BROWN FORMAN CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WELCH JAMES S JR | Vice Chairman Strategy and HR | Tax Withholding | 5,024 | $70.07 | $352,032 | 4,251 | Apr 30, 2011 |
| BERG DONALD C | Chief Financial Officer | Tax Withholding | 2,884 | $70.07 | $202,082 | 18,987 | Apr 30, 2011 |
| VARGA PAUL C | Chairman & CEO | Tax Withholding | 20,319 | $70.07 | $1,423,752 | 21,513 | Apr 30, 2011 |
| Jones Jill Ackerman | Senior Vice President | Tax Withholding | 262 | $71.86 | $18,827 | 2,458 | Apr 30, 2011 |
| McCallum Mark I | Executive VP, COO | Tax Withholding | 1,102 | $71.86 | $79,190 | 7,727 | Apr 30, 2011 |
| BOND INA BROWN | — | Other | 22,463 | — | — | 1,208,771 | Apr 29, 2011 |
| BROWN OWSLEY II | — | Other | 241 | — | — | 68,677 | Apr 29, 2011 |
| BROWN OWSLEY II | — | Other | 5,492 | — | — | 4,075,678 | Apr 29, 2011 |
| BOND INA BROWN | — | Other | 5,492 | — | — | 1,985,388 | Apr 29, 2011 |
| BROWN FRAZIER OWSLEY | — | Sale | 117,419 | $67.94 | $7,977,447 | 37,916 | Apr 11, 2011 |
| STREET WILLIAM M | — | Other | 6,757 | — | — | — | Apr 1, 2011 |
| STUBBS DACE BROWN | — | Option Exercise | 6,715 | $26.29 | $176,537 | 10,936 | Mar 21, 2011 |
| Brown J McCauley | — | Purchase | 143 | $67.94 | $9,715 | 2,585 | Jan 31, 2011 |
| BROWN OWSLEY II | — | Gift | 5,859 | — | — | 121,641 | Jan 14, 2011 |
| BROWN OWSLEY II | — | Gift | 1 | — | — | 1 | Jan 14, 2011 |
| BROWN FRAZIER OWSLEY | — | Gift | 100,741 | — | — | 5,051,236 | Jan 3, 2011 |
| MORREAU JANE C | SVP, Director Finance | Tax Withholding | 1,563 | $69.62 | $108,816 | 997 | Jan 3, 2011 |
| BOND INA BROWN | — | Gift | 55 | — | — | 57 | Dec 31, 2010 |
| Frazier Laura | — | Gift | 50,370 | — | — | 5,051,236 | Dec 30, 2010 |
| Joy Catherine Frazier | — | Gift | 56,380 | — | — | 5,653,921 | Dec 30, 2010 |
| Brown George Garvin IV | Executive Vice President | W | 287,098 | — | — | 287,098 | Dec 29, 2010 |
| MAYER RICHARD P | — | Gift | 1,145 | — | — | 11,167 | Dec 28, 2010 |
| MAYER RICHARD P | — | Gift | 1,145 | — | — | 4,855 | Dec 28, 2010 |
| Brown George Garvin IV | Executive Vice President | Gift | 580 | — | — | 37,867 | Dec 15, 2010 |
| BOND INA BROWN | — | Other | 44,777 | — | — | 1,231,414 | Dec 10, 2010 |
| BROWN OWSLEY II | — | Other | 44,777 | — | — | 478,013 | Dec 10, 2010 |
| Brown J McCauley | — | Gift | 1,750 | — | — | 181,868 | Dec 10, 2010 |
| BROWN OWSLEY II | — | Tax Withholding | 26,984 | $64.00 | $1,726,976 | 81,452 | Nov 22, 2010 |
| BROWN OWSLEY II | — | Other | 140,482 | — | — | 140,842 | Nov 11, 2010 |
| BROWN OWSLEY II | — | Other | 26,298 | — | — | 26,298 | Nov 11, 2010 |
| BOND INA BROWN | — | Gift | 4,796 | — | — | 40,041 | Oct 27, 2010 |
| STREET WILLIAM M | — | Other | 86 | — | — | 538,157 | Oct 25, 2010 |
| WELCH JAMES S JR | Vice Chairman Strategy and HR | Option Exercise | 9,492 | $26.67 | $253,152 | 18,767 | Oct 13, 2010 |
| Brown George Garvin IV | — | Sale | 8,596 | $61.10 | $525,216 | 360,589 | Oct 11, 2010 |
| Brown George Garvin IV | — | Sale | 7,236 | $62.25 | $450,441 | 369,185 | Oct 6, 2010 |
| BROWN FRAZIER OWSLEY | — | Gift | 16,000 | — | — | 37,916 | Oct 5, 2010 |
| Brown George Garvin IV | — | Sale | 1,764 | $61.98 | $109,333 | 376,421 | Oct 4, 2010 |
| BERG DONALD C | Chief Financial Officer | Sale | 2,994 | $61.60 | $184,430 | 21,871 | Oct 4, 2010 |
| BERG DONALD C | Chief Financial Officer | Tax Withholding | 5,909 | $62.08 | $366,831 | 15,962 | Oct 4, 2010 |
| MAYER RICHARD P | — | Option Exercise | 3,312 | $26.67 | $88,331 | 12,312 | Oct 4, 2010 |
| Brown George Garvin IV | — | Sale | 80,262 | $61.54 | $4,939,323 | 378,185 | Sep 29, 2010 |
| Brown George Garvin IV | — | Sale | 20,227 | $61.72 | $1,248,410 | 458,447 | Sep 27, 2010 |
| Brown George Garvin IV | — | Sale | 47,776 | $60.96 | $2,912,425 | 478,674 | Sep 22, 2010 |
| Brown George Garvin IV | — | Sale | 64,088 | $60.05 | $3,848,484 | 526,450 | Sep 15, 2010 |
| Brown George Garvin IV | — | Sale | 2,412 | $59.02 | $142,356 | 590,538 | Sep 13, 2010 |
| STREET WILLIAM M | — | Gift | 583 | — | — | 583 | Aug 27, 2010 |
| STREET WILLIAM M | — | Gift | 577 | — | — | 1,120,521 | Aug 16, 2010 |
| BROWN FRAZIER OWSLEY | — | Gift | 15,000 | — | — | 53,916 | Aug 5, 2010 |
| BROWN OWSLEY II | — | Option Exercise | 40,112 | $26.67 | $1,069,787 | 92,345 | Aug 5, 2010 |
| BERG DONALD C | Chief Financial Officer | Option Exercise | 8,000 | $25.06 | $200,480 | 21,200 | Jul 28, 2010 |