KOSS CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KOSS JOHN C JR | Vice President - Sales | Other | 24,000 | — | — | 8,000 | Feb 2, 2021 |
| Leveen Steven A | — | Sale | 5,000 | $39.80 | $199,000 | 5,000 | Feb 1, 2021 |
| Doerr Thomas L. | — | Sale | 6,667 | $42.02 | $280,147 | — | Feb 1, 2021 |
| Sweasy William Jesse | — | Sale | 20,000 | $40.00 | $800,000 | — | Feb 1, 2021 |
| Nixon Theodore | — | Sale | 30,000 | $43.78 | $1,313,400 | — | Feb 1, 2021 |
| Smith David Donnan | Chief Financial Officer | Option Exercise | 50,000 | $4.97 | $248,500 | 75,000 | Feb 1, 2021 |
| KOSS MICHAEL J | President and CEO | Option Exercise | 160,000 | $2.42 | $387,200 | 1,023,907 | Feb 1, 2021 |
| LILLIE LENORE | VP - Operations | Sale | 24,000 | $4.60 | $110,400 | 20,088 | Jan 25, 2021 |
| Smith David Donnan | Chief Financial Officer | Sale | 24,000 | $5.85 | $140,400 | 25,000 | Jan 25, 2021 |
| LILLIE LENORE | VP - Operations | Option Exercise | 13,513 | $2.20 | $29,729 | 33,601 | Dec 29, 2020 |
| Smith David Donnan | Chief Financial Officer | Option Exercise | 2,000 | $3.00 | $6,000 | 27,000 | Dec 29, 2020 |
| Koss Michael J Jr | VP - Marketing & Product | Other | 44,000 | — | — | 46,000 | Oct 2, 2020 |
| KOSS MICHAEL J | President and CEO | Other | 44,000 | — | — | 115,122 | Oct 2, 2020 |
| Sweasy William Jesse | — | Purchase | 10,000 | $2.00 | $20,000 | 20,000 | Sep 11, 2020 |
| Sweasy William Jesse | — | Purchase | 4,000 | $2.10 | $8,400 | 15,000 | May 29, 2019 |
| Sweasy William Jesse | — | Purchase | 4,000 | $2.10 | $8,400 | 10,000 | May 29, 2019 |
| Sweasy William Jesse | — | Purchase | 5,000 | $2.10 | $10,500 | 11,000 | May 23, 2019 |
| Sweasy William Jesse | — | Purchase | 1,000 | $2.10 | $2,100 | 6,000 | May 23, 2019 |
| Leveen Steven A | — | Purchase | 5,000 | $2.12 | $10,600 | 10,000 | May 17, 2019 |
| KOSS MICHAEL J | President and CEO | Purchase | 1,100 | $1.69 | $1,859 | 863,907 | May 17, 2017 |
| Leveen Steven A | — | Purchase | 5,000 | $2.14 | $10,700 | 5,000 | Feb 23, 2016 |
| Nixon Theodore | — | Purchase | 300 | $2.48 | $744 | 26,695 | Nov 17, 2015 |
| Smith David Donnan | EVP and CFO | Purchase | 100 | $2.41 | $241 | 24,950 | Sep 2, 2015 |
| Nixon Theodore | — | Purchase | 5,000 | $2.17 | $10,850 | 25,000 | Feb 11, 2015 |
| Nixon Theodore | — | Purchase | 5,000 | $2.19 | $10,950 | 25,000 | Feb 11, 2015 |
| KOSS MICHAEL J | President and CEO | Purchase | 10,000 | $1.55 | $15,500 | 75,461 | Nov 19, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 1,000 | $1.59 | $1,590 | 159,122 | Nov 11, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 1,800 | $1.50 | $2,700 | 60,461 | Nov 7, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 4,200 | $1.59 | $6,678 | 784,146 | Nov 6, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 26 | $1.75 | $46 | 48,487 | Nov 6, 2014 |
| Smith David Donnan | EVP and CFO | Purchase | 1,000 | $1.55 | $1,550 | 22,000 | Nov 6, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 96 | $1.64 | $157 | 156,218 | Nov 6, 2014 |
| KOSS MICHAEL J | President and CEO | Purchase | 1,000 | $1.31 | $1,310 | 152,122 | Nov 5, 2014 |
| Nixon Theodore | — | Purchase | 8,000 | $1.35 | $10,800 | 20,000 | Nov 5, 2014 |
| KOSS MICHAEL J | President and CEO | Gift | 4,000 | — | — | 150,122 | Aug 7, 2014 |
| KOSS MICHAEL J | President and CEO | Gift | 4,000 | — | — | 783,246 | Jul 31, 2014 |
| Nixon Theodore | — | Purchase | 1,000 | $4.90 | $4,900 | 12,000 | Nov 22, 2013 |
| KOSS JOHN C | — | Purchase | 4,000 | $5.00 | $20,000 | 4,000 | May 29, 2013 |
| KOSS MICHAEL J | President and CEO | Purchase | 1,300 | $4.85 | $6,305 | 832,870 | Mar 6, 2013 |
| KOSS MICHAEL J | President and CEO | Purchase | 200 | $4.74 | $948 | 826,540 | Mar 4, 2013 |
| Smith David Donnan | EVP and CFO | Purchase | 200 | $4.82 | $964 | 5,000 | Mar 1, 2013 |
| KOSS MICHAEL J | President and CEO | Gift | 857,949 | — | — | 857,949 | Dec 20, 2012 |
| KOSS JOHN C JR | Vice President - Sales | Gift | 857,949 | — | — | 857,949 | Dec 20, 2012 |
| Smith David Donnan | EVP and CFO | Purchase | 3,150 | $5.12 | $16,128 | 18,150 | Nov 7, 2012 |
| KOSS JOHN C | — | Purchase | 3,109 | $5.20 | $16,167 | 305,064 | Dec 14, 2011 |
| KOSS JOHN C | — | Purchase | 74 | $5.10 | $377 | 299,648 | Dec 12, 2011 |
| KOSS JOHN C | — | Purchase | 1,510 | $5.09 | $7,686 | 299,574 | Dec 2, 2011 |
| KOSS JOHN C | — | Purchase | 6,310 | $5.10 | $32,181 | 296,768 | Nov 29, 2011 |
| KOSS JOHN C | — | Purchase | 1,063 | $5.10 | $5,421 | 290,458 | Nov 18, 2011 |
| KOSS JOHN C | — | Purchase | 281 | $5.10 | $1,433 | 289,395 | Nov 16, 2011 |