QUANTUM CORP /DE/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lerner James J | President & CEO | Award / Grant | 200,000 | — | — | 1,707,326 | Oct 1, 2021 |
| Cabrera Brian E | Chief Legal & Ofcr; Corp Secy | Award / Grant | 5,000 | — | — | 180,000 | Oct 1, 2021 |
| Lerner James J | President & CEO | Sale | 41,012 | $5.47 | $224,336 | 1,507,326 | Sep 10, 2021 |
| Moorehead Lewis W. | Chief Accounting Officer | Sale | 9,521 | $5.47 | $52,080 | 181,550 | Sep 10, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 39,394 | $5.47 | $215,485 | 741,566 | Sep 10, 2021 |
| Hurley John | Chief Revenue Officer | Award / Grant | 275,000 | — | — | 275,000 | Sep 1, 2021 |
| FICHTHORN JOHN | — | Purchase | 10,000 | $5.73 | $57,300 | 154,740 | Aug 12, 2021 |
| RAU RAGHAVENDRA | — | Purchase | 8,767 | $5.70 | $49,972 | 190,281 | Aug 12, 2021 |
| Rothman Marc E | — | Purchase | 20,000 | $5.70 | $114,000 | 136,977 | Aug 12, 2021 |
| FICHTHORN JOHN | — | Purchase | 20,000 | $5.67 | $113,400 | 144,740 | Aug 11, 2021 |
| Lerner James J | President & CEO | Sale | 132,125 | $6.12 | $808,605 | 1,545,233 | Jul 21, 2021 |
| Lerner James J | President & CEO | Sale | 65,560 | $6.40 | $419,584 | 1,677,358 | Jul 14, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 35,289 | $6.81 | $240,318 | 780,032 | Jul 7, 2021 |
| King Elizabeth | Chief Revenue Officer | Sale | 7,216 | $6.81 | $49,141 | 285,114 | Jul 7, 2021 |
| Moorehead Lewis W. | Chief Accounting Officer | Sale | 6,470 | $6.81 | $44,061 | 190,310 | Jul 7, 2021 |
| King Elizabeth | Chief Revenue Officer | Sale | 19,878 | $7.25 | $144,116 | 292,330 | Jun 11, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 18,830 | $7.25 | $136,518 | 815,321 | Jun 11, 2021 |
| Moorehead Lewis W. | Chief Accounting Officer | Sale | 8,077 | $7.15 | $57,751 | 196,780 | Jun 4, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 19,719 | $7.15 | $140,991 | 834,151 | Jun 4, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Award / Grant | 75,000 | — | — | 853,870 | May 11, 2021 |
| Lerner James J | Pres. & CEO, Chairman of Board | Award / Grant | 160,000 | — | — | 1,622,918 | May 11, 2021 |
| King Elizabeth | Chief Revenue Officer | Option Exercise | 6,875 | — | — | 298,458 | May 11, 2021 |
| Moorehead Lewis W. | Chief Accounting Officer | Option Exercise | 22,875 | — | — | 191,107 | May 11, 2021 |
| BRC Partners Opportunity Fund, LP | — | Sale | 630,000 | $8.25 | $5,197,500 | 5,359,100 | Apr 26, 2021 |
| King Elizabeth | Chief Revenue Officer | Sale | 18,425 | $8.14 | $149,980 | 291,583 | Apr 13, 2021 |
| King Elizabeth | Chief Revenue Officer | Option Exercise | 6,875 | — | — | 310,008 | Mar 11, 2021 |
| MacPherson Regan J | Chief Legal&Compliance Officer | Option Exercise | 26,875 | — | — | 81,089 | Mar 11, 2021 |
| Moorehead Lewis W. | Chief Accounting Officer | Option Exercise | 22,875 | — | — | 168,232 | Mar 11, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Option Exercise | 117,500 | — | — | 661,370 | Mar 11, 2021 |
| Lerner James J | Pres. & CEO, Chairman of Board | Option Exercise | 160,000 | — | — | 1,462,918 | Mar 11, 2021 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 33,999 | $5.63 | $191,414 | 539,155 | Dec 30, 2020 |
| Lerner James J | Pres. & CEO, Chairman of Board | Sale | 35,069 | $5.63 | $197,438 | 1,300,207 | Dec 30, 2020 |
| Moorehead Lewis W. | Chief Accounting Officer | Sale | 13,312 | $6.37 | $84,797 | 144,650 | Dec 23, 2020 |
| MacPherson Regan J | Chief Legal&Compliance Officer | Sale | 8,992 | $6.37 | $57,279 | 53,831 | Dec 23, 2020 |
| FICHTHORN JOHN | — | Purchase | 18,800 | $6.18 | $116,184 | 18,800 | Dec 17, 2020 |
| Lerner James J | Pres. & CEO, Chairman of Board | Sale | 67,834 | $5.27 | $357,485 | 1,335,276 | Sep 8, 2020 |
| Jacoby Rebecca | — | Award / Grant | 23,496 | — | — | 39,266 | Sep 1, 2020 |
| RAU RAGHAVENDRA | — | Award / Grant | 23,496 | — | — | 181,514 | Sep 1, 2020 |
| FICHTHORN JOHN | — | Award / Grant | 23,496 | — | — | 124,740 | Sep 1, 2020 |
| Rothman Marc E | — | Award / Grant | 23,496 | — | — | 116,977 | Sep 1, 2020 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 13,132 | $5.58 | $73,277 | 573,154 | Aug 31, 2020 |
| Lerner James J | Pres. & CEO, Chairman of Board | Sale | 38,808 | $5.58 | $216,549 | 1,403,110 | Aug 31, 2020 |
| Martella Donald E. Jr. | SVP, Engineering | Sale | 1,931 | $5.38 | $10,389 | 81,407 | Aug 24, 2020 |
| Moorehead Lewis W. | Chief Accounting Officer | Sale | 4,465 | $5.38 | $24,022 | 157,962 | Aug 24, 2020 |
| King Elizabeth | Chief Revenue Officer | Sale | 17,282 | $5.38 | $92,977 | 297,156 | Aug 24, 2020 |
| DODSON J MICHAEL | Senior Vice President, CFO | Sale | 12,266 | $5.38 | $65,991 | 586,286 | Aug 24, 2020 |
| DODSON J MICHAEL | Senior Vice President, CFO | Award / Grant | 150,000 | — | — | 594,577 | Jul 1, 2020 |
| King Elizabeth | Chief Revenue Officer | Award / Grant | 27,500 | — | — | 327,500 | Jul 1, 2020 |
| Lerner James J | Pres. & CEO, Chairman of Board | Award / Grant | 280,000 | — | — | 1,440,000 | Jul 1, 2020 |
| Martella Donald E. Jr. | SVP, Engineering | Award / Grant | 32,500 | — | — | 83,338 | Jul 1, 2020 |