ALLIENT INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SMITH RICHARD D /CO/ | Chairman and CFO | Award / Grant | 30,000 | — | — | 147,411 | Jun 29, 2010 |
| WARZALA RICHARD S | Chief Executive Officer | Award / Grant | 30,000 | — | — | 696,650 | Jun 29, 2010 |
| SMITH RICHARD D /CO/ | Chairman and CFO | Award / Grant | 10,530 | — | — | 117,411 | May 13, 2010 |
| Wyman Kenneth R | Vice President of Marketing | Tax Withholding | 218 | $3.54 | $772 | 14,350 | Mar 31, 2010 |
| Wyman Kenneth R | Vice President of Marketing | Award / Grant | 2,000 | — | — | 14,568 | Mar 11, 2010 |
| Robert Michel M | — | Award / Grant | 2,230 | — | — | 9,480 | Mar 11, 2010 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | Award / Grant | 10,530 | — | — | 99,861 | Mar 11, 2010 |
| WARZALA RICHARD S | Chief Executive Officer | Award / Grant | 21,060 | — | — | 666,650 | Mar 11, 2010 |
| HOCK DELWIN D | — | Award / Grant | 3,230 | — | — | 39,493 | Mar 11, 2010 |
| HUBBARD GRAYDON D | — | Award / Grant | 3,285 | — | — | 49,035 | Mar 11, 2010 |
| Heath S. R. Jr. | — | Award / Grant | 2,230 | — | — | 13,730 | Mar 11, 2010 |
| PILMANIS GEORGE J | — | Award / Grant | 3,230 | — | — | 29,009 | Mar 11, 2010 |
| PILMANIS GEORGE J | — | Option Exercise | 5,000 | $1.77 | $8,850 | 25,779 | Jan 26, 2010 |
| WARZALA RICHARD S | Chief Executive Officer | Award / Grant | 100,000 | — | — | 651,150 | Jan 4, 2010 |
| HOCK DELWIN D | — | Option Exercise | 5,000 | $1.77 | $8,850 | 36,263 | Dec 3, 2009 |
| Heath S. R. Jr. | — | Purchase | 3,000 | $2.15 | $6,450 | 11,500 | Sep 10, 2009 |
| PILMANIS GEORGE J | — | L | 2,500 | $1.98 | $4,950 | 18,179 | Jun 8, 2009 |
| WARZALA RICHARD S | Chief Executive Officer | Purchase | 5,000 | $1.98 | $9,900 | 38,154 | May 19, 2009 |
| Wyman Kenneth R | Vice President of Marketing | Tax Withholding | 219 | $4.93 | $1,080 | 4,196 | Mar 31, 2009 |
| HUBBARD GRAYDON D | — | Award / Grant | 3,000 | — | — | 45,750 | Mar 9, 2009 |
| Heath S. R. Jr. | — | Award / Grant | 2,000 | — | — | 8,500 | Mar 9, 2009 |
| HOCK DELWIN D | — | Award / Grant | 3,000 | — | — | 31,263 | Mar 9, 2009 |
| WARZALA RICHARD S | President & COO | Award / Grant | 20,000 | — | — | 531,150 | Mar 9, 2009 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | Award / Grant | 20,000 | — | — | 82,311 | Mar 9, 2009 |
| Robert Michel M | — | Award / Grant | 2,000 | — | — | 7,250 | Mar 9, 2009 |
| PILMANIS GEORGE J | — | Award / Grant | 2,000 | — | — | 14,250 | Mar 9, 2009 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | L | 1,000 | $1.51 | $1,510 | 360,488 | Dec 9, 2008 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | Purchase | 1,000 | $1.44 | $1,440 | 357,488 | Dec 4, 2008 |
| PILMANIS GEORGE J | — | Sale | 1,000 | $4.30 | $4,300 | 13,250 | Nov 21, 2008 |
| WARZALA RICHARD S | President & COO | Purchase | 10,600 | $1.50 | $15,900 | 511,150 | Nov 21, 2008 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | L | 2,000 | $1.93 | $3,860 | 64,311 | Nov 19, 2008 |
| WARZALA RICHARD S | President & COO | Purchase | 200 | $1.82 | $364 | 494,450 | Nov 19, 2008 |
| WARZALA RICHARD S | President & COO | Purchase | 5,000 | $2.05 | $10,250 | 485,450 | Nov 18, 2008 |
| WARZALA RICHARD S | President & COO | Purchase | 1,500 | $2.08 | $3,120 | 481,350 | Nov 14, 2008 |
| Prince Eugene E | — | Sale | 1,300 | $5.75 | $7,475 | 660,566 | Aug 6, 2008 |
| Prince Eugene E | — | Sale | 104 | $5.79 | $602 | 663,266 | Aug 4, 2008 |
| Prince Eugene E | — | Sale | 10,000 | $5.50 | $55,000 | 665,984 | Jun 11, 2008 |
| Prince Eugene E | — | Sale | 950 | $5.00 | $4,750 | 675,684 | Feb 29, 2008 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | Award / Grant | 15,000 | — | — | 62,311 | Feb 19, 2008 |
| Wyman Kenneth R | Vice President of Marketing | Award / Grant | 1,000 | — | — | 4,525 | Feb 19, 2008 |
| WARZALA RICHARD S | President | Award / Grant | 15,000 | — | — | 477,450 | Feb 19, 2008 |
| Robert Michel M | — | Award / Grant | 1,500 | — | — | 5,250 | Feb 19, 2008 |
| PILMANIS GEORGE J | — | Award / Grant | 1,500 | — | — | 13,250 | Feb 19, 2008 |
| HUBBARD GRAYDON D | — | Award / Grant | 2,500 | — | — | 42,750 | Feb 19, 2008 |
| HOCK DELWIN D | — | Award / Grant | 1,500 | — | — | 28,263 | Feb 19, 2008 |
| Heath S. R. Jr. | — | Award / Grant | 1,500 | — | — | 6,500 | Feb 19, 2008 |
| WARZALA RICHARD S | President | Option Exercise | 200,000 | $2.40 | $480,000 | 462,450 | Feb 7, 2008 |
| Prince Eugene E | — | Sale | 300 | $5.02 | $1,506 | 679,684 | Feb 1, 2008 |
| SMITH RICHARD D /CO/ | Chief Executive Officer | Gift | 31,250 | — | — | 341,488 | Jan 3, 2008 |
| WARZALA RICHARD S | President | Option Exercise | 13,637 | $2.75 | $37,502 | 262,450 | Oct 31, 2007 |