CADIZ INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Odey Asset Management LLP | — | Sale | 1,063,820 | $3.95 | $4,202,089 | — | Jun 13, 2023 |
| Kennedy Susan P | — | Purchase | 1,970 | $5.06 | $9,968 | 68,432 | May 26, 2023 |
| Kennedy Susan P | — | Gift | 25,000 | — | — | 66,462 | Apr 4, 2023 |
| Hickox Winston H | — | Award / Grant | 4,699 | $3.99 | $18,749 | 167,989 | Apr 3, 2023 |
| BRACKPOOL KEITH | — | Award / Grant | 4,699 | $3.99 | $18,749 | 1,933,701 | Apr 3, 2023 |
| Grant Geoffrey T | — | Award / Grant | 4,699 | $3.99 | $18,749 | 520,882 | Apr 3, 2023 |
| Slater Scott S | Chief Executive Officer | Option Exercise | 40,247 | — | — | 109,881 | Mar 1, 2023 |
| SPEER STANLEY E | Chief Financial Officer | Option Exercise | 20,124 | — | — | 59,584 | Mar 1, 2023 |
| Heerema International Group Services SA | — | Purchase | 3,675,000 | $3.84 | $14,112,000 | 20,513,965 | Feb 2, 2023 |
| Hickox Winston H | — | Award / Grant | 7,396 | $2.54 | $18,786 | 163,290 | Jan 3, 2023 |
| BRACKPOOL KEITH | — | Award / Grant | 7,396 | $2.54 | $18,786 | 1,929,002 | Jan 3, 2023 |
| Grant Geoffrey T | — | Award / Grant | 7,396 | $2.54 | $18,786 | 516,183 | Jan 3, 2023 |
| Echaveste Maria | — | Purchase | 2,000 | $2.65 | $5,300 | 17,575 | Dec 29, 2022 |
| Hickox Winston H | — | Purchase | 7,905 | $2.57 | $20,316 | 70,495 | Dec 16, 2022 |
| COURTER STEPHEN E | — | Purchase | 2,000 | $2.57 | $5,140 | 53,437 | Dec 16, 2022 |
| Kennedy Susan P | — | Purchase | 20,000 | $2.50 | $50,000 | 95,950 | Dec 14, 2022 |
| Kennedy Susan P | — | Purchase | 15,512 | $2.50 | $38,780 | 91,462 | Dec 14, 2022 |
| Webb de Macias Carolyn D | — | Purchase | 4,400 | $2.26 | $9,944 | 19,975 | Dec 13, 2022 |
| Kennedy Susan P | — | Purchase | 75,000 | $2.22 | $166,500 | 75,950 | Dec 13, 2022 |
| Heerema International Group Services SA | — | Purchase | 1,783,334 | $2.00 | $3,566,668 | 16,838,965 | Nov 9, 2022 |
| Hickox Winston H | — | Award / Grant | 10,081 | $1.86 | $18,751 | 155,894 | Oct 3, 2022 |
| Grant Geoffrey T | — | Award / Grant | 10,081 | $1.86 | $18,751 | 508,787 | Oct 3, 2022 |
| BRACKPOOL KEITH | — | Award / Grant | 10,081 | $1.86 | $18,751 | 1,921,606 | Oct 3, 2022 |
| Grant Geoffrey T | — | Award / Grant | 11,339 | $2.21 | $25,059 | 498,706 | Jul 12, 2022 |
| Lombard Kenneth T | — | Award / Grant | 2,835 | $2.21 | $6,265 | 2,835 | Jul 12, 2022 |
| Webb de Macias Carolyn D | — | Award / Grant | 11,339 | $2.21 | $25,059 | 15,575 | Jul 12, 2022 |
| COURTER STEPHEN E | — | Award / Grant | 11,339 | $2.21 | $25,059 | 51,437 | Jul 12, 2022 |
| Echaveste Maria | — | Award / Grant | 11,339 | $2.21 | $25,059 | 15,575 | Jul 12, 2022 |
| Hickox Winston H | — | Award / Grant | 11,339 | $2.21 | $25,059 | 145,813 | Jul 12, 2022 |
| BRACKPOOL KEITH | — | Award / Grant | 5,670 | $2.21 | $12,531 | 1,911,525 | Jul 12, 2022 |
| Hickox Winston H | — | Award / Grant | 7,764 | $2.42 | $18,789 | 134,474 | Jul 1, 2022 |
| BRACKPOOL KEITH | — | Award / Grant | 7,764 | $2.42 | $18,789 | 1,905,855 | Jul 1, 2022 |
| Grant Geoffrey T | — | Award / Grant | 7,764 | $2.42 | $18,789 | 487,367 | Jul 1, 2022 |
| BRACKPOOL KEITH | — | Purchase | 100,000 | $2.00 | $200,000 | 1,798,091 | Apr 12, 2022 |
| Hickox Winston H | — | Purchase | 5,385 | $2.22 | $11,955 | 126,710 | Apr 1, 2022 |
| COURTER STEPHEN E | — | Purchase | 9,600 | $2.23 | $21,408 | 40,098 | Apr 1, 2022 |
| BRACKPOOL KEITH | — | Award / Grant | 9,036 | $2.08 | $18,795 | 1,698,091 | Apr 1, 2022 |
| Grant Geoffrey T | — | Award / Grant | 9,036 | $2.08 | $18,795 | 479,603 | Apr 1, 2022 |
| Heerema International Group Services SA | — | Purchase | 2,857,142 | $1.75 | $4,999,999 | 15,055,630 | Mar 20, 2022 |
| BRACKPOOL KEITH | — | Award / Grant | 1,142,857 | $1.75 | $2,000,000 | 1,689,055 | Mar 20, 2022 |
| Grant Geoffrey T | — | Award / Grant | 285,714 | $1.75 | $500,000 | 470,567 | Mar 20, 2022 |
| BRACKPOOL KEITH | — | Option Exercise | 170,000 | — | — | 546,198 | Feb 4, 2022 |
| Grant Geoffrey T | — | Award / Grant | 4,647 | $4.04 | $18,774 | 184,853 | Jan 3, 2022 |
| Grant Geoffrey T | — | Purchase | 25,000 | $4.25 | $106,250 | 180,206 | Dec 16, 2021 |
| BRACKPOOL KEITH | — | Purchase | 30,000 | $3.78 | $113,400 | 376,198 | Dec 15, 2021 |
| BRACKPOOL KEITH | — | Purchase | 25,000 | $3.60 | $90,000 | 346,198 | Dec 13, 2021 |
| BRACKPOOL KEITH | — | Award / Grant | 50,000 | $3.98 | $199,000 | 321,198 | Dec 10, 2021 |
| Grant Geoffrey T | — | Award / Grant | 13,911 | $4.01 | $55,783 | 144,117 | Dec 8, 2021 |
| BRACKPOOL KEITH | — | Award / Grant | 20,100 | $3.98 | $79,998 | 241,298 | Dec 7, 2021 |
| Grant Geoffrey T | — | Award / Grant | 2,696 | $6.96 | $18,764 | 130,206 | Oct 1, 2021 |