CIENA CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 1,289 | $56.24 | $72,493 | 43,396 | Sep 16, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $56.24 | $196,840 | 205,421 | Sep 16, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $52.42 | $183,470 | 208,921 | Aug 15, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 1,289 | $52.42 | $67,569 | 44,685 | Aug 15, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $48.81 | $170,835 | 212,421 | Jul 15, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 1,289 | $48.81 | $62,916 | 45,974 | Jul 15, 2024 |
| Phipps Jason | SVP Global Sales and Marketing | Sale | 2,712 | $48.29 | $130,962 | 96,000 | Jul 1, 2024 |
| DiPerna Dino | SVP Global R&D | Sale | 245 | $48.29 | $11,831 | 40,825 | Jul 1, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Tax Withholding | 298 | $46.96 | $13,994 | 215,921 | Jun 20, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Tax Withholding | 394 | $46.96 | $18,502 | 47,445 | Jun 20, 2024 |
| SMITH GARY B | President, CEO | Tax Withholding | 2,933 | $46.96 | $137,734 | 367,553 | Jun 20, 2024 |
| Phipps Jason | SVP Global Sales and Marketing | Tax Withholding | 326 | $46.96 | $15,309 | 98,712 | Jun 20, 2024 |
| PETRIK ANDREW C | VP, CONTROLLER | Tax Withholding | 53 | $46.96 | $2,489 | 30,672 | Jun 20, 2024 |
| MOYLAN JAMES E JR | SVP Finance, CFO | Tax Withholding | 709 | $46.96 | $33,295 | 275,251 | Jun 20, 2024 |
| Kosaraju Sheela | SVP, General Counsel and | Tax Withholding | 712 | $46.96 | $33,436 | 86,870 | Jun 20, 2024 |
| Gage Brodie | SVP Global Products & Supply | Tax Withholding | 442 | $46.96 | $20,756 | 40,157 | Jun 20, 2024 |
| DiPerna Dino | SVP Global R&D | Tax Withholding | 444 | $46.96 | $20,850 | 42,364 | Jun 20, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $46.05 | $161,175 | 217,711 | Jun 17, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 1,289 | $46.05 | $59,358 | 48,594 | Jun 17, 2024 |
| SMITH GARY B | President, CEO | Sale | 4,166 | $47.99 | $199,926 | 372,611 | Jun 3, 2024 |
| SMITH GARY B | President, CEO | Sale | 4,166 | $49.16 | $204,801 | 376,777 | May 15, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $49.00 | $171,500 | 221,211 | May 15, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 1,288 | $49.00 | $63,112 | 49,883 | May 15, 2024 |
| SMITH GARY B | President, CEO | Sale | 4,166 | $46.66 | $194,386 | 380,943 | May 1, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Sale | 3,156 | $45.74 | $144,355 | 51,171 | Apr 15, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Sale | 3,500 | $45.74 | $160,090 | 224,711 | Apr 15, 2024 |
| SMITH GARY B | President, CEO | Sale | 4,166 | $44.80 | $186,637 | 385,109 | Apr 15, 2024 |
| Phipps Jason | SVP Global Sales and Marketing | Sale | 2,792 | $49.61 | $138,511 | 100,853 | Apr 1, 2024 |
| SMITH GARY B | President, CEO | Sale | 4,166 | $49.39 | $205,759 | 389,275 | Apr 1, 2024 |
| DiPerna Dino | SVP Global R&D | Sale | 490 | $49.61 | $24,309 | 43,380 | Apr 1, 2024 |
| Gage Brodie | SVP Global Products & Supply | Sale | 533 | $49.61 | $26,442 | 41,372 | Apr 1, 2024 |
| NETTLES PATRICK H | Executive Chairman | Tax Withholding | 1,218 | $49.45 | $60,230 | 166,896 | Mar 30, 2024 |
| AHMED HASSAN | — | Award / Grant | 4,438 | — | — | 19,682 | Mar 21, 2024 |
| KUMAR DEVINDER | — | Award / Grant | 4,438 | — | — | 25,214 | Mar 21, 2024 |
| Claflin Bruce L. | — | Award / Grant | 4,438 | — | — | 76,259 | Mar 21, 2024 |
| FITT LAWTON W | — | Award / Grant | 4,438 | — | — | 123,843 | Mar 21, 2024 |
| GALLAGHER PATRICK | — | Award / Grant | 4,438 | — | — | 58,064 | Mar 21, 2024 |
| NETTLES PATRICK H | Executive Chairman | Award / Grant | 4,438 | — | — | 168,114 | Mar 21, 2024 |
| NEVENS THOMAS MICHAEL | — | Award / Grant | 4,438 | — | — | 20,008 | Mar 21, 2024 |
| Olsen Joanne Beth | — | Award / Grant | 4,438 | — | — | 30,660 | Mar 21, 2024 |
| PUMA MARY G | — | Award / Grant | 4,438 | — | — | 7,134 | Mar 21, 2024 |
| Rothenstein David M | SVP and Chief Strategy Officer | Tax Withholding | 460 | $50.22 | $23,101 | 228,899 | Mar 20, 2024 |
| SMITH GARY B | President, CEO | Tax Withholding | 3,048 | $50.22 | $153,071 | 393,441 | Mar 20, 2024 |
| Phipps Jason | SVP Global Sales and Marketing | Tax Withholding | 326 | $50.22 | $16,372 | 104,718 | Mar 20, 2024 |
| PETRIK ANDREW C | VP, CONTROLLER | Tax Withholding | 120 | $50.22 | $6,026 | 31,034 | Mar 20, 2024 |
| MOYLAN JAMES E JR | SVP Finance, CFO | Tax Withholding | 592 | $50.22 | $29,730 | 276,330 | Mar 20, 2024 |
| Kosaraju Sheela | SVP, General Counsel and | Tax Withholding | 131 | $50.22 | $6,579 | 90,860 | Mar 20, 2024 |
| DiPerna Dino | SVP Global R&D | Tax Withholding | 368 | $50.22 | $18,481 | 45,567 | Mar 20, 2024 |
| Gage Brodie | SVP Global Products & Supply | Tax Withholding | 212 | $50.22 | $10,647 | 43,220 | Mar 20, 2024 |
| Cumello Joseph | SVP, General Mgr. Blue Planet | Tax Withholding | 182 | $50.22 | $9,140 | 55,143 | Mar 20, 2024 |