Soluna Holdings, Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 4,300 | $1.09 | $4,687 | 150,788 | Aug 13, 2014 |
| MICHAELS DAVID C | — | Purchase | 2,000 | $1.15 | $2,300 | 14,200 | May 28, 2014 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 10,000 | $1.11 | $11,100 | 141,300 | May 15, 2014 |
| LYNCH KEVIN G | Chairman AND CEO | Purchase | 1,300 | $0.80 | $1,040 | 131,300 | Dec 9, 2013 |
| MICHAELS DAVID C | — | Purchase | 2,800 | $0.82 | $2,296 | 15,000 | Sep 16, 2013 |
| MICHAELS DAVID C | — | Purchase | 7,200 | $0.82 | $5,904 | 12,200 | Sep 12, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 10,062 | $0.81 | $8,150 | 130,000 | Sep 3, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 10,000 | $0.85 | $8,500 | 109,938 | Aug 29, 2013 |
| Marusak Thomas J | — | Purchase | 10,000 | $0.83 | $8,300 | 75,875 | Aug 29, 2013 |
| Jones Frederick W. | CHIEF FINANCIAL OFFICER | Purchase | 1,500 | $0.80 | $1,200 | 29,668 | Aug 29, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 10,000 | $1.00 | $10,000 | 99,938 | Aug 13, 2013 |
| OCONNOR E DENNIS | — | Purchase | 3,100 | $0.52 | $1,612 | 54,563 | Jun 14, 2013 |
| OCONNOR E DENNIS | — | Purchase | 3,100 | $0.52 | $1,612 | 49,563 | Jun 14, 2013 |
| OCONNOR E DENNIS | — | Purchase | 10,000 | $0.52 | $5,200 | 51,463 | Jun 12, 2013 |
| OCONNOR E DENNIS | — | Purchase | 5,000 | $0.52 | $2,600 | 46,463 | Jun 12, 2013 |
| OCONNOR E DENNIS | — | Purchase | 5,000 | $0.59 | $2,950 | 41,463 | Jun 7, 2013 |
| OCONNOR E DENNIS | — | Purchase | 1,900 | $0.40 | $760 | 36,463 | May 30, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 35,400 | $0.40 | $14,160 | 89,938 | May 28, 2013 |
| Jones Frederick W. | Chief Financial Officer | Purchase | 3,168 | $0.39 | $1,236 | 28,168 | May 28, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 500 | $0.32 | $160 | 54,538 | May 15, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND CEO | Purchase | 3,020 | $0.39 | $1,178 | 50,451 | May 14, 2013 |
| ROBB WALTER L | — | Purchase | 34,000 | $0.35 | $11,900 | 57,550 | Mar 28, 2013 |
| Marusak Thomas J | — | Purchase | 50,000 | $0.28 | $14,000 | 65,875 | Mar 26, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND ACTING CEO | Purchase | 33,794 | $0.29 | $9,800 | 47,431 | Mar 25, 2013 |
| LYNCH KEVIN G | CHAIRMAN AND ACTING CEO | Purchase | 2,500 | $0.26 | $650 | 13,637 | Nov 15, 2012 |
| LYNCH KEVIN G | CHAIRMAN AND ACTING CEO | Purchase | 37 | $0.22 | $8 | 11,137 | Nov 15, 2012 |
| Jones Frederick W. | Chief Financial Officer | Purchase | 5,000 | $0.26 | $1,300 | 25,000 | Nov 13, 2012 |
| LIM PENG K | Chairman & CEO | Purchase | 5,000 | $0.30 | $1,500 | 419,613 | May 30, 2012 |
| Jones Frederick W. | CHIEF FINANCIAL OFFICER | Award / Grant | 20,000 | — | — | 20,000 | Sep 20, 2011 |
| ROBB WALTER L | — | Award / Grant | 15,000 | — | — | 23,550 | Jul 8, 2011 |
| Phelan William P | — | Award / Grant | 15,000 | — | — | 15,000 | Jul 8, 2011 |
| LIM PENG K | CHAIRMAN and CEO | Award / Grant | 403,225 | — | — | 414,613 | Jul 8, 2011 |
| Marusak Thomas J | — | Award / Grant | 15,000 | — | — | 15,875 | Jul 8, 2011 |
| OCONNOR E DENNIS | — | Award / Grant | 15,000 | — | — | 34,563 | Jul 8, 2011 |
| ROBB WALTER L | — | Sale | 27,700 | $0.71 | $19,667 | 8,550 | May 17, 2011 |
| ROBB WALTER L | — | Sale | 5,000 | $0.72 | $3,600 | 51,250 | Mar 30, 2011 |
| ROBB WALTER L | — | Purchase | 100,000 | $0.96 | $96,000 | 450,000 | Dec 10, 2007 |
| LIM PENG K | CEO | Purchase | 5,000 | $0.94 | $4,700 | 91,100 | Dec 7, 2007 |
| OCONNOR E DENNIS | — | Purchase | 15,000 | $1.09 | $16,350 | 156,500 | Sep 10, 2007 |
| LIM PENG K | CEO | Purchase | 4,836 | $1.20 | $5,803 | 86,100 | Sep 4, 2007 |
| FISCHER STEVEN N | Executive Chairman | Purchase | 10,000 | $1.15 | $11,500 | 202,500 | Aug 31, 2007 |
| SCHEUER CYNTHIA A | VP, CFO & Secretary | Disposition | 5,000 | — | — | 38,750 | Jul 31, 2007 |
| SCHEUER CYNTHIA A | VP, CFO & Secretary | Award / Grant | 5,000 | — | — | 43,750 | Jun 18, 2007 |
| LIM PENG K | CEO | Award / Grant | 50,000 | — | — | 76,000 | Jun 18, 2007 |
| ROBB WALTER L | — | Purchase | 55,217 | $1.27 | $70,126 | 350,000 | May 15, 2007 |
| ROBB WALTER L | — | Purchase | 26,747 | $1.38 | $36,911 | 280,047 | Mar 22, 2007 |
| FISCHER STEVEN N | Executive Chairman | Purchase | 7,500 | $1.37 | $10,275 | 192,500 | Mar 21, 2007 |
| LIM PENG K | CEO | Purchase | 16,000 | $1.36 | $21,760 | 26,000 | Mar 20, 2007 |
| LIM PENG K | CEO | Purchase | 10,000 | $2.00 | $20,000 | 10,000 | Dec 20, 2006 |
| FISCHER STEVEN N | Chairman & CEO | Purchase | 10,000 | $1.85 | $18,500 | 185,000 | Nov 21, 2006 |