SRH Total Return Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NORGAARD STEVEN K | — | Purchase | 2,030 | $9.85 | $19,996 | 5,809 | Aug 23, 2017 |
| FISCHER BRENDON J | — | Purchase | 1,500 | $6.68 | $10,020 | 22,677 | Jan 20, 2016 |
| LOONEY JOEL W | — | Purchase | 100 | $6.94 | $694 | 58,964 | Jan 19, 2016 |
| HOREJSI STEWART R | — | Other | 586,019 | — | — | 1,130,866 | Dec 22, 2015 |
| SUSAN L CICIORA TRUST | — | Other | 486,883 | — | — | 5,472,675 | Dec 22, 2015 |
| SUSAN L CICIORA TRUST | — | Other | 1,072,902 | — | — | — | Dec 22, 2015 |
| FISCHER BRENDON J | — | Purchase | 79 | $7.66 | $605 | 21,177 | Dec 18, 2015 |
| BARR RICHARD I | — | Purchase | 18,777 | — | — | 27,879 | Mar 20, 2015 |
| CICIORA SUSAN L | — | Purchase | 19,560 | — | — | 39,560 | Mar 20, 2015 |
| MILLER STEPHEN C | President | Purchase | 25,625 | — | — | 68,234 | Mar 20, 2015 |
| NORGAARD STEVEN K | — | Purchase | 1,560 | — | — | 2,560 | Mar 20, 2015 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 9,324,543 | — | — | 16,373,154 | Mar 20, 2015 |
| JACOBSON DEAN | — | Purchase | 6,242 | — | — | 8,909 | Mar 20, 2015 |
| LOONEY JOEL W | — | Purchase | 14,956 | — | — | 29,369 | Mar 20, 2015 |
| HOREJSI STEWART R | — | Purchase | 5,302,657 | — | — | 14,412,318 | Mar 20, 2015 |
| FISCHER BRENDON J | — | Purchase | 10,311 | — | — | 17,380 | Mar 20, 2015 |
| HOREJSI STEWART R | — | Purchase | 26,011 | — | — | 60,590 | Mar 20, 2015 |
| MURPHEY NICOLE L | Treasurer, V.P. & CFO | Purchase | 472 | — | — | 1,022 | Mar 20, 2015 |
| KELLEY STEPHANIE J | Secretary | Purchase | 1,111 | — | — | 4,191 | Mar 20, 2015 |
| CICIORA SUSAN L | — | Purchase | 19,560 | — | — | 39,560 | Mar 20, 2015 |
| MURPHEY NICOLE L | Treasurer, V.P. & CFO | Award / Grant | 472 | — | — | 1,022 | Mar 20, 2015 |
| NORGAARD STEVEN K | — | Award / Grant | 1,219 | — | — | 3,779 | Mar 20, 2015 |
| MILLER STEPHEN C | President | Award / Grant | 12,117 | — | — | 25,862 | Mar 20, 2015 |
| LOONEY JOEL W | — | Award / Grant | 14,956 | — | — | 29,369 | Mar 20, 2015 |
| KELLEY STEPHANIE J | Secretary | Award / Grant | 1,111 | — | — | 4,191 | Mar 20, 2015 |
| FISCHER BRENDON J | — | Purchase | 10,309 | — | — | 17,377 | Mar 20, 2015 |
| HOREJSI STEWART R | — | Purchase | 9,324,543 | — | — | 16,373,154 | Mar 20, 2015 |
| LOLA BROWN TRUST 1B | — | Purchase | 5,202,720 | — | — | 6,793,014 | Mar 20, 2015 |
| JACOBSON DEAN | — | Award / Grant | 6,242 | — | — | 8,909 | Mar 20, 2015 |
| HOREJSI STEWART R | — | Purchase | 26,011 | — | — | 60,590 | Mar 20, 2015 |
| BARR RICHARD I | — | Award / Grant | 18,775 | — | — | 27,877 | Mar 20, 2015 |
| FISCHER BRENDON J | Assistant Investment Officer | Purchase | 650 | $7.77 | $5,051 | 2,300 | Dec 17, 2013 |
| LOONEY JOEL W | — | Sale | 0 | $7.83 | $3 | 14,413 | Oct 18, 2013 |
| BANK OF AMERICA CORP /DE/ | — | Other | 857 | — | — | — | Apr 23, 2013 |
| CICIORA SUSAN L | — | Sale | 1,590,294 | $6.57 | $10,448,232 | 7,048,611 | Oct 26, 2012 |
| NORGAARD STEVEN K | — | Purchase | 200 | $5.87 | $1,174 | 1,000 | May 16, 2012 |
| FISCHER BRENDON J | Assistant Investment Officer | Purchase | 1,650 | $6.12 | $10,098 | 1,650 | May 1, 2012 |
| CICIORA SUSAN L | — | Purchase | 730 | $5.88 | $4,292 | 8,638,905 | Sep 7, 2010 |
| CICIORA SUSAN L | — | Purchase | 435 | $5.65 | $2,458 | 8,638,175 | Aug 24, 2010 |
| CICIORA SUSAN L | — | Purchase | 57 | $5.71 | $325 | 8,637,740 | Aug 19, 2010 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 4,403 | $5.62 | $24,745 | 8,637,683 | Jun 17, 2010 |
| HOREJSI STEWART R | — | Purchase | 1,954 | $5.60 | $10,942 | 8,632,280 | Jun 16, 2010 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 5,000 | $5.53 | $27,650 | 8,622,920 | Jun 14, 2010 |
| HOREJSI STEWART R | — | Purchase | 5,100 | $5.46 | $27,846 | 8,612,920 | Jun 10, 2010 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 5,000 | $5.44 | $27,200 | 8,603,395 | Jun 9, 2010 |
| HOREJSI STEWART R | — | Purchase | 5,000 | $5.39 | $26,950 | 8,583,895 | Jun 4, 2010 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 2,718 | $5.55 | $15,085 | 8,571,805 | Jun 2, 2010 |
| ERNEST HOREJSI TRUST NO 1B | — | Purchase | 2,040 | $5.52 | $11,261 | 8,567,186 | Jun 1, 2010 |
| CICIORA SUSAN L | — | Purchase | 5,110 | $5.53 | $28,258 | 8,555,677 | May 27, 2010 |
| CICIORA SUSAN L | — | Purchase | 5,000 | $5.51 | $27,550 | 8,550,366 | May 24, 2010 |