NORTHERN TRUST CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SMITHBURG WILLIAM D | — | Award / Grant | 1,066 | — | — | 6,403 | Apr 18, 2006 |
| MCCORMACK ROBERT C | — | Award / Grant | 1,066 | — | — | 6,403 | Apr 18, 2006 |
| CROWN SUSAN | — | Award / Grant | 1,066 | — | — | 4,003 | Apr 18, 2006 |
| TOTH TERENCE J | EVP & President/NTGI | Award / Grant | 6,826 | — | — | 41,826 | Feb 21, 2006 |
| OSBORN WILLIAM A | Chairman and CEO | Award / Grant | 30,927 | — | — | 380,692 | Feb 21, 2006 |
| BARRAT SHERRY S | EVP & Pres-Personal Fin Svcs | Award / Grant | 6,399 | — | — | 33,399 | Feb 21, 2006 |
| Blake Aileen B | EVP and Controller | Award / Grant | 1,479 | — | — | 1,479 | Feb 21, 2006 |
| FRADKIN STEVEN L | Executive Vice President & CFO | Award / Grant | 6,399 | — | — | 42,899 | Feb 21, 2006 |
| MOEN TIMOTHY P | Executive Vice President | Award / Grant | 5,546 | — | — | 42,046 | Feb 21, 2006 |
| MORRISON WILLIAM L | EVP & President/PFS | Award / Grant | 7,039 | $52.10 | $366,732 | 58,039 | Feb 21, 2006 |
| Schreuder Jana R | EVP-Corporate Risk Mgmt. | Award / Grant | 4,693 | — | — | 29,693 | Feb 21, 2006 |
| THERIAULT TIMOTHY J | EVP & President/WWOT | Award / Grant | 7,039 | — | — | 56,039 | Feb 21, 2006 |
| OSBORN WILLIAM A | Chairman and CEO | Award / Grant | 30,927 | — | — | 380,692 | Feb 21, 2006 |
| WADDELL FREDERICK H | President-NTC | Award / Grant | 8,532 | — | — | 55,532 | Feb 21, 2006 |
| WELSH KELLY R | EVP & General Counsel | Award / Grant | 5,546 | — | — | 44,046 | Feb 21, 2006 |
| MORRISON WILLIAM L | EVP & President/PFS | Award / Grant | 7,039 | — | — | 58,039 | Feb 21, 2006 |
| THERIAULT TIMOTHY J | EVP & President/WWOT | Sale | 861 | $52.29 | $45,022 | 30,682 | Jan 31, 2006 |
| THERIAULT TIMOTHY J | EVP & President/WWOT | Sale | 861 | $52.29 | $45,022 | 30,682 | Jan 31, 2006 |
| MCCORMACK ROBERT C | — | Sale | 3,700 | $52.52 | $194,324 | 1,513,159 | Jan 31, 2006 |
| OSBORN WILLIAM A | Chairman and CEO | Gift | 400 | — | — | 400 | Jan 30, 2006 |
| THERIAULT TIMOTHY J | EVP & President/WWOT | Option Exercise | 2,214 | $45.16 | $99,984 | 35,673 | Jan 26, 2006 |
| Schreuder Jana R | EVP-Corporate Risk Mgmt. | Option Exercise | 5,968 | $16.75 | $99,964 | 38,444 | Jan 26, 2006 |
| WADDELL FREDERICK H | EVP & President/C&IS | Sale | 3,901 | $51.77 | $201,955 | 115,457 | Jan 26, 2006 |
| WADDELL FREDERICK H | EVP & President/C&IS | Gift | 532 | — | — | 113,542 | Jan 25, 2006 |
| THERIAULT TIMOTHY J | EVP & President/WWOT | Gift | 1,000 | — | — | 32,682 | Jan 25, 2006 |
| WINTER ALISON A | EVP & President/PFS-NE | Gift | 100 | — | — | 7,273 | Jan 24, 2006 |
| TOTH TERENCE J | EVP & President/NTGI | Sale | 100 | $49.70 | $4,970 | 30,136 | Jan 24, 2006 |
| OSBORN WILLIAM A | Chairman and CEO | Sale | 194 | $49.65 | $9,632 | 454,627 | Jan 24, 2006 |
| BARRAT SHERRY S | EVP & Pres-Personal Fin Svcs | Sale | 12,000 | $49.55 | $594,600 | 27,414 | Jan 24, 2006 |
| MCCORMACK ROBERT C | — | Sale | 2,300 | $50.05 | $115,115 | 1,641,949 | Jan 24, 2006 |
| WADDELL FREDERICK H | EVP & President-C&IS | Option Exercise | 15,000 | $16.75 | $251,250 | 123,207 | Jan 24, 2006 |
| WINTER ALISON A | EVP & President/PFS-NE | Gift | 820 | — | — | 7,373 | Jan 23, 2006 |
| FRADKIN STEVEN L | Executive Vice President & CFO | Tax Withholding | 390 | $49.47 | $19,293 | 18,540 | Jan 20, 2006 |
| MCCORMACK ROBERT C | — | Sale | 263 | $49.34 | $12,976 | 1,671,952 | Jan 20, 2006 |
| TOTH TERENCE J | EVP & President/NTGI | Tax Withholding | 2,037 | $49.47 | $100,770 | 29,908 | Jan 20, 2006 |
| OSBORN WILLIAM A | Chairman and CEO | Option Exercise | 50,000 | $16.75 | $837,500 | 467,509 | Jan 20, 2006 |