Peraso Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| O'Neil Daniel Joseph | — | Award / Grant | 20,000 | — | — | 20,000 | Feb 1, 2018 |
| Lewis Daniel Lee | — | Award / Grant | 20,000 | — | — | 20,000 | Feb 1, 2018 |
| Monson John Stearns | VP of Marketing and Sales | Option Exercise | 11,667 | — | — | 13,658 | Jan 31, 2018 |
| SULLIVAN JAMES | CFO | Tax Withholding | 4,769 | $1.23 | $5,866 | 10,636 | Jan 31, 2018 |
| Monson John Stearns | VP of Marketing and Sales | Award / Grant | 35,000 | — | — | 1,991 | Sep 26, 2017 |
| SULLIVAN JAMES | CFO | Award / Grant | 35,000 | — | — | 3,738 | Sep 26, 2017 |
| RIORDAN THOMAS | Chief Operating Officer | Option Exercise | 3,334 | — | — | 13,109 | Mar 1, 2017 |
| Monson John Stearns | VP of Marketing and Sales | Tax Withholding | 875 | $2.48 | $2,170 | 1,991 | Mar 1, 2017 |
| SULLIVAN JAMES | Chief Financial Officer | Tax Withholding | 1,459 | $2.48 | $3,618 | 3,738 | Mar 1, 2017 |
| Monson John Stearns | VP of Marketing and Sales | Option Exercise | 400 | — | — | 1,041 | Feb 18, 2017 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 600 | — | — | 2,126 | Feb 18, 2017 |
| Perham Leonard charles | President and CEO | Purchase | 14,902 | $0.38 | $5,663 | 1,768,542 | Jun 15, 2016 |
| SULLIVAN JAMES | Chief Financial Officer | Tax Withholding | 1,459 | $0.65 | $948 | 44,755 | Apr 1, 2016 |
| Monson John Stearns | — | Option Exercise | 4,000 | — | — | 22,538 | Feb 18, 2016 |
| Monson John Stearns | — | Tax Withholding | 2,081 | $0.59 | $1,228 | 20,457 | Feb 18, 2016 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 6,000 | — | — | 45,985 | Feb 18, 2016 |
| Hsu Chi-Ping | — | Option Exercise | 20,000 | $1.65 | $33,000 | 20,000 | Jun 5, 2015 |
| ENG TOMMY | — | Sale | 4,000 | $2.04 | $8,160 | — | Jun 1, 2015 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,333 | — | — | 41,444 | Apr 1, 2015 |
| RIORDAN THOMAS | Chief Operating Officer | Purchase | 93,750 | $1.60 | $150,000 | 97,750 | Mar 4, 2015 |
| Perham Leonard charles | President and CEO | Purchase | 312,500 | $1.60 | $500,000 | 1,753,640 | Mar 4, 2015 |
| Monson John Stearns | VP of Marketing and Sales | Tax Withholding | 1,751 | $2.02 | $3,537 | 18,538 | Feb 18, 2015 |
| SULLIVAN JAMES | Chief Financial Officer | Tax Withholding | 2,626 | $2.02 | $5,305 | 38,111 | Feb 18, 2015 |
| Perham Leonard charles | President and CEO | Purchase | 10,000 | $1.80 | $18,000 | 1,441,140 | Nov 14, 2014 |
| Perham Leonard charles | President and CEO | Purchase | 10,000 | $1.74 | $17,400 | 1,421,140 | Nov 13, 2014 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,829 | $2.74 | $10,491 | 34,737 | Aug 29, 2014 |
| SULLIVAN JAMES | Chief Financial Officer | Tax Withholding | 1,461 | $4.68 | $6,837 | 30,908 | Apr 1, 2014 |
| Monson John Stearns | VP of Marketing and Sales | Tax Withholding | 1,755 | $5.16 | $9,056 | 16,289 | Mar 18, 2014 |
| SULLIVAN JAMES | Chief Financial Officer | Tax Withholding | 2,632 | $5.16 | $13,581 | 29,035 | Mar 18, 2014 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,387 | $3.09 | $10,466 | 25,667 | Feb 28, 2014 |
| Hsu Chi-Ping | — | Option Exercise | 1,500 | $4.14 | $6,210 | 1,500 | Feb 27, 2014 |
| ENG TOMMY | — | Option Exercise | 5,000 | $3.88 | $19,400 | 5,000 | Feb 26, 2014 |
| ENG TOMMY | — | Sale | 10,000 | $4.63 | $46,300 | — | Feb 20, 2014 |
| ENG TOMMY | — | Option Exercise | 10,000 | $4.14 | $41,400 | 10,000 | Feb 11, 2014 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,523 | $2.98 | $10,499 | 32,280 | Aug 30, 2013 |
| SULLIVAN JAMES | Chief Financial Officer | Award / Grant | 10,000 | — | — | 28,757 | Jun 6, 2013 |
| Perham Leonard charles | President and CEO | Purchase | 250,000 | $4.00 | $1,000,000 | 1,391,140 | May 17, 2013 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,616 | $2.90 | $10,486 | 18,747 | Feb 28, 2013 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,616 | $2.90 | $10,486 | 15,141 | Aug 31, 2012 |
| Perham Leonard charles | President and CEO | Purchase | 43,640 | $2.95 | $128,738 | 1,141,140 | May 31, 2012 |
| Perham Leonard charles | President and CEO | Purchase | 48,400 | $3.00 | $145,200 | 1,097,500 | May 21, 2012 |
| Perham Leonard charles | President and CEO | Purchase | 40,415 | $3.00 | $121,245 | 1,047,500 | May 17, 2012 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 3,303 | $3.25 | $10,735 | 11,525 | Feb 29, 2012 |
| SULLIVAN JAMES | Chief Financial Officer | Option Exercise | 1,720 | $3.40 | $5,848 | 8,222 | Aug 31, 2011 |
| Mitra Sundari | Exec. VP of Engineering | Option Exercise | 64,516 | $1.55 | $100,000 | 131,664 | Jun 17, 2011 |
| SULLIVAN JAMES | Chief Financial Officer | Purchase | 1,502 | $3.89 | $5,843 | 6,502 | Feb 28, 2011 |
| Mitra Sundari | Exec. VP of Engineering | Purchase | 2,632 | $3.89 | $10,238 | 67,148 | Feb 28, 2011 |
| Perham Leonard charles | President and CEO | Gift | 2,500 | — | — | 997,500 | Feb 11, 2011 |
| BERG CARL E | — | Purchase | 230,000 | $4.38 | $1,007,400 | 354,998 | Dec 10, 2010 |
| Perham Leonard charles | CEO and President | Purchase | 275,000 | $4.38 | $1,204,500 | 1,000,000 | Dec 10, 2010 |