APPLIED ENERGETICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schultz John E. Jr. | — | W | 22,500 | — | — | 572,500 | Oct 27, 2022 |
| Schultz John E. Jr. | — | Sale | 1,300 | $2.36 | $3,068 | 550,000 | Jun 15, 2022 |
| Schultz John E. Jr. | — | Sale | 1,000 | $2.51 | $2,510 | 563,500 | Jun 14, 2022 |
| Schultz John E. Jr. | — | Sale | 2,500 | $2.71 | $6,775 | 594,802 | Jun 10, 2022 |
| barcklow jonathan | Vice President and Secretary | Other | 1,000,000 | $0.06 | $60,000 | 1,000,000 | Jun 21, 2018 |
| Adamczyk Bradford Thomas | Principal Executive Officer | Other | 1,000,000 | $0.06 | $60,000 | 1,563,599 | Jun 21, 2018 |
| Adamczyk Bradford Thomas | — | Other | 1,000,000 | $0.06 | $60,000 | 1,563,599 | Jun 21, 2018 |
| FARLEY GEORGE P | CEO | Gift | 20,000,000 | — | — | 5,000,000 | May 17, 2016 |
| FARLEY GEORGE P | Principal Executive Officer | Other | 20,000,000 | — | — | 20,000,000 | Mar 23, 2016 |
| HAYDEN JOSEPH | President & COO | Tax Withholding | 23,000 | — | — | 5,607,980 | Feb 28, 2011 |
| ASTORGA HUMBERTO | Principal Financial Officer | Tax Withholding | 17,000 | — | — | 51,516 | Feb 28, 2011 |
| LAU ERIC | COO & VP of Engineering | Tax Withholding | 17,000 | — | — | 52,084 | Feb 28, 2011 |
| HAYDEN JOSEPH | President and COO | Sale | 5,688 | $1.15 | $6,541 | 5,584,980 | Oct 28, 2010 |
| HAYDEN JOSEPH | President and COO | Sale | 10,000 | $1.20 | $12,000 | 5,605,668 | Oct 14, 2010 |
| HAYDEN JOSEPH | President and COO | Sale | 2,786 | $1.15 | $3,204 | 5,620,668 | Aug 6, 2010 |
| HAYDEN JOSEPH | President and COO | Sale | 10,000 | $1.15 | $11,500 | 5,664,392 | Jul 26, 2010 |
| HAYDEN JOSEPH | President and COO | Sale | 10,000 | $1.22 | $12,200 | 5,690,668 | Jul 8, 2010 |
| ASTORGA HUMBERTO | Principal Financial Officer | Sale | 10,000 | $1.25 | $12,500 | 66,749 | May 24, 2010 |
| HAYDEN JOSEPH | Chief Operating Officer | Sale | 7,500 | $1.65 | $12,375 | 5,740,668 | May 11, 2010 |
| HAYDEN JOSEPH | Chief Operating Officer | Sale | 7,500 | $1.58 | $11,850 | 5,755,668 | Apr 30, 2010 |
| HAYDEN JOSEPH | Chief Operating Officer | Sale | 7,500 | $1.58 | $11,850 | 5,763,168 | Apr 23, 2010 |
| HAYDEN JOSEPH | Chief Operating Officer | Sale | 10,000 | $1.29 | $12,900 | 5,850,668 | Apr 20, 2010 |
| HAYDEN JOSEPH | Chief Operating Officer | Sale | 10,000 | $1.11 | $11,100 | 5,920,668 | Apr 5, 2010 |
| HARLAN JAMES | — | Award / Grant | 55,000 | $0.60 | $33,000 | 78,115 | Mar 23, 2010 |
| LEVY JOHN F | — | Tax Withholding | 12,500 | $0.60 | $7,500 | 37,500 | Mar 23, 2010 |
| FEIGLEY JAMES M | — | Award / Grant | 125,000 | $0.60 | $75,000 | 134,947 | Mar 23, 2010 |
| HURLEY DAVID C | — | Tax Withholding | 13,750 | $0.60 | $8,250 | 41,250 | Mar 23, 2010 |
| FARLEY GEORGE P | — | Tax Withholding | 18,750 | $0.60 | $11,250 | 56,250 | Mar 23, 2010 |
| LISTER MARK | — | Tax Withholding | 25,000 | $0.60 | $15,000 | 75,000 | Mar 23, 2010 |
| HOWARD ROBERT | — | Sale | 10,500,000 | $0.25 | $2,625,000 | 2,022,712 | Oct 26, 2009 |
| MARSHALL DANA A | President and CEO | Tax Withholding | 27,776 | $0.42 | $11,666 | 235,086 | Jan 10, 2009 |
| FEIGLEY JAMES M | — | Tax Withholding | 12,576 | $1.98 | $24,900 | 9,947 | Jun 23, 2008 |
| FEIGLEY JAMES M | — | Award / Grant | 22,523 | — | — | 22,523 | Jun 11, 2008 |
| MCDIVITT JAMES A | — | Award / Grant | 15,290 | — | — | 33,871 | Mar 13, 2008 |
| HURLEY DAVID C | — | Award / Grant | 33,784 | — | — | 33,784 | Jan 15, 2008 |
| FARLEY GEORGE P | — | Award / Grant | 25,338 | — | — | 25,338 | Jan 15, 2008 |
| HARLAN JAMES | — | Award / Grant | 21,115 | — | — | 23,115 | Jan 15, 2008 |
| MCDIVITT JAMES A | — | Award / Grant | 18,581 | — | — | 18,581 | Jan 15, 2008 |
| FARLEY GEORGE P | — | Gift | 25,338 | — | — | — | Jan 15, 2008 |
| WALLACE KENNETH M | CFO | Tax Withholding | 9,773 | $3.15 | $30,785 | 115,227 | Nov 29, 2007 |
| HAYDEN JOSEPH | Executive VP - Programs | Award / Grant | 45,000 | — | — | 5,970,668 | Nov 29, 2007 |
| MCCAHON STEPHEN WILLIAM | Executive VP - Engineering | Award / Grant | 45,000 | — | — | 5,873,968 | Nov 29, 2007 |
| MARSHALL DANA A | President and CEO | Award / Grant | 275,000 | — | — | 285,000 | Oct 26, 2007 |
| WALLACE KENNETH M | CFO and COO | Award / Grant | 80,000 | — | — | 80,000 | Oct 26, 2007 |
| HARLAN JAMES | — | Purchase | 2,000 | $3.95 | $7,900 | 2,000 | Jun 29, 2007 |
| HAYDEN JOSEPH | Executive VP Programs | Sale | 50,000 | $4.50 | $225,000 | 5,925,668 | Jun 7, 2007 |
| MCCAHON STEPHEN WILLIAM | Executive VP Engineering | Sale | 50,000 | $4.50 | $225,000 | 5,828,968 | Jun 7, 2007 |
| HOWARD ROBERT | — | Gift | 105,000 | — | — | 13,053,162 | Jun 1, 2007 |
| HOWARD ROBERT | — | Sale | 1,100,000 | $5.37 | $5,907,000 | 13,270,862 | May 8, 2007 |
| DEARMIN THOMAS C | — | Sale | 1,000,000 | $4.55 | $4,550,000 | 7,184,351 | Mar 22, 2007 |