AmBase Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ISZO CAPITAL MANAGEMENT LP | — | Purchase | 6,600 | $2.54 | $16,764 | 6,845,528 | Jul 23, 2015 |
| ISZO CAPITAL GP LLC | — | Purchase | 58,400 | $2.54 | $148,336 | 6,838,928 | Jul 21, 2015 |
| ISZO CAPITAL GP LLC | — | Purchase | 33,804 | $2.55 | $86,200 | 6,760,528 | Jul 16, 2015 |
| ISZO CAPITAL MANAGEMENT LP | — | Purchase | 40,000 | $2.60 | $104,000 | 6,726,724 | Jul 14, 2015 |
| ISZO CAPITAL MANAGEMENT LP | — | Purchase | 230,000 | $2.50 | $575,000 | 6,616,724 | Jul 10, 2015 |
| SHEEHY BRIAN L. | — | Purchase | 44,000 | $2.50 | $110,000 | 6,146,724 | Jul 1, 2015 |
| ISZO CAPITAL LP | — | Purchase | 1,366,300 | $2.50 | $3,415,750 | 5,950,949 | Jun 26, 2015 |
| BIANCO RICHARD A | President & CEO | Purchase | 41,511 | $1.23 | $51,059 | 777,547 | Oct 16, 2014 |
| Schmidt Kenneth M | — | Purchase | 1,079 | $1.36 | $1,467 | 16,285 | Jun 17, 2014 |
| Schmidt Kenneth M | — | Purchase | 206 | $1.36 | $280 | 10,206 | Jun 12, 2014 |
| FERRARA JOHN | VP & CFO | Sale | 25,000 | $1.17 | $29,250 | 36,029 | Jan 27, 2014 |
| Schmidt Kenneth M | — | Purchase | 10,000 | $1.10 | $11,000 | 10,000 | Jul 24, 2013 |
| BIANCO RICHARD A | President & CEO | Purchase | 2,000 | $1.18 | $2,360 | 777,547 | May 10, 2013 |
| Bianco Joseph R | Treasurer | Sale | 20,000 | $1.26 | $25,200 | 33,000 | Apr 9, 2013 |
| Bianco Joseph R | Treasurer | Sale | 2,000 | $1.26 | $2,520 | 53,000 | Apr 8, 2013 |
| Bianco Joseph R | Treasurer | Sale | 40,000 | $1.26 | $50,400 | 55,000 | Apr 5, 2013 |
| Bianco Joseph R | Treasurer | Sale | 45,000 | $1.26 | $56,700 | 95,000 | Apr 4, 2013 |
| BIANCO RICHARD A | CHR., PRES., & CEO | Option Exercise | 200,000 | $0.81 | $162,000 | 775,547 | Sep 18, 2012 |
| Bianco Joseph R | TREASURER | Option Exercise | 20,000 | $0.64 | $12,800 | 140,000 | Sep 18, 2012 |
| FERRARA JOHN | VP & CFO | Option Exercise | 100,000 | $1.11 | $111,000 | 241,029 | Sep 18, 2012 |
| Trani Salvatore | — | Purchase | 10,000 | $0.10 | $1,000 | 35,500 | Jul 2, 2009 |
| Trani Salvatore | — | Purchase | 500 | $0.10 | $50 | 25,500 | Jun 26, 2009 |
| Trani Salvatore | — | Purchase | — | — | — | 35,000 | Jun 26, 2009 |
| BIANCO RICHARD A | Chairman, President and CEO | Sale | 16,000,000 | $0.08 | $1,280,000 | 375,547 | Mar 16, 2009 |
| BIANCO RICHARD A | President and CEO | Purchase | 5,016 | $0.21 | $1,053 | 16,911,547 | Dec 9, 2008 |
| BIANCO RICHARD A | President and CEO | Purchase | 10,000 | $0.22 | $2,200 | 16,886,531 | Dec 5, 2008 |
| BIANCO RICHARD A | President and CEO | Purchase | 8,000 | $0.27 | $2,160 | 16,861,531 | Oct 15, 2008 |
| Halpern Philip M | — | Purchase | 5,000 | $0.45 | $2,250 | 5,000 | Jun 6, 2008 |
| Trani Salvatore | — | Award / Grant | 10,000 | $0.37 | $3,700 | 25,000 | Apr 7, 2008 |
| Trani Salvatore | — | Purchase | 5,000 | $0.40 | $2,000 | 15,000 | Aug 17, 2007 |
| BIANCO RICHARD A | President & CEO | Purchase | 10,000 | $0.47 | $4,700 | 16,863,531 | Jul 30, 2007 |
| Trani Salvatore | — | Purchase | 7,500 | $0.47 | $3,525 | 10,000 | Jun 4, 2007 |
| HAYWOOD GEORGE WEAVER | — | Sale | 5,617,506 | $0.55 | $3,089,628 | — | Oct 23, 2006 |
| CRONIN DENIS F | — | Sale | 536,000 | $0.55 | $294,800 | — | Oct 23, 2006 |
| BIANCO RICHARD A | President & CEO | Purchase | 6,615,531 | $0.55 | $3,638,542 | 17,033,531 | Oct 19, 2006 |