CVD EQUIPMENT CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NIELSEN RAYMOND A | — | Award / Grant | 7,100 | $4.70 | $33,370 | 31,300 | Jan 15, 2021 |
| Waldman Lawrence | — | Award / Grant | 9,600 | $4.70 | $45,120 | 40,000 | Jan 15, 2021 |
| LAKIOS EMMANUEL N | Vice President | Sale | 2,000 | $4.60 | $9,200 | 4,035 | Nov 19, 2020 |
| ARAGON STEVEN | Chief Operating Officer | Award / Grant | 2,963 | $4.22 | $12,504 | 8,755 | Oct 23, 2020 |
| LAKIOS EMMANUEL N | Vice President | Sale | 5,000 | $3.23 | $16,150 | 5,435 | Aug 18, 2020 |
| LAKIOS EMMANUEL N | Vice President | Award / Grant | 2,337 | $5.35 | $12,503 | 10,435 | Mar 12, 2020 |
| GUNTHER CONRAD J JR | — | Award / Grant | 9,000 | $3.74 | $33,660 | 69,378 | Jan 15, 2020 |
| NIELSEN RAYMOND A | — | Award / Grant | 9,000 | $3.74 | $33,660 | 24,200 | Jan 15, 2020 |
| Waldman Lawrence | — | Award / Grant | 12,200 | $3.74 | $45,628 | 30,400 | Jan 15, 2020 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 1,400 | $3.43 | $4,802 | 4,192 | Dec 18, 2019 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 1,500 | $3.35 | $5,025 | 5,592 | Dec 12, 2019 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 1,500 | $3.61 | $5,415 | 7,092 | Nov 26, 2019 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 3,000 | $3.60 | $10,800 | 8,592 | Nov 19, 2019 |
| LAKIOS EMMANUEL N | Vice President | Award / Grant | 5,568 | $4.49 | $25,000 | 8,098 | Nov 11, 2019 |
| ARAGON STEVEN | Chief Operating Officer | Award / Grant | 7,693 | $3.25 | $25,002 | 11,592 | Oct 20, 2019 |
| LINSS WILLIAM S | — | Sale | 2,500 | $3.50 | $8,750 | 2,971 | Aug 22, 2019 |
| Waldman Lawrence | — | Award / Grant | 11,400 | $3.99 | $45,486 | 18,200 | Jan 15, 2019 |
| BRILL DR ROBERT M | — | Award / Grant | 9,100 | $3.99 | $36,309 | 11,700 | Jan 15, 2019 |
| NIELSEN RAYMOND A | — | Award / Grant | 8,400 | $3.99 | $33,516 | 15,200 | Jan 15, 2019 |
| GUNTHER CONRAD J JR | — | Award / Grant | 8,400 | $3.99 | $33,516 | 60,378 | Jan 15, 2019 |
| ROSENBAUM LEONARD A | President, CEO, Chairman | Purchase | 5,000 | $4.57 | $22,850 | 829,768 | Nov 29, 2018 |
| LAKIOS EMMANUEL N | Vice President | Sale | 1,330 | $6.09 | $8,100 | 1,330 | Sep 13, 2018 |
| LINSS WILLIAM S | Vice President | Sale | 2,500 | $6.17 | $15,425 | 5,471 | Sep 11, 2018 |
| ROSENBAUM LEONARD A | President, CEO, Chairman | Purchase | 100 | $6.25 | $625 | 819,868 | Sep 10, 2018 |
| LINSS WILLIAM S | Vice President | Sale | 2,211 | $7.52 | $16,627 | 6,594 | Jun 20, 2018 |
| NIELSEN RAYMOND A | — | Option Exercise | 2,800 | $11.02 | $30,856 | 6,800 | Jan 18, 2018 |
| Waldman Lawrence | — | Option Exercise | 2,800 | $11.02 | $30,856 | 6,800 | Jan 18, 2018 |
| GUNTHER CONRAD J JR | — | Option Exercise | 2,800 | $11.02 | $30,856 | 51,978 | Jan 18, 2018 |
| ROSENBAUM LEONARD A | President, CEO, Chairman | Gift | 5,000 | — | — | 818,319 | Dec 21, 2017 |
| GUNTHER CONRAD J JR | — | Sale | 500 | $11.16 | $5,580 | 53,678 | Dec 18, 2017 |
| GUNTHER CONRAD J JR | — | Sale | 500 | $11.16 | $5,580 | 53,678 | Dec 18, 2017 |
| CHARLES GLEN R | CFO/Secretary | Sale | 3,402 | $11.14 | $37,898 | 18,072 | Dec 12, 2017 |
| ROSENBAUM LEONARD A | President, CEO, Chairman | Option Exercise | 24,000 | $3.65 | $87,600 | 823,319 | Dec 11, 2017 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 2,343 | $11.05 | $25,890 | 6,276 | Dec 8, 2017 |
| GUNTHER CONRAD J JR | — | Option Exercise | 10,000 | $3.65 | $36,500 | 54,178 | Dec 8, 2017 |
| TEITELBAUM MARTIN J | Assistant Secretary | Sale | 5,000 | $11.90 | $59,500 | 73,133 | Dec 1, 2017 |
| LINSS WILLIAM S | Vice President | Sale | 4,000 | $12.06 | $48,240 | 3,196 | Nov 20, 2017 |
| LINSS WILLIAM S | Vice President | Sale | 4,000 | $11.02 | $44,080 | 7,196 | Aug 22, 2017 |
| ARAGON STEVEN | Chief Operating Officer | Sale | 1,088 | $10.82 | $11,772 | 4,435 | Aug 16, 2017 |
| CHARLES GLEN R | CFO/Secretary | Sale | 503 | $12.40 | $6,237 | 17,182 | May 17, 2017 |
| Waldman Lawrence | — | Award / Grant | 3,100 | $9.70 | $30,070 | 4,000 | Jan 17, 2017 |
| GUNTHER CONRAD J JR | — | Option Exercise | 3,100 | $9.70 | $30,070 | 43,278 | Jan 17, 2017 |
| NIELSEN RAYMOND A | — | Option Exercise | 3,100 | $9.70 | $30,070 | 4,000 | Jan 17, 2017 |
| Swan Bruce T | — | Sale | 3,500 | $7.82 | $27,370 | 2,700 | Dec 22, 2016 |
| Swan Bruce T | — | Sale | 3,171 | $7.85 | $24,892 | 6,200 | Nov 25, 2016 |
| Swan Bruce T | — | Sale | 900 | $7.85 | $7,065 | 9,371 | Nov 23, 2016 |
| Swan Bruce T | — | Sale | 2,439 | $7.85 | $19,146 | 10,271 | Nov 22, 2016 |
| Swan Bruce T | — | Sale | 4,000 | $7.95 | $31,800 | 12,710 | Nov 16, 2016 |
| Swan Bruce T | — | Sale | 2,000 | $8.48 | $16,960 | 16,710 | Sep 21, 2016 |
| Strobl Karlheinz | Vice President | Option Exercise | 100,000 | $4.62 | $462,000 | 114,829 | May 18, 2016 |