AAON, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ASBJORNSON NORMAN H | CEO | Gift | 200,000 | — | — | 9,741,502 | Nov 9, 2016 |
| ASBJORNSON NORMAN H | President | Gift | 200,000 | — | — | 9,941,502 | Sep 19, 2016 |
| Neale Sam | Vice President | Option Exercise | 4,500 | $8.65 | $38,925 | 20,289 | Sep 14, 2016 |
| ASBJORNSON NORMAN H | President | Gift | 100,000 | — | — | 10,141,502 | Sep 6, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Sale | 1,792 | $28.00 | $50,176 | 20,365 | Aug 24, 2016 |
| SHEFFIELD KATHY I | Sr. Vice President Admin/Treas | Tax Withholding | 274 | $27.22 | $7,458 | 26,885 | Aug 12, 2016 |
| Neale Sam | Vice President | Tax Withholding | 219 | $27.22 | $5,961 | 15,789 | Aug 12, 2016 |
| FERGUS ROBERT G | Vice President | Tax Withholding | 272 | $27.22 | $7,404 | 20,660 | Aug 12, 2016 |
| Asbjornson Scott M | Vice President, Finance & CFO | Tax Withholding | 274 | $27.22 | $7,458 | 865,251 | Aug 12, 2016 |
| ASBJORNSON NORMAN H | President | Gift | 950 | — | — | 10,241,502 | Aug 8, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 340 | $27.24 | $9,262 | 22,157 | Jul 1, 2016 |
| ASBJORNSON NORMAN H | President | Gift | 2,930 | — | — | 10,242,452 | Jun 13, 2016 |
| Asbjornson Scott M | Vice President, Finance & CFO | Gift | 491 | — | — | 865,525 | Jun 13, 2016 |
| ASBJORNSON NORMAN H | President | Gift | 100,000 | — | — | 10,245,382 | May 26, 2016 |
| ASBJORNSON NORMAN H | President | Award / Grant | 5,062 | — | — | 10,345,382 | May 24, 2016 |
| Lackey Paul K Jr | — | Award / Grant | 5,062 | — | — | 69,861 | May 24, 2016 |
| Short Jack E | — | Award / Grant | 5,062 | — | — | 54,336 | May 24, 2016 |
| Levine Jerry R | — | Award / Grant | 5,062 | — | — | 261,399 | May 24, 2016 |
| McElroy A H II | — | Award / Grant | 5,062 | — | — | 69,861 | May 24, 2016 |
| Fields Gary D | — | Award / Grant | 5,062 | — | — | 10,124 | May 24, 2016 |
| SHEFFIELD KATHY I | Sr. Vice President Admin/Treas | Tax Withholding | 583 | $27.37 | $15,957 | 27,159 | May 20, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 405 | $27.37 | $11,085 | 22,497 | May 20, 2016 |
| Asbjornson Scott M | Vice President, Finance & CFO | Tax Withholding | 582 | $27.37 | $15,929 | 865,034 | May 20, 2016 |
| FERGUS ROBERT G | Vice President | Tax Withholding | 475 | $27.37 | $13,001 | 20,932 | May 20, 2016 |
| Neale Sam | Vice President | Tax Withholding | 363 | $27.37 | $9,935 | 16,008 | May 20, 2016 |
| ASBJORNSON NORMAN H | President | Tax Withholding | 3,087 | $27.37 | $84,491 | 10,340,320 | May 19, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 332 | $28.20 | $9,362 | 22,902 | Apr 1, 2016 |
| Neale Sam | Vice President | Sale | 6,750 | $25.53 | $172,328 | 16,371 | Mar 8, 2016 |
| Neale Sam | Vice President | Sale | 7,552 | $25.29 | $190,990 | 16,371 | Mar 7, 2016 |
| Neale Sam | Vice President | Sale | 40 | $25.60 | $1,024 | 23,923 | Mar 3, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Sale | 760 | $26.00 | $19,760 | 23,234 | Mar 1, 2016 |
| SHEFFIELD KATHY I | Sr. Vice President Admin/Treas | Sale | 11,875 | $24.91 | $295,806 | 28,642 | Feb 29, 2016 |
| ASBJORNSON NORMAN H | President | Tax Withholding | 2,433 | $24.95 | $60,703 | 10,343,943 | Feb 26, 2016 |
| ASBJORNSON NORMAN H | President | Award / Grant | 32,410 | — | — | 10,346,376 | Jan 26, 2016 |
| SHEFFIELD KATHY I | Sr. Vice President Admin/Treas | Tax Withholding | 356 | $23.22 | $8,266 | 22,452 | Jan 4, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Award / Grant | 2,090 | — | — | 23,994 | Jan 2, 2016 |
| Neale Sam | Vice President | Award / Grant | 3,930 | — | — | 24,663 | Jan 2, 2016 |
| Asbjornson Scott M | Vice President, Finance & CFO | Award / Grant | 6,190 | — | — | 865,616 | Jan 2, 2016 |
| FERGUS ROBERT G | Vice President | Award / Grant | 2,850 | — | — | 21,407 | Jan 2, 2016 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 342 | $23.52 | $8,044 | 22,547 | Dec 28, 2015 |
| ASBJORNSON NORMAN H | President | Gift | 45,000 | — | — | 429,655 | Dec 17, 2015 |
| ASBJORNSON NORMAN H | President | Gift | 1,120 | — | — | 551,434 | Dec 9, 2015 |
| SHEFFIELD KATHY I | Sr. Vice President Admin/Treas | Tax Withholding | 279 | $22.88 | $6,384 | 22,808 | Aug 13, 2015 |
| Neale Sam | Vice President | Tax Withholding | 231 | $22.88 | $5,285 | 20,989 | Aug 13, 2015 |
| FERGUS ROBERT G | Vice President | Tax Withholding | 279 | $22.88 | $6,384 | 18,842 | Aug 13, 2015 |
| Asbjornson Scott M | Vice President, Finance & CFO | Tax Withholding | 279 | $22.88 | $6,384 | 859,782 | Aug 13, 2015 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 348 | $22.85 | $7,952 | 22,889 | Jul 1, 2015 |
| Thompson Rebecca | Chief Accounting Officer | Sale | 4,000 | $23.50 | $94,000 | 23,237 | Jun 22, 2015 |
| Asbjornson Scott M | Vice President, Finance & CFO | Sale | 8,775 | $24.22 | $212,531 | 860,061 | May 26, 2015 |
| Thompson Rebecca | Chief Accounting Officer | Tax Withholding | 420 | $24.29 | $10,202 | 27,237 | May 20, 2015 |