LIBERTY ALL STAR GROWTH FUND INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HALEY MARK T | President | Purchase | 2,000 | $5.35 | $10,700 | 142,642 | Dec 30, 2025 |
| Khwaja-Dixon Sareena | Assistant Secretary | Purchase | 500 | $5.06 | $2,530 | 500 | Nov 21, 2025 |
| HALEY MARK T | President | Purchase | 1,000 | $5.55 | $5,550 | 140,642 | Oct 1, 2025 |
| HALEY MARK T | President | Purchase | 1,500 | $5.65 | $8,475 | 139,642 | Sep 9, 2025 |
| MILAS ROBERT | — | Purchase | 2,000 | $5.27 | $10,540 | 4,558 | May 19, 2025 |
| BURKE EDMUND J | — | Purchase | 3,500 | $5.45 | $19,075 | 6,300 | Mar 26, 2024 |
| HALEY MARK T | President | Purchase | 1,000 | $5.40 | $5,400 | 121,595 | Mar 20, 2024 |
| MILAS ROBERT | — | Purchase | 1,825 | $5.43 | $9,910 | 2,345 | Mar 11, 2024 |
| Usifer Maureen K | — | Purchase | 2,800 | $5.43 | $15,204 | 7,600 | Mar 11, 2024 |
| HALEY MARK T | President | Purchase | 1,000 | $5.35 | $5,350 | 120,595 | Mar 5, 2024 |
| HALEY MARK T | President | Purchase | 1,000 | $5.20 | $5,200 | 117,219 | Jan 26, 2024 |
| NEUHAUSER JOHN J | — | Purchase | 2,575 | $5.21 | $13,416 | 3,057 | Jan 24, 2024 |
| HALEY MARK T | President | Purchase | 2,000 | $4.98 | $9,960 | 114,060 | Dec 8, 2023 |
| HALEY MARK T | Senior Vice President | Purchase | 750 | $4.88 | $3,660 | 112,060 | Nov 3, 2023 |
| MILAS ROBERT | — | Purchase | 500 | $5.02 | $2,510 | 500 | Sep 18, 2023 |
| Irvin Milton M | — | Purchase | 1,000 | $5.27 | $5,270 | 8,223 | Aug 29, 2023 |
| BURKE EDMUND J | — | Purchase | 2,800 | $5.26 | $14,728 | 2,800 | Jun 7, 2023 |
| Usifer Maureen K | — | Purchase | 800 | $8.21 | $6,568 | 4,800 | Jul 8, 2021 |
| HALEY MARK T | Senior Vice President | Purchase | 1,550 | $8.21 | $12,726 | 88,535 | Jul 8, 2021 |
| PARMENTIER WILLIAM R JR | President | Sale | 26,682 | $8.09 | $215,857 | 36,535 | Nov 12, 2020 |
| PARMENTIER WILLIAM R JR | President | Sale | 26,682 | $8.09 | $215,857 | 36,535 | Nov 11, 2020 |
| Irvin Milton M | — | Purchase | 500 | $5.31 | $2,655 | 4,412 | Apr 28, 2020 |
| HALEY MARK T | Senior Vice President | Purchase | 7,256 | $4.34 | $31,491 | 77,954 | Apr 2, 2020 |
| Irvin Milton M | — | Purchase | 642 | $4.34 | $2,786 | 3,912 | Apr 1, 2020 |
| BROCK THOMAS W | — | Purchase | 10,024 | $4.34 | $43,504 | 60,124 | Mar 31, 2020 |
| Irvin Milton M | — | Purchase | 1,000 | $5.75 | $5,750 | 3,038 | Apr 30, 2019 |
| HALEY MARK T | Senior Vice President | Purchase | 1,000 | $5.30 | $5,300 | 65,182 | Mar 12, 2019 |
| Irvin Milton M | — | Purchase | 2,000 | $4.68 | $9,360 | 2,000 | Dec 10, 2018 |
| Usifer Maureen K | — | Purchase | 4,000 | $4.86 | $19,440 | 4,000 | Nov 15, 2018 |
| NEUHAUSER JOHN J | — | Purchase | 188 | $5.01 | $942 | 482 | Nov 6, 2018 |
| Rantzow Richard Carl | — | Purchase | 1,710 | $4.81 | $8,225 | 6,452 | Nov 5, 2018 |
| BENNING JOHN A | — | Purchase | 1,651 | $4.81 | $7,941 | 6,606 | Nov 5, 2018 |
| HALEY MARK T | Senior Vice President | Purchase | 9,515 | $4.81 | $45,767 | 61,538 | Nov 1, 2018 |
| DST SYSTEMS INC | — | Gift | 93,809 | — | — | 2,120,540 | Dec 18, 2017 |
| DST SYSTEMS INC | — | Gift | 97,847 | — | — | 2,214,839 | Sep 25, 2017 |
| DST SYSTEMS INC | — | Gift | 103,306 | — | — | 2,312,196 | Jun 21, 2017 |
| DST SYSTEMS INC | — | Gift | 110,865 | — | — | 2,415,502 | Mar 8, 2017 |
| DST SYSTEMS INC | — | Gift | 117,371 | — | — | 2,526,367 | Dec 22, 2016 |
| DST SYSTEMS INC | — | Gift | 116,550 | — | — | 2,643,739 | Sep 9, 2016 |
| DST SYSTEMS INC | — | Gift | 119,048 | — | — | 2,760,289 | Jun 8, 2016 |
| DST SYSTEMS INC | — | Gift | 125,000 | — | — | 2,879,337 | Mar 14, 2016 |
| Rantzow Richard Carl | — | Sale | 3,425 | $5.16 | $17,673 | 3,428 | May 4, 2015 |
| Rantzow Richard Carl | — | Purchase | 4,082 | $5.20 | $21,226 | 6,853 | Apr 2, 2015 |
| DST SYSTEMS INC | — | Gift | 96,900 | — | — | 2,959,073 | Dec 23, 2014 |
| Gaspari George R | — | Purchase | 1,000 | $4.33 | $4,330 | 1,000 | Mar 26, 2012 |
| DST SYSTEMS INC | — | Purchase | 421,494 | $4.32 | $1,820,854 | 2,775,555 | Dec 28, 2011 |
| DST SYSTEMS INC | — | Purchase | 62,942 | $4.32 | $271,909 | 2,354,061 | Dec 16, 2011 |
| DST SYSTEMS INC | — | Purchase | 21,553 | $4.32 | $93,109 | 2,291,119 | Dec 13, 2011 |
| DST SYSTEMS INC | — | Purchase | 7,783 | $4.32 | $33,623 | 2,187,941 | Dec 6, 2011 |
| DST SYSTEMS INC | — | Purchase | 242,732 | $4.32 | $1,048,602 | 2,180,158 | Nov 28, 2011 |