FARMER BROTHERS CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Grossman Jeanne Farmer | — | Other | 297,403 | — | — | 6,399,822 | Dec 30, 2011 |
| Farmer Equities, LP | — | Other | 2,617,530 | — | — | — | Dec 30, 2011 |
| HARDING MARK A | SR. V.P. OPERATIONS | Award / Grant | 6,900 | — | — | 17,122 | Dec 8, 2011 |
| Anglin John M. | SECRETARY | Award / Grant | 5,464 | — | — | 12,556 | Dec 8, 2011 |
| BERGER GUENTER W | — | Award / Grant | 5,464 | — | — | 25,240 | Dec 8, 2011 |
| Grossman Jeanne Farmer | — | Award / Grant | 5,464 | — | — | 4,140,808 | Dec 8, 2011 |
| McGarry James J | — | Award / Grant | 5,464 | — | — | 9,599 | Dec 8, 2011 |
| Merrell John H | — | Award / Grant | 5,464 | — | — | 15,056 | Dec 8, 2011 |
| Lynch Martin Andrew | — | Award / Grant | 5,464 | — | — | 14,556 | Dec 8, 2011 |
| GOMEZ HORTENSIA R | VICE PRESIDENT & CONTROLLER | Award / Grant | 2,300 | — | — | 7,615 | Dec 8, 2011 |
| GARRETT LARRY B | GEN.COUNSEL, ASST. SECRETARY | Award / Grant | 6,900 | — | — | 12,900 | Dec 8, 2011 |
| GARRETT LARRY B | GEN.COUNSEL, ASST. SECRETARY | Purchase | 100 | $5.86 | $586 | 5,900 | Nov 16, 2011 |
| Wahba Jeffrey A | Interim Co-CEO, CFO, Treasurer | Purchase | 8,500 | $5.75 | $48,875 | 31,362 | Nov 11, 2011 |
| HARDING MARK A | SR. V.P. OPERATIONS | Purchase | 2,288 | $5.01 | $11,463 | 10,222 | Sep 16, 2011 |
| Wahba Jeffrey A | TREASURER AND CFO | Purchase | 10,000 | $4.99 | $49,900 | 22,862 | Sep 16, 2011 |
| GARRETT LARRY B | GEN.COUNSEL, ASST. SECRETARY | Purchase | 2,000 | $4.94 | $9,880 | 5,000 | Sep 16, 2011 |
| MALOOF THOMAS A | — | Purchase | 2,000 | $5.00 | $10,000 | 12,092 | Sep 16, 2011 |
| Merrell John H | — | Purchase | 1,000 | $4.99 | $4,990 | 9,592 | Sep 16, 2011 |
| Lynch Martin Andrew | — | Purchase | 2,000 | $4.99 | $9,980 | 9,092 | Sep 16, 2011 |
| Criteser Patrick G | Interim CO-CEO | Purchase | 6,000 | $4.99 | $29,940 | 25,962 | Sep 16, 2011 |
| HARDING MARK A | SR. V.P. OPERATIONS | Award / Grant | 1,000 | $8.88 | $8,880 | 7,400 | Jun 10, 2011 |
| McGarry James J | — | Sale | 2,957 | $8.59 | $25,401 | 4,135 | Jun 7, 2011 |
| Criteser Patrick G | Interim CO-CEO | Award / Grant | 10,384 | — | — | 19,411 | May 19, 2011 |
| Wahba Jeffrey A | TREASURER AND CFO | Purchase | 5,000 | $11.00 | $55,000 | 12,500 | Mar 14, 2011 |
| McGarry James J | — | Award / Grant | 2,219 | — | — | 7,092 | Dec 9, 2010 |
| Anglin John M. | SECRETARY | Award / Grant | 2,219 | — | — | 7,092 | Dec 9, 2010 |
| Criteser Patrick G | PRESIDENT & CEO, CBI | Award / Grant | 3,000 | — | — | 9,027 | Dec 9, 2010 |
| BERGER GUENTER W | — | Award / Grant | 2,219 | — | — | 19,776 | Dec 9, 2010 |
| GOMEZ HORTENSIA R | VICE PRESIDENT & CONTROLLER | Award / Grant | 1,000 | — | — | 4,885 | Dec 9, 2010 |
| Grossman Jeanne Farmer | — | Award / Grant | 2,219 | — | — | 4,135,344 | Dec 9, 2010 |
| HARDING MARK A | SR. V.P. OPERATIONS | Award / Grant | 3,000 | — | — | 6,400 | Dec 9, 2010 |
| LAVERTY ROGER | PRESIDENT & CEO | Award / Grant | 11,172 | — | — | 39,102 | Dec 9, 2010 |
| Lynch Martin Andrew | — | Award / Grant | 2,219 | — | — | 7,092 | Dec 9, 2010 |
| MALOOF THOMAS A | — | Award / Grant | 2,219 | — | — | 10,092 | Dec 9, 2010 |
| Merrell John H | — | Award / Grant | 2,219 | — | — | 8,592 | Dec 9, 2010 |
| Wahba Jeffrey A | TREASURER AND CFO | Award / Grant | 4,500 | — | — | 7,500 | Dec 9, 2010 |
| GARRETT LARRY B | GEN.COUNSEL, ASST. SECRETARY | Award / Grant | 3,000 | — | — | 3,000 | Dec 9, 2010 |
| MALOOF THOMAS A | — | Award / Grant | 1,000 | $17.78 | $17,780 | 7,873 | Feb 18, 2010 |
| LAVERTY ROGER | PRESIDENT & CEO | Award / Grant | 11,172 | — | — | 27,246 | Dec 10, 2009 |
| Anglin John M. | SECRETARY | Award / Grant | 2,173 | — | — | 4,873 | Dec 10, 2009 |
| Criteser Patrick G | PRESIDENT & CEO, CBI | Award / Grant | 1,862 | — | — | 5,350 | Dec 10, 2009 |
| GOMEZ HORTENSIA R | VICE PRESIDENT & CONTROLLER | Award / Grant | 532 | — | — | 3,275 | Dec 10, 2009 |
| Grossman Jeanne Farmer | — | Award / Grant | 2,173 | — | — | 4,133,125 | Dec 10, 2009 |
| Lynch Martin Andrew | — | Award / Grant | 2,173 | — | — | 4,873 | Dec 10, 2009 |
| MALOOF THOMAS A | — | Award / Grant | 2,173 | — | — | 6,873 | Dec 10, 2009 |
| McGarry James J | — | Award / Grant | 2,173 | — | — | 4,873 | Dec 10, 2009 |
| Merrell John H | — | Award / Grant | 2,173 | — | — | 6,373 | Dec 10, 2009 |
| Webb Drew H | EXECUTIVE V.P. & COO | Award / Grant | 3,458 | — | — | 7,265 | Dec 10, 2009 |
| BERGER GUENTER W | — | Award / Grant | 2,173 | — | — | 17,557 | Dec 10, 2009 |
| MODARO HEIDI L | V.P. SALES & OPERATIONS | Award / Grant | 1,862 | — | — | 2,562 | Dec 10, 2009 |