Oncotelic Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KESSEL MARK | — | Award / Grant | 25,000 | $0.38 | $9,500 | 27,297,118 | Jul 1, 2010 |
| HOWSON TAMAR D | — | Sale | 25,000 | $0.39 | $9,750 | 50,000 | Jul 1, 2010 |
| FICKLING ROY H | — | Award / Grant | 25,000 | $0.38 | $9,500 | 177,846 | Jul 1, 2010 |
| HOWSON TAMAR D | — | Award / Grant | 25,000 | $1.17 | $29,250 | 25,000 | Apr 2, 2010 |
| Wood Alastair JJ | — | Award / Grant | 35,000 | $1.14 | $39,900 | 65,000 | Jan 2, 2010 |
| KESSEL MARK | — | Award / Grant | 35,000 | $1.14 | $39,900 | 65,000 | Jan 2, 2010 |
| SHIEBLER WILLIAM N | — | Award / Grant | 35,000 | $1.14 | $39,900 | 186,002 | Jan 2, 2010 |
| LAFFER ARTHUR B | — | Award / Grant | 35,000 | $1.14 | $39,900 | 409,232 | Dec 31, 2009 |
| FICKLING ROY H | — | Award / Grant | 35,000 | $1.14 | $39,900 | 152,846 | Dec 31, 2009 |
| Schwieterman William D | — | Award / Grant | 35,000 | $1.14 | $39,900 | 129,208 | Dec 31, 2009 |
| KESSEL MARK | — | Award / Grant | 30,000 | $1.14 | $34,200 | 30,000 | Dec 8, 2009 |
| Wood Alastair JJ | — | Award / Grant | 30,000 | $1.14 | $34,200 | 30,000 | Dec 8, 2009 |
| SHIEBLER WILLIAM N | — | Award / Grant | 30,000 | $1.14 | $34,200 | 151,002 | Dec 8, 2009 |
| Schwieterman William D | — | Award / Grant | 30,000 | $1.14 | $34,200 | 87,191 | Dec 8, 2009 |
| LAFFER ARTHUR B | — | Award / Grant | 30,000 | $1.14 | $34,200 | 365,570 | Dec 8, 2009 |
| FICKLING ROY H | — | Award / Grant | 30,000 | $1.14 | $34,200 | 110,829 | Dec 8, 2009 |
| FICKLING ROY H | — | Award / Grant | 4,049 | $1.42 | $5,750 | 80,829 | Sep 30, 2009 |
| LAFFER ARTHUR B | — | Award / Grant | 5,369 | $1.42 | $7,624 | 335,570 | Sep 30, 2009 |
| Schwieterman William D | — | Award / Grant | 3,169 | $1.42 | $4,500 | 57,191 | Sep 30, 2009 |
| SYMPHONY CAPITAL GP, L.P. | — | Other | 10,000,000 | — | — | 27,117,118 | Jul 20, 2009 |
| KESSEL MARK | — | Other | 10,000,000 | $1.25 | $12,500,000 | 27,117,118 | Jul 20, 2009 |
| FICKLING ROY H | — | Award / Grant | 1,922 | $0.65 | $1,249 | 61,922 | Mar 16, 2009 |
| SHIEBLER WILLIAM N | — | Award / Grant | 6,892 | $0.68 | $4,687 | 116,334 | Jan 20, 2009 |
| Schwieterman William D | — | Award / Grant | 961 | $0.78 | $750 | 49,923 | Jan 20, 2009 |
| LAFFER ARTHUR B | — | Award / Grant | 8,271 | $0.68 | $5,624 | 324,062 | Jan 20, 2009 |
| SYMPHONY CAPITAL GP, L.P. | — | X | 11,281,877 | $1.11 | $12,522,883 | 17,117,118 | Dec 30, 2008 |
| SHIEBLER WILLIAM N | — | Gift | 60,000 | — | — | 81,000 | Dec 29, 2008 |
| Chin Richard | President and CEO | Award / Grant | 36,610 | — | — | 392,074 | Jan 11, 2008 |
| FICKLING ROY H | — | Purchase | 3,001 | $3.58 | $10,744 | 53,001 | Aug 10, 2007 |
| FICKLING ROY H | — | Purchase | 4,500 | $3.60 | $16,200 | 50,000 | Aug 7, 2007 |
| FICKLING ROY H | — | Purchase | 5,500 | $3.60 | $19,800 | 45,500 | Aug 6, 2007 |
| Schwieterman William D | — | Award / Grant | 40,000 | — | — | 40,000 | Jun 27, 2007 |
| FICKLING ROY H | — | Award / Grant | 40,000 | — | — | 40,000 | Jun 27, 2007 |
| SHIEBLER WILLIAM N | — | Purchase | 200 | $4.59 | $918 | 179,800 | May 1, 2007 |
| Chin Richard | President and CEO | Award / Grant | 250,000 | — | — | 355,464 | Jan 2, 2007 |
| SODERBERG PER OLOF | — | Purchase | 65,800 | $4.94 | $325,052 | 650,000 | Dec 15, 2006 |
| SODERBERG PER OLOF | — | Purchase | 100,000 | $5.02 | $502,000 | 584,200 | Dec 5, 2006 |
| CITRON JOEL TOMAS | — | Purchase | 1,540 | $4.17 | $6,422 | 315,517 | Nov 21, 2006 |
| SODERBERG PER OLOF | — | Disposition | 20,000 | — | — | 40,000 | Nov 13, 2006 |
| Chin Richard | President and CEO | Purchase | 5,110 | $4.08 | $20,849 | 83,464 | Sep 15, 2006 |
| SODERBERG PER OLOF | — | Purchase | 30,800 | $3.43 | $105,644 | 430,800 | Aug 31, 2006 |
| SHIEBLER WILLIAM N | — | Purchase | 12,403 | $3.23 | $40,062 | 161,000 | Aug 2, 2006 |
| Chin Richard | President and CEO | Purchase | 1,100 | $3.28 | $3,608 | 43,933 | Aug 1, 2006 |
| SHIEBLER WILLIAM N | — | Purchase | 100 | $3.16 | $316 | 101,100 | Aug 1, 2006 |
| LAFFER ARTHUR B | — | Purchase | 50,000 | $3.07 | $153,500 | 310,140 | Jul 28, 2006 |
| Zecher Richard | — | Purchase | 4,300 | $3.96 | $17,028 | 49,300 | Mar 16, 2006 |
| SODERBERG PER OLOF | — | Purchase | 50,000 | $3.95 | $197,500 | 400,000 | Mar 15, 2006 |
| CITRON JOEL TOMAS | — | Purchase | 200 | $3.88 | $776 | 293,277 | Mar 7, 2006 |
| LAFFER ARTHUR B | — | Purchase | 50,000 | $3.85 | $192,500 | 260,140 | Mar 3, 2006 |