REGIS CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ferranti Michael Heath | EVP, Chief People Officer | Tax Withholding | 596 | $1.26 | $751 | 47,736 | Nov 7, 2022 |
| Zupfer Kersten Delores | Chief Financial Officer | Tax Withholding | 8,327 | $1.26 | $10,492 | 185,040 | Nov 7, 2022 |
| Suarez James Raymon | SVP Merchandising & Education | Tax Withholding | 424 | $1.19 | $505 | 83,413 | Sep 15, 2022 |
| Suarez James Raymon | SVP Merchandising & Education | Tax Withholding | 158 | $1.40 | $221 | 82,878 | Aug 30, 2022 |
| Suarez James Raymon | SVP Merchandising & Education | Tax Withholding | 61 | $0.59 | $36 | 76,307 | Jun 16, 2022 |
| Doctor Matthew | Interim CEO | Tax Withholding | 4,343 | $1.65 | $7,166 | 83,367 | Feb 8, 2022 |
| Grissen David | — | Award / Grant | 54,545 | — | — | 155,192 | Feb 8, 2022 |
| Zupfer Kersten Delores | Chief Financial Officer | Tax Withholding | 2,264 | $1.65 | $3,736 | 193,367 | Feb 8, 2022 |
| LAIN JIM BRIAN | President Franchise Operations | Tax Withholding | 5,848 | $2.72 | $15,907 | 75,763 | Nov 30, 2021 |
| Athayde Felipe A | President and CEO | Award / Grant | 212,805 | — | — | 451,194 | Nov 5, 2021 |
| Doctor Matthew | EVP, Chief Strategy Officer | Award / Grant | 46,344 | — | — | 87,710 | Nov 5, 2021 |
| Ferranti Michael Heath | SVP, People and Culture | Award / Grant | 12,700 | — | — | 19,161 | Nov 5, 2021 |
| Zupfer Kersten Delores | Chief Financial Officer | Award / Grant | 82,690 | — | — | 195,631 | Nov 5, 2021 |
| Beltzman Daniel Gordon | — | Award / Grant | 72,463 | — | — | 89,999 | Nov 5, 2021 |
| MANSBACH MICHAEL JOSEPH | — | Award / Grant | 39,855 | — | — | 43,767 | Nov 5, 2021 |
| MERRIMAN MICHAEL J | — | Award / Grant | 39,855 | — | — | 121,041 | Nov 5, 2021 |
| LIGHT MARK | — | Award / Grant | 39,855 | — | — | 100,647 | Nov 5, 2021 |
| Grissen David | — | Award / Grant | 39,855 | — | — | 100,647 | Nov 5, 2021 |
| Doctor Matthew | EVP, Chief Strategy Officer | Award / Grant | 34,758 | — | — | 76,124 | Nov 5, 2021 |
| Ferranti Michael Heath | SVP, People and Culture | Award / Grant | 3,352 | $2.76 | $9,252 | 6,461 | Nov 5, 2021 |
| ANDREWS LOCKIE | — | Award / Grant | 39,855 | — | — | 42,842 | Nov 5, 2021 |
| RHOADES M ANN | — | Award / Grant | 39,855 | — | — | 89,151 | Nov 5, 2021 |
| Zupfer Kersten Delores | Chief Financial Officer | Award / Grant | 21,830 | $2.76 | $60,251 | 112,941 | Nov 5, 2021 |
| Athayde Felipe A | President and CEO | Award / Grant | 159,604 | — | — | 397,993 | Nov 5, 2021 |
| Athayde Felipe A | President and CEO | Tax Withholding | 176,471 | $3.08 | $543,531 | 182,209 | Oct 5, 2021 |
| ANDREWS LOCKIE | — | Award / Grant | 2,987 | — | — | 2,987 | Sep 10, 2021 |
| Zupfer Kersten Delores | Chief Financial Officer | Tax Withholding | 5,251 | $5.42 | $28,460 | 91,111 | Aug 31, 2021 |
| RUSIN AMANDA P. | EVP, General Counsel | Tax Withholding | 4,945 | $5.42 | $26,802 | 71,704 | Aug 31, 2021 |
| Kapadia Chad | EVP, Chief Technology Officer | Tax Withholding | 5,658 | $5.42 | $30,666 | 69,310 | Aug 31, 2021 |
| Walnut BRC, L.P. | — | Other | 5,033,581 | — | — | — | Aug 26, 2021 |
| Kapadia Chad | EVP, Chief Technology Officer | Tax Withholding | 561 | $9.55 | $5,358 | 136,328 | Jun 18, 2021 |
| MANSBACH MICHAEL JOSEPH | — | Award / Grant | 3,912 | — | — | 3,912 | Jun 14, 2021 |
| LAIN JIM BRIAN | President - Portfolio Brands | Sale | 1,650 | $10.08 | $16,632 | 81,611 | Jun 10, 2021 |
| Doctor Matthew | EVP, Chief Strategy Officer | Award / Grant | 28,382 | — | — | 29,132 | Feb 8, 2021 |
| RUSIN AMANDA P. | EVP, General Counsel | Award / Grant | 6,307 | — | — | 104,999 | Feb 8, 2021 |
| Moren Kathryn Shawn | President - SmartStyle | Award / Grant | 6,307 | — | — | 60,121 | Feb 8, 2021 |
| Zupfer Kersten Delores | Chief Financial Officer | Award / Grant | 6,307 | — | — | 127,042 | Feb 8, 2021 |
| RUSIN AMANDA P. | EVP, General Counsel | Tax Withholding | 1,188 | $8.39 | $9,967 | 98,278 | Jan 10, 2021 |
| RUSIN AMANDA P. | EVP, General Counsel | Award / Grant | 19,980 | — | — | 96,607 | Dec 21, 2020 |
| Zupfer Kersten Delores | Chief Financial Officer | Award / Grant | 6,673 | $9.26 | $61,792 | 95,459 | Dec 21, 2020 |
| TOWNSEND JAMES A. | EVP & Chief Marketing Officer | Award / Grant | 9,060 | $9.26 | $83,896 | 81,660 | Dec 21, 2020 |
| LAIN JIM BRIAN | President - Portfolio Brands | Award / Grant | 11,012 | — | — | 83,261 | Nov 30, 2020 |
| Thompson Shawn | EVP & President - Supercuts | Award / Grant | 35,335 | — | — | 35,335 | Nov 30, 2020 |
| Grissen David | — | Award / Grant | 18,456 | — | — | 60,792 | Oct 27, 2020 |
| MERRIMAN MICHAEL J | — | Award / Grant | 18,456 | — | — | 81,186 | Oct 27, 2020 |
| LIGHT MARK | — | Award / Grant | 18,456 | — | — | 60,792 | Oct 27, 2020 |
| RHOADES M ANN | — | Award / Grant | 18,456 | — | — | 49,296 | Oct 27, 2020 |
| Gambale Virginia | — | Award / Grant | 18,456 | — | — | 32,770 | Oct 27, 2020 |
| Athayde Felipe A | President and CEO | Award / Grant | 358,680 | — | — | 358,680 | Oct 5, 2020 |
| WILLIAMS DAVID PATRICK | — | Sale | 40,000 | $6.19 | $247,600 | 76,004 | Sep 11, 2020 |