ADTRAN Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SCHNEIDER KEVIN W | Chief Technology Officer | Sale | 33,720 | $46.69 | $1,574,387 | 16,798 | Feb 11, 2011 |
| LOCKE P STEVEN | VP - Service Provider Sales | Option Exercise | 7,330 | $32.27 | $236,539 | 7,330 | Feb 8, 2011 |
| Schansman Raymond R | Sr VP and GM, Enterprise | Sale | 10,500 | $46.42 | $487,410 | — | Feb 7, 2011 |
| LOCKE P STEVEN | VP - Service Provider Sales | Sale | 2,875 | $41.70 | $119,888 | — | Feb 1, 2011 |
| Foliano Michael | Sr VP, Global Operations | Sale | 10,000 | $41.80 | $418,000 | — | Jan 31, 2011 |
| Wilson James Denson Jr | Sr VP and GM Carrier Networks | Sale | 18,000 | $41.69 | $750,420 | — | Jan 28, 2011 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Sale | 32,150 | $42.26 | $1,358,659 | 16,798 | Jan 26, 2011 |
| STANTON THOMAS R | CEO | Option Exercise | 9,522 | $10.50 | $99,981 | 59,153 | Jan 26, 2011 |
| Schansman Raymond R | Sr VP and GM Enterprise Networ | Sale | 3,394 | $42.25 | $143,397 | 2,300 | Jan 26, 2011 |
| MATTHEWS JAMES E | Sr Vice President, CFO | Option Exercise | 30,000 | $10.50 | $315,000 | 30,000 | Jan 24, 2011 |
| FREDRICKSON ROBERT A | VP Sales Carrier Network | Option Exercise | 200 | $23.46 | $4,692 | 200 | Jan 21, 2011 |
| HUSS H FENWICK | — | Option Exercise | 10,000 | $16.45 | $164,500 | 10,000 | Jan 21, 2011 |
| FREDRICKSON ROBERT A | VP Sales Carrier Network | Option Exercise | 3,335 | $30.04 | $100,183 | 3,335 | Jan 21, 2011 |
| MARKS WILLIAM L | — | Award / Grant | 1,649 | $36.38 | $59,991 | 1,649 | Dec 31, 2010 |
| HUSS H FENWICK | — | Award / Grant | 1,649 | $36.38 | $59,991 | 1,649 | Dec 31, 2010 |
| IRELAND ROSS K | — | Award / Grant | 1,649 | $36.38 | $59,991 | 1,649 | Dec 31, 2010 |
| NICHOLS ROY J | — | Award / Grant | 1,649 | $36.38 | $59,991 | 15,649 | Dec 31, 2010 |
| NORTH JAMES L | — | Award / Grant | 1,649 | $36.38 | $59,991 | 72,649 | Dec 31, 2010 |
| Nair Balan | — | Award / Grant | 1,649 | $36.38 | $59,991 | 2,649 | Dec 31, 2010 |
| NICHOLS ROY J | — | Purchase | 3 | $30.90 | $93 | 3 | Nov 30, 2010 |
| NICHOLS ROY J | — | Gift | 10,000 | — | — | 1,421 | Nov 29, 2010 |
| LOCKE P STEVEN | VP Service Provider Sales | Option Exercise | 6,394 | $22.53 | $144,057 | 6,394 | Oct 18, 2010 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Sale | 10,000 | $31.93 | $319,300 | 16,798 | Aug 30, 2010 |
| LOCKE P STEVEN | Vice President | Sale | 6,628 | $31.29 | $207,390 | — | Aug 27, 2010 |
| LOCKE P STEVEN | Vice President | Option Exercise | 2,875 | $15.29 | $43,959 | 2,875 | Aug 23, 2010 |
| MARKS WILLIAM L | — | Option Exercise | 10,000 | $10.63 | $106,300 | 10,000 | Aug 6, 2010 |
| Schansman Raymond R | Sr VP and GM Enterprise Div | Option Exercise | 4,118 | $12.75 | $52,505 | 6,418 | Jul 19, 2010 |
| Wilson James Denson Jr | Sr. VP/GM Carrier Netwrks Div. | Option Exercise | 12,441 | $22.53 | $280,296 | 19,000 | Jul 16, 2010 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Sale | 6,000 | $26.90 | $161,400 | 16,798 | May 25, 2010 |
| STANTON THOMAS R | Chairman & CEO | Sale | 33,502 | $26.94 | $902,544 | 36,347 | May 25, 2010 |
| Schansman Raymond R | Sr VP and GM Enterprise Div | Sale | 2,500 | $23.80 | $59,500 | 2,300 | Feb 24, 2010 |
| Wilson James Denson Jr | SR VP/GM CARRIER NETWORKS DIV | Option Exercise | 5,249 | $15.29 | $80,257 | 5,249 | Nov 11, 2009 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Sale | 2,784 | $23.45 | $65,285 | 16,798 | Aug 21, 2009 |
| FREDRICKSON ROBERT A | Vice President | Option Exercise | 9,522 | $10.50 | $99,981 | 17,522 | Aug 3, 2009 |
| FREDRICKSON ROBERT A | Vice President | Sale | 7,842 | $24.80 | $194,482 | 8,000 | Jul 24, 2009 |
| FREDRICKSON ROBERT A | Vice President | Option Exercise | 26,478 | $10.50 | $278,019 | 34,478 | Jul 17, 2009 |
| Smith Linda Jones | — | Sale | 100,000 | $21.54 | $2,154,000 | 3,006,836 | Jun 30, 2009 |
| Smith Mark Clay | — | Sale | 100,000 | $21.54 | $2,154,000 | 3,006,836 | Jun 30, 2009 |
| Smith Mark Clay | — | Sale | 30,100 | $20.97 | $631,197 | 3,106,836 | Jun 4, 2009 |
| Smith Linda Jones | — | Sale | 30,100 | $20.97 | $631,197 | 3,106,836 | Jun 4, 2009 |
| Wilson James Denson Jr | SR VP/GM CARRIER NETWORKS DIV | Sale | 500 | $19.69 | $9,845 | — | May 15, 2009 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Option Exercise | 29,100 | $18.03 | $524,673 | 45,898 | Apr 30, 2009 |
| SCHNEIDER KEVIN W | Chief Technology Officer | Option Exercise | 10,900 | $18.03 | $196,527 | 27,698 | Apr 29, 2009 |
| FREDRICKSON ROBERT A | Vice President | Sale | 1,000 | $20.94 | $20,940 | — | Apr 29, 2009 |
| Smith Mark Clay | — | Sale | 73,900 | $21.01 | $1,552,639 | 3,663,036 | Apr 28, 2009 |
| Smith Linda Jones | — | Sale | 126,100 | $21.28 | $2,683,408 | 3,336,936 | Apr 27, 2009 |
| STANTON THOMAS R | Chairman & CEO | Sale | 100,000 | $21.00 | $2,100,000 | 36,347 | Apr 24, 2009 |
| Schansman Raymond R | Sr VP and GM Enterprise Div | Sale | 20,000 | $20.42 | $408,400 | 4,800 | Apr 20, 2009 |
| FREDRICKSON ROBERT A | Vice President | Sale | 80,000 | $20.37 | $1,629,600 | 8,000 | Apr 17, 2009 |
| Smith Linda Jones | — | Gift | 712,000 | $14.02 | $9,982,240 | 712,000 | Mar 6, 2009 |