Galaxy Gaming, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zender William A | — | Other | 1,269,161 | — | — | 1,344,161 | Sep 22, 2017 |
| Waters Bryan W. | — | Other | 1,269,161 | — | — | 1,344,161 | Sep 22, 2017 |
| TRIANGULUM PARTNERS, LLC. | — | Other | 6,345,805 | — | — | 17,320,862 | Sep 22, 2017 |
| Saucier Robert B. | — | Other | 6,345,805 | — | — | 17,320,862 | Sep 22, 2017 |
| LIPPARELLI MARK A | — | Other | 1,269,161 | — | — | 1,744,161 | Sep 22, 2017 |
| DesRosiers Norman H | — | Other | 1,269,161 | — | — | 1,369,161 | Sep 22, 2017 |
| LIPPARELLI MARK A | — | Purchase | 800,000 | $0.82 | $656,000 | 1,075,000 | Aug 31, 2017 |
| LIPPARELLI MARK A | — | Award / Grant | 200,000 | — | — | 350,000 | Aug 31, 2017 |
| Saucier Robert B. | Chief Executive Officer | Sale | 400 | $0.61 | $244 | 27,285 | Feb 21, 2017 |
| Saucier Robert B. | Chief Executive Officer | Purchase | 40,000 | $0.33 | $13,200 | — | Nov 15, 2016 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Purchase | 100,000 | $0.09 | $9,000 | 418,710 | Feb 28, 2016 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Award / Grant | 150,000 | — | — | 318,710 | Nov 14, 2015 |
| Saucier Robert B. | Chief Executive Officer | Purchase | 40,000 | $0.33 | $13,200 | 40,000 | Apr 22, 2015 |
| Waters Bryan W. | — | Award / Grant | 75,000 | — | — | 75,000 | Apr 1, 2015 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Award / Grant | 100,000 | $0.40 | $40,000 | 168,710 | Dec 29, 2014 |
| Zender William A | — | Award / Grant | 75,000 | — | — | 75,000 | May 1, 2014 |
| ALIXANDRA SAUCIER REGULATORY TRUST | — | Sale | 250,000 | $0.36 | $90,000 | — | Apr 11, 2014 |
| DesRosiers Norman H | — | Award / Grant | 100,000 | — | — | 100,000 | Mar 1, 2014 |
| ALIXANDRA SAUCIER REGULATORY TRUST | — | Sale | 250,000 | $0.20 | $50,000 | 250,000 | Oct 23, 2013 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Purchase | 30,000 | $0.25 | $7,500 | 68,710 | Jun 26, 2013 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Purchase | 2,500 | $0.30 | $750 | 38,710 | Jun 18, 2013 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Purchase | 2,950 | $0.27 | $797 | 22,950 | Jun 17, 2013 |
| Vecchiarelli Gary Anthony | Chief Financial Officer | Purchase | 20,000 | $0.25 | $5,000 | 20,000 | Jan 25, 2013 |
| Saucier Robert B. | Chief Executive Officer | Sale | 333,333 | $0.15 | $50,000 | 23,666,667 | Nov 5, 2012 |
| Saucier Robert B. | Chief Executive Officer | Purchase | 250,000 | $0.20 | $50,000 | 24,000,000 | Nov 5, 2012 |
| Saucier Robert B. | CEO, CFO | Other | 500,000 | — | — | 24,250,000 | Apr 18, 2011 |
| Saucier Robert B. | CEO, CFO | Gift | 250,000 | — | — | 24,750,000 | Jul 22, 2009 |
| O'Hara William E | COO | Other | 15,250 | $6,100.00 | $93,025,000 | 15,250 | Jun 23, 2009 |
| WALLACE JAN | CEO, President | Award / Grant | 245,000 | $0.03 | $7,350 | 245,000 | Dec 22, 2005 |
| JOHAL MUNJIT | Chief Financial Officer | Other | 250,000 | — | — | — | Oct 11, 2005 |
| KISTER JAY | — | Other | 5,000 | $0.50 | $2,500 | 124,830 | Nov 11, 2003 |