Vaxart, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Berg Edward B | SVP, General Counsel | Award / Grant | 45,000 | — | — | 45,000 | Mar 17, 2023 |
| Lee Phillip E | Chief Financial Officer | Award / Grant | 90,000 | — | — | 260,402 | Mar 17, 2023 |
| Tucker Sean | SVP, Chief Scientific Officer | Award / Grant | 90,000 | — | — | 316,788 | Mar 17, 2023 |
| Cummings James F. | Chief Medical Officer | Award / Grant | 59,350 | — | — | 148,100 | Mar 17, 2023 |
| Lee Phillip E | Chief Financial Officer | Award / Grant | 45,000 | — | — | 113,750 | Mar 17, 2023 |
| Watson W. Mark | — | Purchase | 20,000 | $0.76 | $15,200 | 20,000 | Dec 28, 2022 |
| Lee Phillip E | Chief Financial Officer | Award / Grant | 68,750 | — | — | 68,750 | Dec 16, 2022 |
| HERON ELAINE J | — | Award / Grant | 14,750 | — | — | 17,644 | Aug 25, 2022 |
| Yedid Robert A. | — | Gift | 4,000 | — | — | 11,115 | Aug 24, 2022 |
| Yedid Robert A. | — | Option Exercise | 8,000 | $2.39 | $19,120 | 37,355 | Aug 19, 2022 |
| Watson W. Mark | — | Award / Grant | 14,750 | — | — | 14,750 | Aug 4, 2022 |
| Yedid Robert A. | — | Award / Grant | 7,375 | — | — | 11,115 | Aug 4, 2022 |
| Wheadon David E. | — | Award / Grant | 7,375 | — | — | 7,375 | Aug 4, 2022 |
| Finney Michael J. | — | Award / Grant | 7,375 | — | — | 663,465 | Aug 4, 2022 |
| Davis Todd C | — | Award / Grant | 7,375 | — | — | 125,905 | Aug 4, 2022 |
| Cherrington Julie M | — | Award / Grant | 6,217 | — | — | 6,217 | Aug 4, 2022 |
| Ahmad Fuad | Interim CFO | Purchase | 5,000 | $3.22 | $16,100 | 5,000 | Jun 22, 2022 |
| Tucker Sean | SVP, Chief Scientific Officer | Option Exercise | 40,000 | $0.77 | $30,800 | 127,631 | Apr 22, 2022 |
| Cummings James F. | Chief Medical Officer | Award / Grant | 43,750 | — | — | 43,750 | Mar 28, 2022 |
| Floroiu Cezar Andrei | President, Chief Exec Officer | Award / Grant | 85,000 | — | — | 85,000 | Mar 28, 2022 |
| Tucker Sean | SVP, Chief Scientific Officer | Award / Grant | 43,750 | — | — | 87,631 | Mar 28, 2022 |
| Yedid Robert A. | — | Sale | 1,500 | $6.01 | $9,015 | — | Jan 10, 2022 |
| Davis Todd C | — | Gift | 1,470 | — | — | 118,530 | Dec 22, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 666 | $5.17 | $3,443 | 666 | Nov 30, 2021 |
| Yedid Robert A. | — | Gift | 1,500 | — | — | 5,240 | Oct 12, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 334 | $5.17 | $1,727 | 334 | Sep 10, 2021 |
| Tucker Sean | SVP, Chief Scientific Officer | Sale | 4,172 | $10.20 | $42,554 | 43,881 | Aug 10, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 333 | $5.17 | $1,722 | 333 | Aug 10, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 1,467 | $0.77 | $1,130 | 1,800 | Jul 19, 2021 |
| Finney Michael J. | — | X | 181,818 | $1.10 | $200,000 | 656,090 | Jun 18, 2021 |
| Yedid Robert A. | — | Option Exercise | 18,240 | $0.31 | $5,654 | 18,240 | Jun 11, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 334 | $5.17 | $1,727 | 334 | Jun 11, 2021 |
| Echerd Margaret | SVP, Principal Accntng Officer | Option Exercise | 12,333 | $5.17 | $63,762 | 12,333 | Jun 9, 2021 |
| Latour Wouter | — | Option Exercise | 100,000 | $1.70 | $170,000 | 100,000 | May 7, 2021 |
| Tucker Sean | Chief Scientific Officer | Option Exercise | 1,006 | $6.49 | $6,529 | 48,053 | Mar 16, 2021 |
| Latour Wouter | — | Sale | 150,000 | $6.04 | $906,000 | — | Mar 4, 2021 |
| Latour Wouter | — | Sale | 333,334 | $6.32 | $2,106,671 | — | Nov 23, 2020 |
| Tucker Sean | Chief Scientific Officer | Option Exercise | 4,026 | $6.49 | $26,129 | 51,679 | Aug 13, 2020 |
| Latour Wouter | — | X | 166,667 | $0.30 | $50,000 | 333,334 | Aug 12, 2020 |
| Boyd Steven | — | Sale | — | — | — | 145,523 | Jun 26, 2020 |
| Boyd Steven | — | Sale | — | — | — | 7,000,000 | Jun 1, 2020 |
| ARMISTICE CAPITAL, LLC | — | Sale | — | — | — | 8,400,000 | May 27, 2020 |
| Boyd Steven | — | Sale | 400,000 | $2.97 | $1,188,000 | 8,800,000 | May 20, 2020 |
| Armistice Capital Master Fund Ltd. | — | Sale | 650,000 | $2.86 | $1,859,000 | 10,350,000 | May 15, 2020 |
| Boyd Steven | — | Sale | — | — | — | 12,818,924 | May 11, 2020 |
| Armistice Capital Master Fund Ltd. | — | Sale | 100,000 | $2.52 | $252,000 | 15,700,000 | May 7, 2020 |
| ARMISTICE CAPITAL, LLC | — | Sale | — | — | — | 17,600,000 | May 1, 2020 |
| Armistice Capital Master Fund Ltd. | — | Sale | 1,292,070 | $3.38 | $4,367,197 | 23,907,930 | Apr 30, 2020 |
| Davis Todd C | — | Sale | 60,000 | $3.28 | $196,800 | 120,000 | Apr 28, 2020 |
| Armistice Capital Master Fund Ltd. | — | Purchase | 63,749 | $0.34 | $21,675 | 25,200,000 | Nov 5, 2019 |