AIM ImmunoTech Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| EQUELS THOMAS K. | Exec. Vice Chairman/CEO/Pres. | Award / Grant | 2,500 | — | — | 778,307 | Nov 27, 2018 |
| STRAYER DAVID R | Chief Science/Medical Officer | Award / Grant | 2,500 | — | — | 44,304 | Nov 27, 2018 |
| SPRINGATE WAYNE S | Sr. VP of Operations | Award / Grant | 2,500 | — | — | 67,273 | Nov 27, 2018 |
| PASCALE ADAM | CFO | Award / Grant | 2,500 | — | — | 62,148 | Nov 27, 2018 |
| APPELROUTH STEWART | — | Purchase | 25,238 | $0.22 | $5,552 | 266,988 | Nov 5, 2018 |
| EQUELS THOMAS K. | Exec. Vice Chairman/CEO/Pres. | Purchase | 3,500 | $0.20 | $700 | 775,807 | Oct 26, 2018 |
| EQUELS THOMAS K. | Exec. Vice Chairman/CEO/Pres. | Purchase | 100,000 | $0.20 | $20,000 | 772,307 | Oct 25, 2018 |
| MITCHELL WILLIAM M | — | Other | 6,911 | $0.55 | $3,801 | 42,679 | Oct 17, 2018 |
| EQUELS THOMAS K. | Exec. Vice Chairman/CEO/Pres. | Purchase | 34,483 | $0.29 | $10,000 | 672,306 | Jul 27, 2018 |
| APPELROUTH STEWART | — | Purchase | 126,000 | $0.31 | $39,060 | 241,750 | Jul 24, 2018 |
| EQUELS THOMAS K. | Exec. Vice Chairman/CEO/Pres. | Purchase | 112,904 | $0.31 | $35,000 | 637,823 | Jul 23, 2018 |
| SPRINGATE WAYNE S | Sr. VP of Operations | Purchase | 32,259 | $0.31 | $10,000 | 64,773 | Jul 23, 2018 |
| PASCALE ADAM | CFO | Purchase | 32,259 | $0.31 | $10,000 | 59,648 | Jul 23, 2018 |
| APPELROUTH STEWART | — | Purchase | 100,000 | $0.32 | $32,000 | 115,750 | Apr 27, 2018 |
| EQUELS THOMAS K. | CEO, President | Purchase | 32,000 | $0.32 | $10,240 | 524,919 | Apr 27, 2018 |
| Rodino Peter W. III | Exec Dir Govt Relations/Secrty | Purchase | 15,873 | $0.63 | $10,000 | 15,873 | May 2, 2017 |
| Springate Wayne S. | Sr VP of Operations | Purchase | 15,873 | $0.63 | $10,000 | 32,514 | May 2, 2017 |
| STRAYER DAVID R | Chief Science/Medical Officer | Purchase | 7,937 | $0.63 | $5,000 | 41,804 | May 2, 2017 |
| Pascale Adam | CFO | Purchase | 15,873 | $0.63 | $10,000 | 27,389 | May 2, 2017 |
| Equels Thomas K. | CEO, President | Purchase | 72,464 | $0.69 | $50,000 | 492,919 | Apr 27, 2017 |
| Equels Thomas K. | CEO, President | Purchase | 200,000 | $0.50 | $100,000 | 420,455 | Apr 11, 2017 |
| Springate Wayne S. | Sr VP of Operations | Purchase | 8,014 | $0.46 | $3,686 | 16,641 | Feb 16, 2017 |
| STRAYER DAVID R | Chief Science/Medical Officer | Purchase | 9,892 | $0.46 | $4,550 | 33,867 | Feb 16, 2017 |
| Springate Wayne S. | Sr VP of Operations | Purchase | 8,014 | $0.46 | $3,686 | 31,989 | Feb 16, 2017 |
| Pascale Adam | CFO | Purchase | 6,981 | $0.46 | $3,211 | 11,516 | Feb 16, 2017 |
| Equels Thomas K. | CEO, President | Purchase | 68,493 | $0.73 | $50,000 | 220,455 | Dec 22, 2016 |
| Equels Thomas K. | CEO,President | Purchase | 10,000 | $1.00 | $10,000 | 151,962 | Nov 1, 2016 |
| Appelrouth Stewart | — | Purchase | 15,750 | $2.21 | $34,808 | 15,750 | Aug 24, 2016 |
| Equels Thomas K. | CEO, President | Purchase | 48,000 | $0.12 | $5,760 | 1,703,548 | Jul 8, 2016 |
| Equels Thomas K. | CEO,President | Purchase | 29,000 | $0.12 | $3,480 | 1,543,548 | Jun 30, 2016 |
| Equels Thomas K. | CEO,Pres,Exec Vice Chairman | Purchase | 30,000 | $0.13 | $3,900 | 1,484,548 | Mar 18, 2016 |
| Equels Thomas K. | CEO,Pres,Exec Vice Chairman | Purchase | 30,000 | $0.16 | $4,800 | 1,444,548 | Mar 11, 2016 |
| Equels Thomas K. | CEO,Pres,Exec Vice Chairman | Purchase | 10,000 | $0.16 | $1,600 | 10,000 | Mar 11, 2016 |
| Equels Thomas K. | CEO,Pres,Exec Vice Chairman | Purchase | 30,000 | $0.16 | $4,800 | 1,414,548 | Mar 10, 2016 |
| Equels Thomas K. | CEO,Pres,Exec Vice Chairman | Purchase | 30,000 | $0.16 | $4,800 | 30,000 | Mar 10, 2016 |
| CARTER WILLIAM A | CEO | Purchase | 25,000 | $0.18 | $4,500 | 1,225,585 | Aug 20, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 25,000 | $0.18 | $4,500 | 1,200,585 | Aug 18, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 25,000 | $0.18 | $4,500 | 1,175,585 | Aug 17, 2015 |
| Equels Thomas K. | CFO, Pres.,Sec., Vice Chairman | Purchase | 12,600 | $0.18 | $2,268 | 1,334,548 | Aug 13, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 100,000 | $0.24 | $24,000 | 1,150,585 | Apr 28, 2015 |
| Equels Thomas K. | CFO, Vice Chairman, Secretary | Purchase | 100,000 | $0.24 | $24,000 | 1,305,444 | Apr 27, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 100,000 | $0.24 | $24,000 | 1,050,585 | Apr 21, 2015 |
| Equels Thomas K. | CFO, Vice Chairman, Secretary | Purchase | 100,000 | $0.24 | $24,000 | 1,205,444 | Apr 20, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 73,681 | $0.23 | $16,947 | 950,585 | Apr 17, 2015 |
| CARTER WILLIAM A | CEO | Purchase | 26,319 | $0.23 | $6,053 | 876,904 | Apr 16, 2015 |
| Equels Thomas K. | CFO, Vice Chairman, Secretary | Purchase | 100,000 | $0.23 | $23,000 | 1,105,444 | Apr 15, 2015 |
| MITCHELL WILLIAM M | — | Gift | 50,663 | — | — | 199,661 | Mar 20, 2015 |
| CARTER WILLIAM A | CEO | Gift | 20,000 | — | — | 850,585 | Jan 15, 2013 |
| CARTER WILLIAM A | CEO | Gift | 10,000 | — | — | 422,423 | Dec 19, 2012 |
| CARTER WILLIAM A | CEO | Gift | 10,000 | — | — | 432,423 | Nov 20, 2012 |