award / Grant | 1,200 | — | — | 20,200 | Jan 2, 2015 |
| CONARD EDWARD | — | Award / Grant | 1,200 | — | — | 46,700 | Jan 2, 2015 |
| Rae Elizabeth B | Corporate VP of HR | Sale | 6,000 | $115.58 | $693,480 | 7,502 | Dec 9, 2014 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Option Exercise | 8,146 | $38.99 | $317,613 | 96,825 | Dec 9, 2014 |
| BEAUDOUIN MARK T | VP and General Counsel | Tax Withholding | 951 | — | — | 9,129 | Dec 8, 2014 |
| SILVEIRA MICHAEL F | VP, Corporate Controller | Tax Withholding | 166 | — | — | 4,573 | Dec 8, 2014 |
| Rae Elizabeth B | Corporate VP of HR | Tax Withholding | 688 | — | — | 7,502 | Dec 8, 2014 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Tax Withholding | 1,733 | — | — | 88,679 | Dec 8, 2014 |
| Cassis Eugene G | Chief Financial Officer | Tax Withholding | 448 | — | — | 29,121 | Dec 8, 2014 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Option Exercise | 500 | $38.99 | $19,495 | 90,912 | Dec 5, 2014 |
| BERENDT MICHAEL J | — | Option Exercise | 4,000 | $45.77 | $183,080 | 19,000 | Dec 5, 2014 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Sale | 91,354 | $116.64 | $10,655,531 | 90,412 | Dec 4, 2014 |
| BERTHIAUME DOUGLAS A | CHAIRMAN, PRESIDENT & CEO | Sale | 102,423 | $117.00 | $11,983,491 | 2,239,036 | Dec 4, 2014 |
| CAPUTO ARTHUR G | EVP and President, Waters Div | Sale | 100,000 | $116.64 | $11,664,000 | 90,412 | Dec 4, 2014 |
| CONARD EDWARD | — | Option Exercise | 4,000 | $45.77 | $183,080 | 45,500 | Oct 29, 2014 |
| SALICE THOMAS P | — | Option Exercise | 4,000 | $45.77 | $183,080 | 10,000 | Oct 23, 2014 |
| BEKENSTEIN JOSHUA | — | Option Exercise | 4,000 | $45.77 | $183,080 | 49,500 | Sep 12, 2014 |
| GLIMCHER LAURIE H M.D. | — | Sale | 5,500 | $105.65 | $581,075 | 4,000 | Jul 29, 2014 |
| BERTHIAUME DOUGLAS A | CHAIRMAN, PRESIDENT & CEO | Gift | 31,255 | — | — | 2,191,459 | Mar 6, 2014 |
| Cassis Eugene G | Chief Financial Officer | Award / Grant | 577 | — | — | 5,791 | Mar 4, 2014 |