LIBERTY ALL STAR GROWTH FUND INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DST SYSTEMS INC | — | Purchase | 9,040 | $4.32 | $39,053 | 1,937,426 | Nov 21, 2011 |
| HALEY MARK T | Senior Vice President | Purchase | 3,300 | $3.67 | $12,111 | 25,783 | May 6, 2010 |
| HALEY MARK T | Senior Vice President | Purchase | 10,000 | $3.73 | $37,300 | 22,288 | Mar 11, 2010 |
| HALEY MARK T | Senior Vice President | Purchase | 3,000 | $3.57 | $10,710 | 4,500 | Mar 4, 2010 |
| HALEY MARK T | Senior Vice President | Purchase | 1,500 | $3.00 | $4,500 | 13,391 | Sep 10, 2009 |
| PARMENTIER WILLIAM R JR | President | Purchase | 10,000 | $3.05 | $30,500 | 35,539 | Sep 10, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 1,500 | $3.00 | $4,500 | 1,500 | Sep 10, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 1,500 | $3.00 | $4,500 | 13,391 | Sep 10, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 800 | $2.66 | $2,128 | 11,681 | Apr 30, 2009 |
| HALEY MARK T | Vice President | Purchase | 1,000 | $2.04 | $2,040 | 10,338 | Mar 3, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 1,000 | $2.04 | $2,040 | 10,338 | Mar 3, 2009 |
| PARMENTIER WILLIAM R JR | President | Purchase | 5,000 | $4.32 | $21,600 | 25,539 | Jul 15, 2008 |
| HALEY MARK T | Vice President | Purchase | 1,800 | $5.46 | $9,828 | 8,191 | Nov 14, 2007 |
| HALEY MARK T | Senior Vice President | Purchase | 1,800 | $5.46 | $9,828 | 8,191 | Nov 14, 2007 |
| Rantzow Richard Carl | — | Purchase | 1,800 | $5.72 | $10,296 | 1,800 | Feb 7, 2007 |
| BROCK THOMAS W | — | Purchase | 16,100 | $4.86 | $78,246 | 16,100 | Sep 12, 2006 |
| Weatherbie Matthew A | — | Sale | 5,009 | $5.66 | $28,351 | — | Mar 31, 2006 |
| Weatherbie Matthew A | — | Purchase | 500 | $6.41 | $3,205 | 500 | Jan 11, 2005 |