H2O AMERICA — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| More Daniel B. | — | Award / Grant | 957 | — | — | 2,126 | Apr 27, 2016 |
| ARMSTRONG KATHARINE | — | Gift | 1,169 | — | — | 3,836 | Apr 27, 2016 |
| MOSS GEORGE E | — | Award / Grant | 957 | — | — | 1,083,980 | Apr 27, 2016 |
| Van Valer Robert A | — | Award / Grant | 957 | — | — | 82,019 | Apr 27, 2016 |
| Moskovitz Ronald Bruce | — | Award / Grant | 957 | — | — | 2,126 | Apr 27, 2016 |
| Man Debra | — | Award / Grant | 957 | — | — | 957 | Apr 27, 2016 |
| Jensen Palle | Sr. VP of Regulatory Affairs | Tax Withholding | 579 | $36.26 | $20,995 | 20,599 | Feb 29, 2016 |
| Gere Andrew | Chief Operating Officer | Award / Grant | 751 | — | — | 12,195 | Feb 29, 2016 |
| Walters Andrew F | Chief Administrative Officer | Tax Withholding | 579 | $36.26 | $20,995 | 8,593 | Feb 29, 2016 |
| Lynch James Patrick | CFO/Treasurer | Tax Withholding | 674 | $36.26 | $24,439 | 21,130 | Feb 29, 2016 |
| ROTH W RICHARD | President & CEO | Award / Grant | 6,639 | — | — | 143,344 | Feb 29, 2016 |
| Walters Andrew F | Chief Administrative Officer | Tax Withholding | 561 | $32.26 | $18,098 | 7,630 | Feb 1, 2016 |
| Lynch James Patrick | CFO/Treasurer | Other | 219 | $27.71 | $6,068 | 20,010 | Jan 29, 2016 |
| Papazian Suzy | Gen. Counsel/Corp. Secretary | Other | 234 | $27.71 | $6,484 | 5,895 | Jan 29, 2016 |
| Gere Andrew | Chief Operating Officer | Other | 512 | $27.71 | $14,188 | 11,444 | Jan 29, 2016 |
| CALI MARK L | — | Gift | 5,198 | — | — | 11,570 | Jan 26, 2016 |
| Jensen Palle | Sr. VP of Regulatory Affairs | Award / Grant | 2,858 | — | — | 21,072 | Jan 4, 2016 |
| Gere Andrew | Chief Operating Officer | Tax Withholding | 190 | $29.40 | $5,586 | 10,932 | Jan 4, 2016 |
| Walters Andrew F | Chief Administrative Officer | Award / Grant | 2,858 | — | — | 8,540 | Jan 4, 2016 |
| ROTH W RICHARD | President & CEO | Award / Grant | 2,887 | $30.31 | $87,505 | 136,705 | Jan 4, 2016 |
| Papazian Suzy | Gen. Counsel/Corp. Secretary | Tax Withholding | 320 | $29.40 | $9,408 | 3,280 | Jan 4, 2016 |
| Van Valer Robert A | — | Award / Grant | 65 | $30.31 | $1,970 | 81,062 | Jan 4, 2016 |
| KING DOUGLAS R | — | Award / Grant | 224 | $30.31 | $6,789 | 10,125 | Jan 4, 2016 |
| Lynch James Patrick | CFO/Treasurer | Tax Withholding | 1,493 | $29.40 | $43,894 | 19,791 | Jan 4, 2016 |
| CALI MARK L | — | Award / Grant | 364 | $30.31 | $11,033 | 16,768 | Jan 4, 2016 |
| Jensen Palle | Sr. VP of Regulatory Affairs | Purchase | 3,000 | $29.77 | $89,310 | 18,214 | Dec 16, 2015 |
| MOSS GEORGE E | — | Purchase | 1,000 | $27.85 | $27,850 | 1,076,023 | Dec 14, 2015 |
| Van Valer Robert A | — | Purchase | 1,000 | $27.89 | $27,890 | 76,997 | Dec 14, 2015 |
| CALI MARK L | — | Gift | 5,500 | — | — | 64,998 | Dec 8, 2015 |
| Bishop Walter J. | — | Purchase | 800 | $29.53 | $23,624 | 6,027 | Nov 11, 2015 |
| CALI MARK L | — | Gift | 1,000 | — | — | 70,498 | Oct 26, 2015 |
| Lynch James Patrick | CFO/Treasurer | Purchase | 100 | $28.36 | $2,836 | 18,036 | Aug 25, 2015 |
| Lynch James Patrick | CFO/Treasurer | Other | 158 | $25.37 | $4,008 | 17,936 | Jul 31, 2015 |
| Papazian Suzy | Gen. Counsel/Corp. Secretary | Other | 251 | $25.37 | $6,368 | 4,014 | Jul 31, 2015 |
| Gere Andrew | Chief Operating Officer | Other | 531 | $25.37 | $13,471 | 8,264 | Jul 31, 2015 |
| Gere Andrew | Chief Operating Officer | Tax Withholding | 45 | $30.11 | $1,355 | 7,733 | Jul 30, 2015 |
| CALI MARK L | — | Sale | 3,128 | $30.41 | $95,122 | 30,005 | Jun 16, 2015 |
| Van Valer Robert A | — | Purchase | 2,000 | $29.94 | $59,880 | 56,997 | Jun 5, 2015 |
| KING DOUGLAS R | — | Gift | 1,286 | — | — | 9,901 | Apr 29, 2015 |
| Gere Andrew | Chief Operating Officer | Award / Grant | 501 | — | — | 7,778 | Apr 29, 2015 |
| Bishop Walter J. | — | Gift | 1,286 | — | — | 5,227 | Apr 29, 2015 |
| Van Valer Robert A | — | Award / Grant | 1,169 | — | — | 54,997 | Apr 29, 2015 |
| CALI MARK L | — | Gift | 1,286 | — | — | 16,404 | Apr 29, 2015 |
| MOSS GEORGE E | — | Award / Grant | 1,169 | — | — | 1,073,023 | Apr 29, 2015 |
| ARMSTRONG KATHARINE | — | Gift | 1,286 | — | — | 4,719 | Apr 29, 2015 |
| Moskovitz Ronald Bruce | — | Gift | 1,286 | — | — | 6,667 | Apr 29, 2015 |
| More Daniel B. | — | Award / Grant | 1,169 | — | — | 1,169 | Apr 29, 2015 |
| Van Valer Robert A | — | Purchase | 4,619 | $30.51 | $140,926 | 53,828 | Mar 26, 2015 |
| MOSS GEORGE E | — | Purchase | 2,000 | $30.20 | $60,400 | 1,057,529 | Mar 26, 2015 |
| CALI MARK L | — | Gift | 300 | — | — | 26,700 | Mar 13, 2015 |